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The Idea of the Holy
By Rudolf Otto
Author’s Foreword to the First English Edition
In this book I have ventured to write of that which may be called ‘non-rational’ or ‘supra-rational’ in the depths of the divine nature. I do not thereby want to promote in any way the tendency of our time towards an extravagant and fantastic ‘irrationalism,’ but rather to join issue with it in its morbid form. The ‘irrational’ is today a favourite theme of all who are too lazy to think or too ready to evade the arduous duty of clarifying their ideas and grounding their convictions on a basis of coherent thought. This book, recognizing the profound import of the non-rational for metaphysic, makes a serious attempt to analyse all the more exactly the feeling which remains where the concept fails, and to introduce a terminology which is not any the more loose or indeterminate for having necessarily to make use of symbols.
Before I ventured upon this field of inquiry I spent many years of study upon the rational aspect of that supreme Reality we call ‘God,’ and the results of my work are contained in my books, Naturalistische und religiose Weltansicht (Eng. Tr. Naturalism and Religion, London, 1907), and Die Kant-Friesische Religions-Philosophie. And I feel that no one ought to concern himself with the ‘Numen ineffabile’ who has not already devoted assiduous and serious study to the ‘Ratio aeterna.’
This foreword gives me a very welcome opportunity to express my thanks to the translator for his care, his remarkable delicacy of interpretation, and for the valuable supplementary pages he has added. An English critic has said that ‘the translation is much better than the original’; and to this I have nothing to object.
Rudolf Otto
Marburg, 1923
Translator’s Preface
This translation of Dr. Rudolf Otto’s Das Heilige has been made from the ninth German edition, but certain passages, mostly additions to the book in its first form, have been omitted with the concurrence of the author. The chief of these are certain of the appendixes, especially a long one upon ‘Myth and Religion’ in Wundt’s Volkerpsychologie,’ and some citations in the text from German and other hymns and liturgies which, besides defying adequate translation, appeared to be of less interest to the English than to the German reader. On the other hand, I would refer the English reader to the brief appendix (No. X) that I have ventured to add, in which I have noted some points relevant to the subject discussed in the book suggested by the usage of English words, and added one or two illustrative passages from English writers.
My warmest thanks are due to the author, not only for the many corrections he has made in the text of the translation, the whole of which he read in manuscript, but more for his generous and patient encouragement, without which it would have been neither undertaken nor completed. My best thanks are also due to the readers of the Oxford University Press for many helpful suggestions and corrections in my English text.
In the six years since its first publication in 1917, Das Heilige has already passed through ten editions. At a time when circumstances are as adverse to writers and purchasers of serious books as they have been for the last few years in Germany, this fact would alone suggest that the author’s work has met a genuine need in his own land; and any one who has followed the movement of religious thought abroad during this period is aware that the success of his book is much more
One of the most unmistakable points of contrast between the thought of today and that of the later nineteenth century is the increased comprehensiveness and adequacy with which the study of religion is being pursued. Not only has the older, harder, more dogmatic tone on all sides given place to one more tolerant and sympathetic, but the study of religion has come to claim a much wider reference and to draw material from far more diverse sources than would at one time have been recognized; and the frontiers of the subject have been enormously extended in consequence. Anthropology, Sociology, Psychology, and the history and comparative study of religious forms and institutions, if they have at once modified and complicated the problems of religious inquiry, have definitely increased the range of observations likely to throw light upon them.
If we consider only the English-speaking countries, a future generation may perhaps judge that no writer did more to introduce or render more effective this new spirit in the study of religion than William James in his famous Gifford lectures on The Varieties of Religious Experience, published just over twenty years ago (1902). In any case the title of that book might be taken as giving the chief characteristics of that spirit, the preoccupation with religion in all its manifold forms as a specific experience, rather than as either the vehicle of a system of dogma or metaphysics on the one hand or as simply the emotional ‘heightening’ of morality on the other. This latter view is well represented by Matthew Arnold, himself in many respects a very typical child of his age; and Arnold’s well-known phrase that ‘the true meaning of religion is “morality touched by emotion”’ is a fair expression of the limitations
1 C. C. J. Webb, Problems in the Relations of God and Man (1911), p. 4.
For today this almost purely rational and ethical approach to the study of religion has been abandoned. Modern inquiries into the nature of religious experience have indeed tended to overweight the opposite scale. Feeling has, perhaps, something more than come into its own. Instinct, emotion, intuition, the more obscure and the more subjective aspects of religious experience—it is these that are today the main centre of interest. The vogue (perhaps now already declining) of M. Bergson’s philosophy, in which instinct and intuition are put in fundamental contrast to, if not actually opposed to, rationality and the needs of practical life, has been one, but only one, of the influences making in this direction. Equally significant is the quite modern interest in Mysticism, which owes so much to the admirable works of such writers as Dean Inge, Miss Evelyn Underhill, and Baron von Hügel in this country, and Professor Rufus M. Jones in America. In Germany, where the popular interest in Mysticism is even more recent than it is with us, the same tendency is marked by a special leaning towards the study of oriental, and especially of Indian, religions. There, as here, a constant stream of books indicates how widely held is the conviction that there are essential elements in religion which are not to be comprised in
If, as one suspects, there are already signs of a new reaction against the possible over-emphasis of what may be called, for want of a better single term, the elements of ‘feeling’ in religion, such a movement of criticism need not be regretted. We may note at any rate two points in which it may prove salutary.
In the first place, it has been urged, not altogether unjustly, that some modern students of religion, and especially of religion in its mystical forms, have been misled by their interest in the experiences of exceptional men into a distorted account of religion as a whole. They do not see the wood for the trees; or, more accurately, they fail to get a true view of the common nature of the trees in their structure and growth through an undue preoccupation with certain particularly striking examples. It is easy (so it may be urged) to pursue the varieties so far as to neglect the identities of religious experience, those fundamental elements which distinguish it as religious from experience of other kinds. Mystical experience is surely after all something exceptional. Religion is something wider than Mysticism. Yet sometimes one gets the impression that the non-mystic is only rather grudgingly and half-heartedly admitted to have any first-hand genuine religious experience at all. The abnormal is often the more interesting, the more fascinating study, but it ought not on that account to be allowed to usurp the place of the normal; and this, it may be suggested, is one mistake to which the modern comprehensive, fertile, and far-casting study of religion is prone.
This is one possible point of criticism. A second would emphasize the danger of subjectivism. It is possible to devote our attention to religious ‘experience’ in a sense which would
The enlarged and emancipated study of religion characteristic of today has sometimes given just ground for these two criticisms. It has not always avoided exaggerating the exceptional experience at the expense of the normal; and it has perhaps not infrequently allowed itself to become so far absorbed in the subjective states of mind manifested in religious experience as to ignore or half ignore the objective significance of them.
It is not least in reference to these two points that the value of Dr. Otto’s volume lies. He is concerned to examine the nature of those elements in the religious experience which lie outside and beyond the scope of reason—which cannot be comprised in ethical or rational conceptions, but which none the less as ‘feelings’ cannot be disregarded by any honest inquiry. And his argument shows in the first place that in all the forms which religious experience may assume and has assumed, so far as these can be reinterpreted in polytheistic and monotheistic cults, non-mystical and mystical worship alike—certain basic ‘moments’ of feeling (again a word of which our language might well make fuller use) are always found to recur. All genuine religion exhibits these characteristic
2 His book, Naturilistische und religiöse Weltansicht (The Naturalistic and the Religious View of the World), has been translated into English under the title Naturalism and Religion, 1907.
But of still more significance is the author’s argument in relation to the second of the two points already mentioned—the question of subjectivism. Here we are shown that the religious ‘feeling’ properly involves a unique kind of apprehension, sui generis, not to be reduced to ordinary intellectual or rational knowing with its terminology of notions and concepts, and yet and this is the paradox of the matter itself a genuine ‘knowing,’ the growing awareness of an object,
The ‘feeling’ element in religion involves, then, a genuine knowing or awareness, though, in contrast to that knowing which can express itself in concepts, it may be termed ‘non-rational.’ The feeling of the ‘uncanny,’ the thrill of awe or reverence, the sense of dependence, of impotence, or of nothingness, or again the feelings of religious rapture and exaltation, all these are attempted designations of the mental states which attend the awareness of certain aspects of ‘the divine.’ In some religions one may be more prominent and in some another; and different individuals will vary widely in their susceptibility to these feelings, or, in Dr. Otto’s terminology, in the degree and character of their faculty of ‘divination.’ But all of these feelings have a necessary and some a permanent place in the developing recognition of the divine nature. The particular aspect of it, glimpsed, as it were, in each of them, he tries to isolate the better by having recourse to a Latin terminology: but such terms as ‘mysterium,’ ‘maiestas,’ ‘fascinans,’ are confessedly, like ‘fear,’ ‘awe,’ ‘love,’ in their religious application, not so much precise and
A word of explanation and defence (for the English reader does not take kindly to fresh word-coinages) may be offered in respect to the chief new word introduced by the author. Dr. Otto is maintaining the autonomy and uniqueness of a particular sort of ‘knowing.’ Just as the recognition and appreciation of beauty cannot be reduced to that of moral goodness, just as ‘the beautiful’ and ‘the good’ are, in the philosopher’s phrase, ‘categories’ in their own right, so, too, it is with religion. There, too, we have to deal with a peculiar and irreducible kind of apprehension we employ or apply a distinct category. The natural term for this would be that which stands in the title of this book: the holy, or else the sacred. But the meaning of these words is at once too lofty and too narrow. Holiness, sanctity, are words which are charged with ethical import.
3 See, further, Appendix X.
‘Numinous’ and ‘Numen’ will, then, be words which bear no moral import, but which stand for the specific non-rational religious apprehension and its object, at all its levels, from the first dim stirrings where religion can hardly yet be said to exist to the most exalted forms of spiritual experience. And then we can keep the words ‘holy’ and ‘sacred,’ ‘holiness’ and ‘sanctity,’ to their more usual meaning.
Dr. Otto is concerned in this volume primarily to establish the autonomy and uniqueness of this ‘numinous’ experience to show its essential place in religion and its significance in religious development. But so far from claiming that this is all,—that, for example, mystic ‘intuition’ can dispense with the knowledge that comes through human reason and moral experience,—he asserts emphatically the contrary. And in his later chapters he makes it clear that for him the supremacy of Christianity over all other religions lies in the unique degree in which (as he holds) in Christianity the numinous elements, such as the sense of awe and reverence before infinite mystery and infinite majesty, are yet combined and made one with the rational elements, assuring us that God is an all-righteous, all-provident, and all-loving Person, with whom a man may enter into the most intimate relationship.
What is maintained in this book is, in fact, that religion is something not only natural but also, in the strict sense of the word, paradoxical. It is a real knowledge of, and real personal communion with, a Being whose nature is yet above knowledge and transcends personality. This apparent contradiction cannot be evaded by concentrating upon one aspect of it and ignoring the other, without doing a real injury to religion. It must be faced directly in the experience of worship, and there, and only there, it ceases to be a contradiction and becomes a harmony. And many who are grateful
For in this, too, the argument of this book has something to offer to the thought of today. It would hardly be denied that the dominant movement of thought in this nearly completed first quarter of the twentieth century has been what has been called ‘humanistic,’ and what might better be termed ‘anthropocentric.’ In religion, as in other domains, we have learned to view things, in the phrase of a brilliant exponent of this way of thinking,
4 Dr. L. P. Jacks.
5 Sir William Watson, The Unknown God.
Is it possible that once more in this too anthropocentric
In this book there are certain features that may be puzzling and unfamiliar to some readers. Those unaccustomed to such terms may find words like ‘category,’ ‘a priori,’ ‘schematize,’ repellent to them. To the general reader the quasi-Kantian treatment of this matter or that may be a stumbling-block, and to the mystic perhaps foolishness. Again, some may find the argument too much of an analysis; others, too much of an apologetic. To some it may seem too logical; to others, too theological. But it is good that our incurable propensity to think in compartments, to keep, if we admit them at all, our philosophy and theology strangers, should receive a shock now and then. And, for the rest, it is surely good that a book upon religion should be written by a man who feels that religion stands at the very centre and basis of life—that ‘the divine’ in man is, in Plato’s phrase, the head and the root of him—and who can make no pretence of viewing his own religion from without, as though it meant no more to him than any other. For though in so many departments in life it is the detached and unprejudiced observer who can best pronounce judgement, in this one the paradox must hold that he who professes to stand outside religion and view all the religions of the world in impartial detachment will never wholly understand any one of them.
John W. Harvey
March 1923
Chapter I. The Rational and the Non-Rational
It is essential to every theistic conception of God, and most of all to the Christian, that it designates and precisely characterizes Deity by the attributes Spirit, Reason, Purpose, Good Will, Supreme Power, Unity, Selfhood. The nature of God is thus thought of by analogy with our human nature of reason and personality; only, whereas in ourselves we are aware of this as qualified by restriction and limitation, as applied to God the attributes we use are ‘completed,’ i.e. thought as absolute and unqualified. Now all these attributes constitute clear and definite concepts: they can be grasped by the intellect; they can be analysed by thought; they even admit of definition. An object that can thus be thought conceptually may be termed rational. The nature of deity described in the attributes above mentioned is, then, a rational nature; and a religion which recognizes and maintains such a view of God is in so far a ‘rational’ religion. Only on such terms is belief possible in contrast to mere feeling. And of Christianity at least it is false that ‘feeling is all, the name but sound and smoke’;
1 Goethe, Faust.
Here for the first time we come up against the contrast
This bias to rationalization still prevails, not only in theology but in the science of comparative religion in general, and from top to bottom of it. The modern students of mythology, and those who pursue research into the religion of ‘primitive man’
And so it is salutary that we should be incited to notice that Religion is not exclusively contained and exhaustively comprised in any series of ‘rational’ assertions; and it is well worthwhile to attempt to bring the relation of the different ‘moments’ of religion to one another clearly before the mind, so that its nature may become more manifest.
This attempt we are now to make with respect to the quite distinctive category of the holy or sacred.
Chapter II. ‘Numen’ and the ‘Numinous’
‘Holiness’—‘the holy’—is a category of interpretation and valuation peculiar to the sphere of religion. It is, indeed, applied by transference to another sphere that of ethics but it is not itself derived from this. While it is complex, it contains a quite specific element or ‘moment,’ which sets it apart from ‘the Rational’ in the meaning we gave to that word above, and which remains inexpressible an—ἄρρητον or ineffabile—in the sense that it completely eludes apprehension in terms of concepts. The same thing is true (to take a quite different region of experience) of the category of the beautiful.
Now these statements would be untrue from the outset if ‘the holy’ were merely what is meant by the word, not only in common parlance, but in philosophical, and generally even in theological usage. The fact is we have come to use the words holy, sacred (heilig) in an entirely derivative sense, quite different from that which they originally bore.
But this common usage of the term is inaccurate. It is true that all this moral significance is contained in the word ‘holy,’ but it includes in addition—as even we cannot but feel—a clear overplus of meaning, and this it is now our task to isolate. Nor is this merely a later or acquired meaning; rather, ‘holy,’ or at least the equivalent words in Latin and
It will be our endeavour to suggest this unnamed Something to the reader as far as we may, so that he may himself feel it. There is no religion in which it does not live as the real innermost core, and without it no religion would be worthy of the name. It is pre-eminently a living force in the Semitic religions, and of these again in none has it such vigour as in that of the Bible. Here, too, it has a name of its own, viz. the Hebrew qādôsh, to which the Greek ἅγιος and the Latin sanctus, and, more accurately still, sacer, are the corresponding terms. It is not, of course, disputed, that these terms in all three languages connote, as part of their meaning, good, absolute goodness, when, that is, the notion has ripened and reached the highest stage in its development. And we then use the word ‘holy’ to translate them. But this ‘holy’ then represents the gradual shaping and filling in with ethical meaning, or what we shall call the ‘schematization,’ of what was a unique original feeling-response, which can be in itself ethically neutral and claims consideration in its own right. And when this moment or element first emerges and begins its long development, all those expressions (qādôsh, ἅγιος, sacer, etc.) mean beyond all question something quite other than ‘the good.’ This is universally agreed by contemporary criticism, which rightly explains the rendering of qādôsh, by ‘good’ as a mistranslation and unwarranted ‘rationalization’ or ‘moralization’ of the term.
Accordingly, it is worthwhile, as we have said, to find a word to stand for this element in isolation, this ‘extra’ in
Chapter III. The Elements in the ‘Numinous’
Creature-Feeling. The reader is invited to direct his mind to a moment of deeply-felt religious experience, as little as possible qualified by other forms of consciousness. Whoever cannot do this, whoever knows no such moments in his experience, is requested to read no further; for it is not easy to discuss questions of religious psychology with one who can recollect the emotions of his adolescence, the discomforts of indigestion, or, say, social feelings, but cannot recall any intrinsically religious feelings. We do not blame such an one, when he tries for himself to advance as far as he can with the help of such principles of explanation as he knows, interpreting ‘Aesthetics’ in terms of sensuous pleasure, and ‘Religion’ as a function of the gregarious instinct and social standards, or as something more primitive still. But the artist, who for his part has an intimate personal knowledge of the distinctive element in the aesthetic experience, will decline his theories with thanks, and the religious man will reject them even more uncompromisingly.
Next, in the probing and analysis of such states of the soul as that of solemn worship, it will be well if regard be paid to what is unique in them rather than to what they have in common with other similar states. To be rapt in worship is one thing; to be morally uplifted by the contemplation of a good deed is another; and it is not to their common features, but to those elements of emotional content peculiar to the first that we would have attention directed as precisely as possible. As Christians we undoubtedly here first meet with feelings familiar enough in a weaker form in other departments of experience, such as feelings of gratitude, trust, love, reliance, humble submission, and dedication. But this does not by any
Schleiermacher has the credit of isolating a very important element in such an experience. This is the ‘feeling of dependence.’ But this important discovery of Schleiermacher is open to criticism in more than one respect.
In the first place, the feeling or emotion which he really has in mind in this phrase is in its specific quality not a ‘feeling of dependence’ in the ‘natural’ sense of the word. As such, other domains of life and other regions of experience than the religious occasion the feeling, as a sense of personal insufficiency and impotence, a consciousness of being determined by circumstances and environment. The feeling of which Schleiermacher wrote has an undeniable analogy with these states of mind: they serve as an indication to it, and its nature may be elucidated by them, so that, by following the direction in which they point, the feeling itself may be spontaneously felt. But the feeling is at the same time also qualitatively different from such analogous states of mind. Schleiermacher himself, in a way, recognizes this by distinguishing the feeling of pious or religious dependence from all other feelings of dependence. His mistake is in making the distinction merely that between ‘absolute’ and ‘relative’ dependence, and therefore a difference of degree and not of intrinsic quality. What he overlooks is that, in giving the feeling the name ‘feeling of dependence’ at all, we are really employing what is no more than a very close analogy. Anyone who compares and contrasts the two states of mind irrespectively will find out, I think, what I mean. It cannot be expressed by means of anything else, just because it is so primary and elementary a datum in our psychical life, and therefore only definable through itself. It may perhaps help him if I cite a well-known example, in which the precise moment or element of religious feeling of which we are speaking is most actively present. When Abraham ventures to plead with God for the men of Sodom, he says (Genesis 18:27): ‘Behold now, I have taken upon
It is easily seen that, once again, this phrase, whatever it is, is not a conceptual explanation of the matter. All that this new term, ‘creature-feeling,’ can express, is the note of self-abasement into nothingness before an overpowering, absolute might of some kind; whereas everything turns upon the character of this overpowering might, a character which cannot be expressed verbally, and can only be suggested indirectly through the tone and content of a man’s feeling-response to it. And this response must be directly experienced in oneself to be understood.
We have now to note a second defect in the formulation of Schleiermacher’s principle. The religious category discovered by him, by whose means he professes to determine the real content of the religious emotion, is merely a category of self-valuation, in the sense of self-depreciation. According to him the religious emotion would be directly and primarily a sort of self-consciousness, a feeling concerning one’s self in a special, determined relation, viz. one’s dependence. Thus, according to Schleiermacher, I can only come upon the very fact of God as the result of an inference, that is, by reasoning to a cause beyond myself to account for my feeling of dependence. But this is entirely opposed to the psychological facts of the case. Rather, the creature-feeling is itself a first subjective concomitant and effect of another feeling-element, which casts it like a shadow, but which in itself indubitably has immediate and primary reference to an object outside the self.
1 This is so manifestly borne out by experience that it must be about the first thing to force itself upon the notice of psychologists analysing the facts of religion. There is a certain naïveté in the following passage from William James’s Varieties of Religious Experience (p. 58), where, alluding to the origin of the Grecian representations of the gods, he says: ‘As regards the origin of the Greek gods, we need not at present seek an opinion. But the whole array of our instances leads to a conclusion something like this: It is as if there were in the human consciousness a sense of reality, a feeling of objective presence, a perception of what we may call “something there,” more deep and more general than any of the special and particular “senses” by which the current psychology supposes existent realities to be originally revealed.’ (The italics are James’s own.) James is debarred by his empiricist and pragmatist stand-point from coming to a recognition of faculties of knowledge and potentialities of thought in the spirit itself, and he is therefore obliged to have recourse to somewhat singular and mysterious hypotheses to explain this fact. But he grasps the fact itself clearly enough and is sufficient of a realist not to explain it away. But this ‘feeling of reality,’ the feeling of a ‘numinous’ object objectively given, must be posited as a primary immediate datum of consciousness, and the ‘feeling of dependence’ is then a consequence, following very closely upon it, viz. a depreciation of the subject in his own eyes. The latter presupposes the former.
The numinous is thus felt as objective and outside the self. We have now to inquire more closely into its nature and the modes of its manifestation.
Chapter IV. Mysterium Tremendum
The Analysis of ‘Tremendum.’ We said above that the nature of the numinous can only be suggested by means of the special way in which it is reflected in the mind in terms of feeling. ‘Its nature is such that it grips or stirs the human mind with this and that determinate affective state.’ We have now to attempt to give a further indication of these determinate states. We must once again endeavour, by adducing feelings akin to them for the purpose of analogy or contrast, and by the use of metaphor and symbolic expressions, to make the states of mind we are investigating ring out, as it were, of themselves.
Let us consider the deepest and most fundamental element in all strong and sincerely felt religious emotion. Faith unto Salvation, Trust, Love—all these are there. But over and above these is an element which may also on occasion, quite apart from them, profoundly affect us and occupy the mind with a well nigh bewildering strength. Let us follow it up with every effort of sympathy and imaginative intuition wherever it is to be found, in the lives of those around us, in sudden, strong ebullitions of personal piety and the frames of mind such ebullitions evince, in the fixed and ordered solemnities of rites and liturgies, and again in the atmosphere that clings to old religious monuments and buildings, to temples and to churches. If we do so we shall find we are dealing with something for which there is only one appropriate expression, mysterium tremendum. The feeling of it may at times come sweeping like a gentle tide, pervading the mind with a tranquil mood of deepest worship. It may pass over into a more set and lasting attitude of the soul, continuing, as it were, thrillingly vibrant and resonant, until at last it dies away and the
It is again evident at once that here too our attempted formulation by means of a concept is once more a merely negative one. Conceptually ‘mysterium’ denotes merely that which is hidden and esoteric, that which is beyond conception or understanding, extraordinary and unfamiliar. The term does not define the object more positively in its qualitative character. But though what is enunciated in the word is negative, what is meant is something absolutely and intensely positive. This pure positive we can experience in feelings, feelings which our discussion can help to make clear to us, in so far as it arouses them actually in our hearts.
1. The Element of Awefulness. To get light upon the positive ‘quale’ of the object of these feelings, we must analyse more closely our phrase mysterium tremendum, and we will begin first with the adjective.
‘Tremor’ is in itself merely the perfectly familiar and ‘natural’ emotion of fear. But here the term is taken, aptly enough but still only by analogy, to denote a quite specific kind of emotional response, wholly distinct from that of being afraid, though it so far resembles it that the analogy of fear may be used to throw light upon its nature. There are in some languages special expressions which denote, either exclusively or in the first instance, this fear that is more than fear proper. The Hebrew hiqdish (hallow) is an example.
In the Greek language we have a corresponding term in σεβαστός. The early Christians could clearly feel that the title σεβαστός (augustus) was one that could not fittingly be given to any creature, not even to the emperor. They felt that to call a man σεβαστός was to give a human being a name proper only to the numen to rank him by the category proper only to the numen, and that it therefore amounted to a kind of idolatry. Of modern languages English has the words ‘awe,’ ‘aweful,’ which in their deeper and most special sense approximate closely to our meaning. The phrase, ‘he stood aghast,’ is also suggestive in this connexion. On the other hand, German has no native-grown expression of its own for the higher and riper form of the emotion we are considering, unless it be in a word like erschauern, which does suggest it fairly well. It is far otherwise with its cruder and more debased phases, where such terms as grausen and Schauer, and the more popular and telling gruseln (grue), gräsen, and grässlich (‘grisly’), very clearly designate the numinous element. In my examination of Wundt’s Animism I suggested the term Scheu (dread); but the special ‘numinous’ quality (making it ‘awe’ rather than ‘dread’ in the ordinary sense) would then, of course, have to be denoted by inverted commas. ‘Religious dread’ (or ‘awe’) would perhaps be a better designation.
1 Cf. my papers in Theologische Rundschau, 1910, vol. i, on ‘Myth and Religion in Wundt’s Völkerpsychologie,’ and in Deutsche Literaturzeitung, 1910, No. 38. I find in more recent investigations, especially those of R. R. Marett and N. Söderblom, a very welcome confirmation of the positions I there maintained. It is true that neither of them calls attention quite as precisely as, in this matter, psychologists need to do, to the unique character of the religious ‘awe’ and its qualitative distinction from all ‘natural’ feelings. But Marett more particularly comes within a hair’s breadth of what I take to be the truth about the matter. Cf. his Threshold of Religion (London, 1909), and N. Söderblom’s Das Werden des Gottesglaubens (Leipzig, 1915), also my review of the latter in Theol. Literaiurzeitung, January 1915.
Not only is the saying of Luther, that the natural man cannot fear God perfectly, correct from the standpoint of psychology, but we ought to go farther and add that the natural man is quite unable even to shudder (grauen) or feel horror in the real sense of the word. For ‘shuddering’ is something more than ‘natural,’ ordinary fear. It implies that the mysterious is already beginning to loom before the mind, to touch the feelings. It implies the first application of a category of valuation which has no place in the everyday natural world of ordinary experience, and is only possible to a being in whom has been awakened a mental predisposition, unique in kind and
Before going on to consider the elements which unfold as the ‘tremendum’ develops, let us give a little further consideration to the first crude, primitive forms in which this ‘numinous dread’ or awe shows itself. It is the mark which really characterizes the so-called ‘Religion of Primitive Man,’ and there it appears as ‘daemonic dread.’ This crudely naïve and primordial emotional disturbance, and the fantastic images to which it gives rise, are later overborne and ousted by more highly developed forms of the numinous emotion, with all its mysteriously impelling power. But even when this has long attained its higher and purer mode of expression it is possible for the primitive types of excitation that were formerly a part of it to break out in the soul in all their original naïveté and so to be experienced afresh. That this is so is shown by the potent attraction again and again exercised by the element of horror and ‘shudder’ in ghost stories, even among persons of high all-round education. It is a remarkable fact that the physical reaction to which this unique ‘dread’ of the uncanny gives rise is also unique, and is not found in the case of any ‘natural’ fear or terror. We say: ‘my blood ran icy cold,’ and ‘my flesh crept.’ The ‘cold blood’ feeling may be a symptom of ordinary, natural fear, but there is something non-natural or supernatural about the symptom of ‘creeping flesh.’ And any one who is capable of more precise introspection must recognize that the distinction between such a ‘dread’ and natural fear is not simply one of degree and intensity. The awe or ‘dread’ may indeed be so overwhelmingly great that it seems to penetrate to the very marrow, making the man’s hair bristle and his limbs quake. But it may also steal upon him almost unobserved as the gentlest of agitations, a mere fleeting shadow passing across his mood. It has therefore nothing to do with intensity, and no natural fear passes over into it merely by being intensified. I may be beyond all
We should see the facts more clearly if psychology in general would make a more decisive endeavour to examine and classify the feelings and emotions according to their qualitative differences. But the far too rough division of elementary feelings in general into pleasures and pains is still an obstacle to this. In point of fact ‘pleasures’ no more than other feelings are differentiated merely by degrees of intensity: they show very definite and specific differences. It makes a specific difference to the condition of mind whether the soul is merely in a state of pleasure, or joy, or aesthetic rapture, or moral exaltation, or finally in the religious bliss that may come in worship. Such states certainly show resemblances one to another, and on that account can legitimately be brought under a common class-concept (‘pleasure’), which serves to cut them off from other psychical functions, generically different. But this class-concept, so far from turning the various subordinate species into merely different degrees of the same thing, can do nothing at all to throw light upon the essence of each several state of mind which it includes.
Though the numinous emotion in its completest development shows a world of difference from the mere ‘daemonic dread,’ yet not even at the highest level does it belie its pedigree or kindred. Even when the worship of ‘daemons’ has long since reached the higher level of worship of ‘gods,’ these gods still retain as ‘numina’ something of the ‘ghost’ in the impress they make on the feelings of the worshipper, viz. the peculiar quality of the ‘uncanny’ and ‘aweful,’ which survives with the quality of exaltedness and sublimity or is symbolized by means of it. And this element, softened though it is, does not disappear even on the highest level of all, where the worship of God is at its purest. Its disappearance would be indeed an essential loss. The ‘shudder’ reappears in a form ennobled beyond measure where the soul, held speechless, trembles inwardly to the farthest fibre of its being. It invades the mind mightily in Christian worship with the words: ‘Holy, holy, holy’; it breaks forth from the hymn of Tersteegen:
God Himself is present:
Heart, be stilled before Him:
Prostrate inwardly adore Him.
The ‘shudder’ has here lost its crazy and bewildering note, but not the ineffable something that holds the mind. It has become a mystical awe, and sets free as its accompaniment, reflected in self-consciousness, that ‘creature-feeling’ that has already been described as the feeling of personal nothingness and submergence before the awe-inspiring object directly experienced.
The referring of this feeling numinous ‘tremor’ to its object in the numen brings into relief a ‘property’ of the latter which plays an important part in our Holy Scriptures, and which has been the occasion of many difficulties, both to commentators and to theologians, from its puzzling and baffling nature. This is the ὀργή (orgé), the Wrath of Yahweh, which recurs in the New Testament as ὀργὴ θεοῦ, and which is clearly analogous to the idea occurring in many religions of a mysterious ‘ira deorum.’ To pass through the Indian Pantheon of gods is to find deities who seem to be made up altogether out of such an ὀργή; and even the higher Indian gods of grace and pardon have frequently, beside their merciful, their ‘wrath’ form. But as regards the ‘wrath of Yahweh,’ the strange features about it have for long been a matter for constant remark. In the first place, it is patent from many passages of the Old Testament that this ‘wrath’ has no concern whatever with moral qualities. There is something very baffling in the way in which it ‘is kindled’ and manifested. It is, as has been well said, ‘like a hidden force of nature,’ like stored-up electricity, discharging itself upon anyone who comes too near. It is ‘incalculable’ and ‘arbitrary.’ Anyone who is accustomed to think of deity only by its rational attributes must see in this ‘wrath’ mere caprice and willful passion. But such a view would have been emphatically rejected by the religious men of the Old Covenant, for to them the Wrath of God, so far from being a diminution of His Godhead, appears as a natural expression of it, an element of ‘holiness’ itself, and a quite indispensable one. And in this they are entirely
It will be again at once apparent that in the use of this word we are not concerned with a genuine intellectual ‘concept,’ but only with a sort of illustrative substitute for a concept. ‘Wrath’ here is the ‘ideogram’ of a unique emotional moment in religious experience, a moment whose singularly daunting and awe-inspiring character must be gravely disturbing to those persons who will recognize nothing in the divine nature but goodness, gentleness, love, and a sort of confidential intimacy, in a word, only those aspects of God which turn towards the world of men.
This ὀργή is thus quite wrongly spoken of as ‘natural’ wrath: rather it is an entirely non- or super-natural, i.e. numinous, quality. The rationalization process takes place when it begins to be filled in with elements derived from the moral reason;—righteousness in requital, and punishment for moral transgression. But it should be noted that the idea of the Wrath of God in the Bible is always a synthesis, in which the original is combined with the later meaning that has come to fill it in. Something supra-rational throbs and gleams, palpable and visible, in the ‘Wrath of God,’ prompting to a sense of ‘terror’ that no ‘natural’ anger can arouse.
Beside the ‘Wrath’ or ‘Anger’ of Yahweh stands the related expression ‘Jealousy of Yahweh.’ The state of mind denoted by the phrase ‘being jealous for Yahweh’ is also a numinous state of mind, in which features of the ‘tremendum’ pass over into the man who has experience of it.
It will be felt at once that there is yet a further element which must be added, that, namely, of ‘might,’ ‘power,’ ‘absolute overpoweringness.’ We will take to represent this the term ‘majestas,’ majesty—the more readily because anyone with a feeling for language must detect a last faint trace of the numinous still clinging to the word. The ‘tremendum’ may then be rendered more adequately ‘tremenda majestas,’ or ‘aweful majesty.’ This second element of majesty may continue to be vividly preserved, where the first, that of unapproachability, recedes and dies away, as may be seen, for example, in Mysticism. It is especially in relation to this element of majesty or absolute overpoweringness that the creature-consciousness, of which we have already spoken, comes upon the scene, as a sort of shadow or subjective reflection of it. Thus, in contrast to ‘the overpowering’ of which we are conscious as an object over against the self, there is the feeling of one’s own submergence, of being but ‘dust and ashes’ and nothingness. And this forms the numinous raw material for the feeling of religious humility.
2 Cf. R. R. Marett, ‘The Birth of Humility,’ in The Threshold of Religion, 2nd ed., 1914. [Tr.]
Here we must revert once again to Schleiermacher’s expression for what we call ‘creature-feeling,’ viz. the ‘feeling of dependence.’ We found fault with this phrase before on the ground that Schleiermacher thereby takes as basis and point of departure what is merely a secondary effect; that he sets out to teach a consciousness of the religious object only by way of an inference from the shadow it casts upon self-consciousness. We have now a further criticism to bring against it, and it is this. By ‘feeling of dependence’ Schleiermacher means consciousness of being conditioned (as effect by cause), and so he develops the implications of this logically enough
This leads again to the mention of Mysticism. No mere inquiry into the genesis of a thing can throw any light upon its essential nature, and it is hence immaterial to us how Mysticism historically arose. But essentially Mysticism is the stressing to a very high degree, indeed the overstressing, of the non-rational or supra-rational elements in religion; and it is only intelligible when so understood. The various phases and factors of the non-rational may receive varying emphasis, and the type of Mysticism will differ according as some or others fall into the background. What we have been analysing, however, is a feature that recurs in all forms of Mysticism everywhere, and it is nothing but the ‘creature-consciousness’ stressed to the utmost and to excess, the expression meaning, if we may repeat the contrast already made, not ‘feeling of our createdness’ but ‘feeling of our creaturehood,’ that is, the consciousness of the littleness of every creature in face of that which is above all creatures.
A characteristic common to all types of Mysticism is the Identification, in different degrees of completeness, of the personal self with the transcendent Reality. This identification has a source of its own, with which we are not here concerned, and springs from ‘moments’ of religious experience which would require separate treatment. ‘Identification’ alone, however, is not enough for Mysticism; it must be Identification with the Something that is at once absolutely supreme in power and reality and wholly non-rational. And it is among the mystics that we most encounter this element of
‘Le mysticisme commence par la crainte, par le sentiment d’une domination universelle, invincible, et devient plus tard un désir d’union avec ce qui domine ainsi.’
And some very clear examples of this taken from the religious experience of the present day are to be found in W. James (op. cit., p. 66):
‘The perfect stillness of the night was thrilled by a more solemn silence. The darkness held a presence that was all the more felt because it was not seen. I could not any more have doubted that He was there than that I was. Indeed, I felt myself to be, if possible, the less real of the two.’
This example is particularly instructive as to the relation of Mysticism to the ‘feelings of identification,’ for the experience here recounted was on the point of passing into it.
3. The Element of ‘Energy’ or Urgency. There is, finally, a third element comprised in those of ‘tremendum’ and ‘majestas,’ awefulness and majesty, and this I venture to call the urgency or energy of the numinous object. It is particularly vividly perceptible in the ὀργή or ‘Wrath’; and it everywhere clothes itself in symbolical expressions—vitality, passion, emotional temper, will, force, movement,
3 Compare too the experience on p. 70: ‘…What I felt on these occasions was a temporary loss of my own identity.’
4 The ‘mobilitas Dei’ of Laciantius.
These features are typical and recur again and again from the daemonic level up to the idea of the ‘living’ God. We have here the factor that has everywhere more than any other prompted the fiercest opposition to the ‘philosophic’ God of mere rational speculation, who can be put into a definition. And for their part the philosophers have condemned these expressions of the energy of the numen, whenever they are brought on to the scene, as sheer anthropomorphism. In so far as their opponents have for the most part themselves failed to recognize that the terms they have borrowed from the sphere of human conative and affective life have merely value as analogies, the philosophers are right to
For wherever men have been contending for the ‘living’ God or for voluntarism, there, we may be sure, have been non-rationalists fighting rationalists and rationalism. It was so with Luther in his controversy with Erasmus; and Luther’s ‘omnipotentia Dei’ in his De Servo Arbitrio is nothing but the union of ‘majesty’—in the sense of absolute supremacy—with this ‘energy,’ in the sense of a force that knows not stint nor stay, which is urgent, active, compelling, and alive. In Mysticism, too, this element of ‘energy’ is a very living and vigorous factor, at any rate in the ‘voluntaristic’ Mysticism, the Mysticism of love, where it is very forcibly seen in that ‘consuming fire’ of love whose burning strength the mystic can hardly bear, but begs that the heat that has scorched him may be mitigated, lest he be himself destroyed by it. And in this urgency and pressure the mystic’s ‘love’ claims a perceptible kinship with the ὀργή itself, the scorching and consuming wrath of God; it is the same ‘energy,’ only differently directed. ‘Love,’ says one of the mystics, ‘is nothing else than quenched Wrath.’
The element of ‘energy’ reappears in Fichte’s speculations on the Absolute as the gigantic, never-resting, active world-stress, and in Schopenhauer’s daemonic ‘Will.’ At the same time both these writers are guilty of the same error that is already found in myth; they transfer ‘natural’ attributes, which ought only to be used as ‘ideograms’ for what is itself properly beyond utterance, to the non-rational as real qualifications of it, and they mistake symbolic expressions of feelings for adequate concepts upon which a ‘scientific’ structure of knowledge may be based.
In Goethe, as we shall see later, the same element of energy is emphasized in a quite unique way in his strange descriptions of the experience he calls ‘daemonic.’
Chapter V. The Analysis of ‘Mysterium’
Ein begriffener Gott ist kein Gott.
A God comprehendeed is no God~Tersteegen
We gave to the object to which the numinous consciousness is directed the name ‘mysterium tremendum,’ and we then set ourselves first to determine the meaning of the adjective ‘tremendum’—which we found to be itself only justified by analogy—because it is more easily analysed than the substantive idea ‘mysterium.’ We have now to turn to this, and try, as best we may, by hint and suggestion, to get to a clearer apprehension of what it implies.
4. The ‘Wholly Other’. It might be thought that the adjective itself gives an explanation of the substantive; but this is not so. It is not merely analytical; it is a synthetic attribute to it; i.e. ‘tremendum’ adds something not necessarily inherent in ‘mysterium.’ It is true that the reactions in consciousness that correspond to the one readily and spontaneously overflow into those that correspond to the other; in fact, anyone sensitive to the use of words would commonly feel that the idea of ‘mystery’ (mysterium) is so closely bound up with its synthetic qualifying attribute ‘aweful’ (tremendum) that one can hardly say the former without catching an echo of the latter, ‘mystery’ almost of itself becoming ‘aweful mystery’ to us. But the passage from the one idea to the other need not by any means be always so easy. The elements of meaning implied in ‘awefulness’ and ‘mysteriousness’ are in themselves definitely different. The latter may so far preponderate in the religious consciousness, may stand out so
This latter, then, needs special consideration on its own account. We need an expression for the mental reaction peculiar to it; and here, too, only one word seems appropriate, though, as it is strictly applicable only to a ‘natural’ state of mind, it has here meaning only by analogy: it is the word ‘stupor.’ Stupor is plainly a different thing from tremor; it signifies blank wonder, an astonishment that strikes us dumb, amazement absolute.
1 Compare also obstupefacere. Still more exact equivalents are the Greek θάμβος and θαμβεῖν. The sound θ α μ β (thamb) excellently depicts this state of mind of blank, staring wonder. And the difference between the moments of stupor and tremor is very finely suggested by the passage, Mark 10:32 (cf. infra, p. 163). On the other hand, what was said above of the facility and rapidity with which the two moments merge and blend is also markedly true of θάμβος, which then becomes a classical term for the (ennobled) awe of the numinous in general. So Mark 16:5 is rightly translated by Luther ‘und sie entsetzten sich,’ and by the English Authorized Version ‘and they were affrighted.’
This is already to be observed on the lowest and earliest level of the religion of primitive man, where the numinous consciousness is but an inchoate stirring of the feelings. What is really characteristic of this stage is not—as the theory of
2 A spirit or soul that has been conceived and comprehended no longer prompts to ‘shuddering,’ as is proved by Spiritualism. But it thereby ceases to be of interest for the psychology of religion.
Even on the lowest level of religious development the essential characteristic is therefore to be sought elsewhere than in the appearance of ‘spirit’ representations. It lies rather, we repeat, in a peculiar ‘moment’ of consciousness, to wit, the stupor before something ‘wholly other,’ whether such an other be named ‘spirit’ or ‘daemon’ or ‘deva,’ or be left without any name. Nor does it make any difference in this respect whether, to interpret and preserve their apprehension of this ‘other,’ men coin original imagery of their own or adapt imaginations drawn from the world of legend, the fabrications of fancy apart from and prior to any stirrings of daemonic dread.
In accordance with laws of which we shall have to speak again later, this feeling or consciousness of the ‘wholly other’ will attach itself to, or sometimes be indirectly aroused by means of, objects which are already puzzling upon the ‘natural’ plane, or are of a surprising or astounding character; such as extraordinary phenomena or astonishing occurrences or things
It might be objected that the mysterious is something which is and remains absolutely and invariably beyond our understanding, whereas that which merely eludes our understanding for a time but is perfectly intelligible in principle should be called, not a ‘mystery,’ but merely a ‘problem.’ But this is by no means an adequate account of the matter. The truly ‘mysterious’ object is beyond our apprehension and comprehension, not only because our knowledge has certain irremovable limits, but because in it we come upon something inherently ‘wholly other,’ whose kind and character are incommensurable with our own, and before which we therefore recoil in a wonder that strikes us chill and numb.
3 In Confessions, ii. 9. 1, Augustine very strikingly suggests this stiffening, benumbing element of the ‘wholly other’ and its contrast to the rational aspect of the numen; the dissimile and the simile.
‘Quid est illud, quod interlucet mihi et percutit cor meum sine laesione? Et inhorresco et inardesco. Inhorresco, in quantum dissimilis ei sum. Inardesco, in quantum similis ei sum.’
(‘What is that which gleams through me and smites my heart without wounding it? I am both a-shudder and a-glow. A-shudder, in so far as I am unlike it, a-glow in so far as I am like it.’)
This may be made still clearer by a consideration of that degraded offshoot and travesty of the genuine ‘numinous’ dread or awe, the fear of ghosts. Let us try to analyse this experience. We have already specified the peculiar feeling-element
But that which is perceptibly true in the fear of ghosts, which is, after all, only a caricature of the genuine thing, is in a far stronger sense true of the ‘daemonic’ experience itself, of which the fear of ghosts is a mere off-shoot. And while, following this main line of development, this element in the numinous consciousness, the feeling of the ‘wholly other,’ is heightened and clarified, its higher modes of manifestation come into being, which set the numinous object in contrast not only to everything wonted and familiar (i.e. in the end, to nature in general), thereby turning it into the ‘supernatural,’ but finally to the world itself, and thereby exalt it to the ‘supramundane,’ that which is above the whole world-order.
In Mysticism we have in the ‘beyond’ (ἐπέκεινα) again the strongest stressing and over-stressing of those non-rational elements which are already inherent in all religion. Mysticism continues to its extreme point this contrasting of the numinous object (the numen), as the ‘wholly other,’ with ordinary experience. Not content with contrasting it with all that is of
But what is true of the strange ‘nothingness’ of our mystics holds good equally of the sunyam and the sunyata, the ‘void’ and ‘emptiness’ of the Buddhist mystics. This aspiration for the ‘void’ and for becoming void, no less than the aspiration of our western mystics for ‘nothing’ and for becoming nothing, must seem a kind of lunacy to anyone who has no inner sympathy for the esoteric language and ideograms of Mysticism, and lacks the matrix from which these come necessarily to birth. To such an one Buddhism itself will be simply a morbid sort of pessimism. But in fact the ‘void’ of the eastern, like the ‘nothing’ of the western, mystic is a numinous ideogram of the ‘wholly other.’
These terms ‘supernatural’ and ‘transcendent’ (literally, supramundane: überweltlich), give the appearance of positive attributes, and, as applied to the mysterious, they appear to divest the ‘mysterium’ of its originally negative meaning and to turn it into an affirmation. On the side of conceptual thought this is nothing more than appearance, for it is obvious that the two terms in question are merely negative and exclusive attributes with reference to ‘nature’ and the ‘world’ or cosmos respectively. But on the side of the feeling-content it is otherwise; that is in very truth positive in the highest degree, though here too, as before, it cannot be rendered explicit in conceptual terms. It is through this positive feeling-content that the concepts of the ‘transcendent’ and ‘supernatural’ become forthwith designations for a unique ‘wholly other’ reality and quality, something of whose special character we can feel, without being able to give it clear conceptual expression.
Chapter VI. The Element of Fascination
5. The Element of Fascination. The qualitative content of the numinous experience, to which ‘the mysterious’ stands as form, is in one of its aspects the element of daunting ‘awefulness’ and ‘majesty,’ which has already been dealt with in detail; but it is clear that it has at the same time another aspect, in which it shows itself as something uniquely attractive and fascinating.
These two qualities, the daunting and the fascinating, now combine in a strange harmony of contrasts, and the resultant dual character of the numinous consciousness, to which the entire religious development bears witness, at any rate from the level of the ‘daemonic dread’ onwards, is at once the strangest and most noteworthy phenomenon in the whole history of religion. The daemonic-divine object may appear to the mind an object of horror and dread, but at the same time it is no less something that allures with a potent charm, and the creature, who trembles before it, utterly cowed and cast down, has always at the same time the impulse to turn to it, nay even to make it somehow his own. The ‘mystery’ is for him not merely something to be wondered at but something that entrances him; and beside that in it which bewilders and confounds, he feels a something that captivates and transports him with a strange ravishment, rising often enough to the pitch of dizzy intoxication; it is the Dionysiac-element in the numen.
The ideas and concepts which are the parallels or ‘schemata’ on the rational side of this non-rational element of ‘fascination’ are Love, Mercy, Pity, Comfort; these are all ‘natural’ elements of the common psychical life, only they are here thought as absolute and in completeness. But important as these are for the experience of religious bliss or
It may well be possible, it is even probable, that in the first stage of its development the religious consciousness started with only one of its poles—the ‘daunting’ aspect of the numen—and so at first took shape only as ‘daemonic dread.’ But if this did not point to something beyond itself, if it were not but one ‘moment’ of a completer experience, pressing up gradually into consciousness, then no transition would be possible to the feelings of positive self-surrender to the numen. The only type of worship that could result from this ‘dread’ alone would be that of ἀπαιτεῖσθαι and ἀποτρέπειν taking the form of expiation and propitiation, the averting or the appeasement of the ‘wrath’ of the numen. It can never explain how it is that ‘the numinous’ is the object of search and desire and yearning, and that too for its own sake and not only for the sake of the aid and backing that men expect from it in the natural sphere. It can never explain how this takes place, not only in the forms of ‘rational’ religious worship, but in those queer ‘sacramental’ observances and rituals and procedures of communion in which the human being seeks to get the numen into his possession.
‘Eye hath not seen, nor ear heard, neither have entered into the heart of man, the things which God hath prepared for them that love him.’ Who does not feel the exalted sound of these words and the ‘Dionysiac’ element of transport and fervour in them? It is instructive that in such phrases as these, in which consciousness would fain put its highest consummation into words, ‘all images fall away’ and the mind turns from them to grasp expressions that are purely negative. And it is still more instructive that in reading and hearing such words their merely negative character simply is not noticed; that we can let whole chains of such negations enrapture, even intoxicate us, and that entire hymns—and deeply impressive hymns—have been composed, in which there is really nothing positive at all! All this teaches us the independence of the positive content of this experience from the implications of its overt conceptual expression, and how it can be firmly grasped, thoroughly understood, and profoundly appreciated, purely in, with, and from the feeling itself.
Mere love, mere trust, for all the glory and happiness they bring, do not explain to us that moment of rapture that breathes in our tenderest and most heart-felt hymns of salvation, as also in such eschatological hymns of longing as that Rhyme of St. Bernard in which the very verses seem to dance.
Urbs Sion unica, mansio mystica, condita caelo,
Nunc tibi gaudeo, nunc tibi lugeo, tristor, anhelo,
Te, quia corpore non queo, pectore saepe penetro;
Sed caro terrea, terraque carnea, mox cado retro.
|35| Nemo retexere, nemoque promere sustinet ore,
Quo tua moenia, quo capitolia plena nitore.
Id queo dicere, quo modo tangere pollice coelum,
Ut mare currere, sicut in aere figere telum.
Opprimit omne cor ille tuus decor, O Sion, O Pax.
Urbs sine tempore, nulla potest fore laus tibi mendax.
O nova mansio, te pia concio, gens pia munit,
Provehit, excitat, auget, identitat, efficit, unit. 4
4 ‘O Sion, thou city sole and single, mystic mansion hidden away in the heavens, now I rejoice in thee, now I moan for thee and mourn and yearn for thee; thee often I pass through in the heart, as I cannot in the body, but being but earthly flesh and fleshly earth soon I fall back. None can disclose or utter in speech what plenary radiance fills thy walls and thy citadels. I can as little tell of it as I can touch the skies with my finger, or run upon the sea or make a dart stand still in the air. This thy splendour overwhelms every heart, O Sion, O Peace! O timeless City, no praise can belie thee. O new dwelling-place, thee the concourse and people of the faithful erects and exalts, inspires and increases, joins to itself, and makes complete and one.’
This is where the living ‘something more’ of the fascinans, the element of fascination, is to be found. It lives no less in those tense extollings of the blessing of salvation, which recur in all religions of salvation, and stand in such remarkable contrast to the relatively meagre and frequently childish import of that which is revealed in them by concept or by image. Everywhere Salvation is something whose meaning is often very little apparent, is even wholly obscure, to the ‘natural’ man; on the contrary, so far as he understands it, he tends to find it highly tedious and uninteresting, sometimes downright distasteful and repugnant to his nature, as he would, for instance, find the beatific vision of God in our own doctrine of Salvation, or the Henosis of ‘God all in all’ among the mystics. ‘So far as he understands,’ be it noted; but then he does not understand it in the least. Because he lacks the inward teaching of the Spirit, he must needs confound what is offered him as an expression for the experience of salvation—a mere ideogram of what is felt, whose import it hints at by analogy—with ‘natural’ concepts, as though it were itself just such an one. And so he ‘wanders ever farther from the goal.’
We saw that in the case of the element of the mysterious the
5 This may be found fatal to the attempt to construct a ‘religion within the limits of pure reason,’ or ‘of humanity’; but, none the less, the matter is as we have described it, as far as concerns the psychological inquiry into religion, which asks, not what it is within the aforementioned limits, but what it is in its own essential nature. And for that matter this proceeding of constructing a ‘humanity’ prior to and apart from the most central and potent of human capacities is like nothing so much as the attempt to frame a standard idea of the human body after having previously cut off the head.
Thus, one writes ‘…For the moment nothing but an ineffable joy and exaltation remained. It is impossible fully to describe the experience. It was like the effect of some great orchestra, when all the separate notes have melted into one swelling harmony, that leaves the listener conscious of nothing save that his soul is being wafted upwards and almost bursting with its own emotion.’ (Varieties of Religious Experience, p. 66.)
And another: ‘…The more I seek words to express this intimate intercourse, the more I feel the impossibility of describing the thing by any of our usual images.’ (Ibid., p. 68.)
And almost with the precision of dogma, a third (Jonathan Edwards) indicates the qualitative difference of the experience of beatitude from other ‘rational’ joy: ‘…The conceptions which the saints have of the loveliness of God and that kind of delight which they experience in it are quite peculiar and entirely different from anything which a natural man can possess or of which he can form any proper notion.’ (Ibid., p. 229.)
Cf. also pp. 192, 225; and the testimony of Jacob Boehme given on p. 417. Also this of Boehme: ‘But I can neither write nor tell of what sort of Exaltation the triumphing in the Spirit is. It can be compared with nought, but that when in the midst of death life is born, and it is like the resurrection of the dead.’
With the mystics these experiences pass up wholly into the ‘exuberant.’ ‘O that I could tell you what the heart feels, how it burns and is consumed inwardly! Only, I find no words to express it. I can but say: Might but one little drop of what I feel fall into Hell, Hell would be transformed into a Paradise.’ So says St. Catherine of Genoa; and all the multitude of her spiritual kindred testify to the same effect.
What we Christians know as the experiences of grace and the second birth have their parallels also in the religions of high spiritual rank beyond the borders of Christianity. Such are the breaking out of the saving ‘Bodhi,’ the opening
And this is also entirely true of the rapture of Nirvana, which is only in appearance a cold and negative state. It is only conceptually that ‘Nirvana’ is a negation; it is felt in consciousness as in the strongest degree positive; it exercises a ‘fascination’ by which its votaries are as much carried away as are the Hindu or the Christian by the corresponding objects of their worship, I recall vividly a conversation I had with a Buddhist monk. He had been putting before me methodically and pertinaciously the arguments for the Buddhist ‘theology of negation,’ the doctrine of Anatman and ‘entire emptiness.’ When he had made an end, I asked him, what then Nirvana itself is; and after a long pause came at last the single answer, low and restrained: ‘Bliss—unspeakable.’ And the hushed restraint of that answer, the solemnity of his voice, demeanour, and gesture, made more clear what was meant than the words themselves.
And so we maintain, on the one hand, following the via eminentiae et causalitatis, that the divine is indeed the highest, strongest, best, loveliest, and dearest that man can think of; but we assert on the other, following the via negationis, that God is not merely the ground and superlative of all that can be thought; He is in Himself a subject on His own account and in Himself.
In the adjective δεινός the Greek language possesses a word peculiarly difficult to translate, and standing for an idea peculiarly difficult to grasp in all its strange variations. And if we ask whence this difficulty arises, the answer is plain; it is because δεινός is simply the numinous (mostly of course at a lower level, in an arrested form, attenuated by rhetorical or poetic usage). Consequently δεινός is the equivalent of dirus and tremendus. It may mean evil or imposing, potent and strange, queer and marvelous, horrifying and fascinating, divine and daemonic, and a source of ‘energy.’ Sophocles means to awaken the feeling of ‘numinous awe’ through the whole gamut of its phases at the contemplation of man, the creature of marvel, in the choric song of the Antigone:
πολλὰ τὰ δεινά, κοὐδὲν ἀνθρώπου δεινότερον πέλει.
This line defies translation, just because our language has no
Much there is that is weird; but nought is weirder than man.
The German ungeheuer is not by derivation simply ‘huge,’ in quantity or quality;—this, its common meaning, is in fact a rationalizing interpretation of the real idea; it is that which is not geheuer, i.e. approximately, the uncanny—in a word, the numinous. And it is just this element of the uncanny in man that Sophocles has in mind. If this, its fundamental meaning, be really and thoroughly felt in consciousness, then the word could be taken as a fairly exact expression for the numinous in its aspects of mystery, awefulness, majesty, augustness, and ‘energy’; nay, even the aspect of fascination is dimly felt in it.
The variations of meaning in the German word ungeheuer can be well illustrated from Goethe.
6 Cf. Wilhelm Meister’s Wanderjahre, Bk. I, ch. 10 Wahluerwandtschaften, 2. 15; Dichtung und Wahrheit, 2. 9; 4. 20.
He, too, uses the word first
>Das Schaudern ist der Menschheit bestes Teil.
Wie auch die Welt ihm das Gefühl verteuere,
Ergriffen fuhlt er tief das Ungeheuere.
Awe is the best of man: howe’er the world’s
Misprizing of the feeling would prevent us,
Deeply we feel, once gripped, the weird Portentous.
–Goethe, Faust, Second Part, Act i, Sc. v.
Chapter VII. Analogies and Associated Feelings
In order to give an adequate account of this second aspect of the numinous, we were led to add to its original designation as ‘mysterium tremendum’ that it at the same time exercises a supreme ‘fascination.’ And this its dual character, as at once an object of boundless awe and boundless wonder, quelling and yet entrancing the soul, constitutes the proper positive content of the ‘mysterium’ as it manifests itself in conscious feeling. No attempt of ours to describe this harmony of contrasts in the import of the ‘mysterium’ can really succeed; but it may perhaps be adumbrated, as it were from a distance, by taking an analogy from a region belonging not to religion but to aesthetics. In the category and feeling of the sublime we have a counterpart to it, though it is true it is but a pale reflexion, and moreover involves difficulties of analysis all its own. The analogies between the consciousness of the sublime and of the numinous may be easily grasped.
1 We are often prone to resort to this familiar feeling-content to fill out the negative concept ‘transcendent,’ explaining frankly God’s ‘transcendence’ by His ‘sublimity.’ As a figurative analogical description this is perfectly allowable, but it would be an error if we meant it literally and in earnest. Religious feelings are not the same as aesthetic feelings, and ‘the sublime’ is as definitely an aesthetic term as ‘the beautiful,’ however widely different may be the facts denoted by the words.
To begin with, ‘the sublime,’ like ‘the numinous,’ is in Kantian language an idea or concept ‘that cannot be unfolded’ or explicated (unauswickelbar). Certainly we can tabulate some general ‘rational’ signs that uniformly recur as soon as we call an object sublime; as, for instance, that it must approach, or threaten to overpass, the bounds of our understanding by some ‘dynamic’ or ‘mathematic’ greatness, by potent manifestations of force
The Law of the Association of Feelings. As these expressions ‘excite’ and ‘pass over’ will later assume importance, and as the latter in particular is hedged about with misconceptions which are prominent in the modern doctrines of Evolution and give rise to quite erroneous conclusions, we will enter at once upon a closer consideration of them.
It is a well-known and fundamental psychological law that ideas ‘attract’ one another, and that one will excite another and call it into consciousness, if it resembles it. An entirely similar law holds good with regard to feelings. A feeling, no less than an idea, can arouse its like in the mind; and the presence of the one in my consciousness may be the occasion for my entertaining the other at the same time. Further, just as in the case of ideas the law of reproduction by similarity leads to a mistaken substitution of ideas, so that I come to entertain an idea x, when y would have been the appropriate one, so we may be led to a corresponding substitution of feelings, and I may react with a feeling x to an impression to which the feeling would normally correspond. Finally, I can pass from one feeling to another by an imperceptibly gradual transition, the one feeling x dying away little by
And yet it is this transmutation that is assumed by the modern ‘Evolutionism’—more properly to be called ‘Transmutationism’—by the introduction of the equivocal phrase, ‘gradually evolve’ (i.e. from a thing of a certain quality to something qualitatively different), or the no less equivocal words ‘Epigenesis,’ ‘Heterogony,’ and their like.
2 Neither Heterogony nor Epigenesis is genuine Evolution. They are rather just what the biologists call generatio equivoca, and therefore mere formation of an aggregate by addition and accumulation.
At first, so it is said, all that exists is the simple constraint of uniform custom, as seen in the community of the clan. Then, out of that, it is said, ‘arises’ the idea of a universally obligatory ‘ought.’ How the idea can do so is not disclosed. Now such a theory misses the fact that in moral obligation we have something qualitatively quite different from constraint by custom. The finer and more penetrating psychological analysis that can apprehend differences in quality is rudely ignored and in consequence the whole problem is misconceived. Or, if something of the essential difference is felt, it is covered up and glozed over by the phrase ‘gradually evolve,’ and the one thing is made to turn into the other par la durée, much as milk grows sour from standing. But ‘ought’ is a primary and unique meaning, as little derivable from another as blue from bitter, and there are not ‘transmutations’ in the psychological any more than in the
The evolutionists may be quite correct in reconstructing the kind of historical process that took place, viz. the gradual and successive entry upon the scene of different ‘moments’ of feeling-consciousness in historical sequence, and the order of entry itself may have been correctly discovered. But the explanation of this process is quite different from that which they intend; it is, namely, the law of the excitation and arousing of feelings and ideas according to the measure of their resemblance. There is in point of fact a very strong analogy between constraint by custom and constraint by moral obligation, as both are constraints upon conduct. Consequently the former can arouse the latter in the mind if it—the latter—was already potentially planted there; the feeling of ‘ought’ may start into consciousness at the presence of the other feeling, and the man may gradually effect a transition to it from that other. But what we are concerned with is the replacement of the one by the other, and not the transmutation of the one into the other.
Now it is just the same with the feeling of the numinous as with that of moral obligation. It too is not to be derived from any other feeling, and is in this sense ‘unevolvable.’ It is a content of feeling that is qualitatively sui generis, yet at the same time one that has numerous analogies with others, and therefore it and they may reciprocally excite or stimulate one another and cause one another to appear in the mind. Instead of framing ‘epigenetic’ and other fabrications of the course the evolution of religion has taken, it is our task to inquire into these ‘stimuli’ or ‘excitations,’ these elements that cause the numinous feeling to appear in consciousness, to intimate by virtue of what analogies they came to be able to do so, and so to discover the series or chain of these stimuli by whose operation the numinous feeling was awakened in us.
Such a power of stimulation characterizes the feeling of the sublime, in accordance with the law we found, and through
Schematization. The ‘Association of Ideas’ does not simply cause the idea y to reappear in consciousness with the given idea x occasionally only, it also sets up under certain circumstances lasting combinations and connexions between the two. And this is no less true of the association of feelings. Accordingly we see religious feeling in permanent connexion with other feelings which are conjoined to it in accordance with this principle of association. It is, indeed, more accurate to say ‘conjoined’ than really ‘connected,’ for such mere conjunctions or chance connexions according to laws of purely external analogy are to be distinguished from necessary connexions according to principles of true inward affinity and cohesion. An instance of a connexion of this latter kind—an example, indeed, of an inner a priori principle—is (following the theory of Kant) the connexion of the Category of Causality with its temporal ‘schema,’ the temporal sequence of two successive events, which by being brought into connexion with the Category of Causality is known and recognized as a causal relation of the two. In this case analogy between the two—the category and the schema—has also a place, but it is not chance external resemblance but essential correspondence, and the fact that the two belong together is here a necessity of our reason. On the basis of such a necessity the temporal sequence ‘schematizes’ the category.
Now the relation of the rational to the non-rational element in the idea of the holy or sacred is just such a one of ‘schematization,’ and the non-rational numinous fact, schematized by the rational concepts we have suggested above, yields us the complex category of ‘holy’ itself, richly charged and complete and in its fullest meaning. And that the schematism
The intimate interpenetration of the non-rational with the rational elements of the religious consciousness, like the inter-weaving of warp and woof in a fabric, may be elucidated by taking another familiar case, in which a universal human feeling, that of personal affection, is similarly interpenetrated by a likewise thoroughly non-rational and separate element, namely, the sex instinct. It goes without saying that this latter lies just on the opposite side of ‘reason’ to the numinous consciousness; for, while this is ‘above all reason,’ the sex impulse is below it, an element in our instinctive life. ‘The numinous’ infuses the rational from above, ‘the sexual’ presses up from beneath, quite wholesomely and normally out of the nature which the human being shares with the general animal world, into the higher realm of the specifically ‘humane.’ But though the two things I am comparing are thus manifestly opposite extremes, they have a closely corresponding relation to that which lies between them, viz. the reason. For the quite special domain of the ‘erotic’ is only brought into existence as the reproductive instinct passes up out of the merely instinctive life, penetrates the higher humane life of mind and feeling, and infuses wishes, cravings, and longings in personal liking, friendship, and love, in song and poetry and imaginative creation in general. Whatever falls within the sphere of the erotic is therefore always a composite
The phrase ‘he loves me’ is verbally identical, whether it is said by a child of its father or by a girl of her lover. But in the second case a ‘love’ is meant which is at the same time ‘something more’ (viz. sexual love), and something more not only in quantity but in quality. So, too, the phrase ‘We ought to fear, love, and trust him’ (Luther’s amplification of the First Commandment), is verbally identical, whether it refers to the relation of child to father or to that of man to God. But again in the second case these ideas are infused with a meaning of which none but the religious-minded man can have any comprehension or indeed any inkling, whose presence makes, e.g. the ‘fear of God’ ‘something more’ than any fear of a man, qualitatively, not merely quantitatively, though retaining the essence of the most genuine reverence felt by the child for its father. And Suso means in the same way to distinguish ‘love’ and ‘love of God,’ when he says: ‘There was never a string so dulcet-toned but ceased to sound if stretched to a withered frame; a heart poor in love can no more understand speech rich in love than a German can an Italian. (Works, ed. Denifle, p. 309.)
Now here is illustrated the contrast between the legitimate and the illegitimate processes of ‘rationalization.’ For, if the song may be called music ‘rationalized’ in the legitimate sense, elevator music
and hotel art
} we have a musical ‘rationalism’ in the bad sense. Programme-music, that is to say, misinterprets and perverts the idea of music by its implication that the inner content of music is not—as in fact it is—something unique and mysterious, but just the incidental experiences—joy and grief, expansion and repression—familiar to the human heart. And in its attempt to make of musical tones a language to recount the fortunes of men programme-music {which evokes a merely "feel-good" emotional state} abolishes the autonomy of music, and is deceived by a mere resemblance into employing as a means what is an end and substantive content in its own right. It is just the same mistake as when the ‘august’ aspect of the numinous is allowed to evaporate into the ‘morally good,’ instead of merely being ‘schematized’ by it, or as when we let ‘the holy’ be identified with ‘the perfectly good’ will. And not only programme-music is at fault here. The ‘music-drama’ of Wagner, by attempting a thoroughgoing unification of the musical and the dramatic, commits the same offence against both the non-rational spirit of the former and the autonomy of either. We can only succeed in very partial and fragmentary fashion in ‘schematizing’ the non-rational factor in music by means of the familiar incidents of human experience. And the reason is just this, that the real content of music is not drawn from the ordinary human emotions at all, and that it is in no way merely a second language, alongside the usual one, by which these emotions find expression. Musical feeling is rather (like numinous feeling) something ‘wholly other,’ which, while it affords analogies and here and there will run parallel to the ordinary emotions of life, cannot be made to coincide with them by a detailed point-to-point correspondence. It is, of course, from those places where the correspondence holds that the spell of a composed song arises by a blending of verbal and musical expression. But the very fact that we attribute to it a spell, an enchantment, points in itself to that ‘woof’ in the fabric of music of which we spoke, the woof of the unconceived and non-rational.
3 This is the point of view from which to estimate both the excellent and the inadequate features of E. Hanslick’s book, Vom Musikalisch-Schönen.
Chapter VIII. The Holy as a Category of Value
Sin and Atonement. We have already met that strange and profound mental reaction to the numinous which we proposed to call ‘creature-feeling’ or creature-consciousness, with its concomitant feelings of submergence and prostration and of the diminution of the self into nothingness; bearing always in mind that these expressions do not hit with precision, but merely hint at what is really meant,
1 Cf. Hugo of St. Victor’s words: ‘Sumpta sunt vocabula, ut intellegi aliquatenus posset quod comprehendi non poterat.’ (‘These words were chosen, that that which could not be comprehended might yet in some measure be understood.’)
And we had to notice that this experience marks a definite depreciation or disvaluation of the self in respect, so to speak, of its reality and very existence. We have now to put alongside of this another sort of self-disvaluation, which has long been a matter of common observation, and only needs to be suggested in order to be recognized. ‘I am a man of unclean lips and dwell among a people of unclean lips.’ ‘Depart from me, for I am a sinful man, O Lord.’ So say respectively Isaiah and Peter, when the numinous reality encounters them as a present fact of consciousness. In both cases this self-depreciating feeling-response is marked by an immediate, almost instinctive, spontaneity. It is not based on deliberation, nor does it follow any rule, but breaks, as it were, palpitant from the soul—like a direct reflex movement at the stimulation of the numinous. It does not spring from
But what is this? Again something which the ‘natural’ man cannot, as such, know or even imagine. He, only, who is ‘in the Spirit’ knows and feels what this ‘profaneness’ is; but to such an one it comes with piercing acuteness, and is accompanied by the most uncompromising judgement of self-depreciation, a judgement passed, not upon his character, because of individual ‘profane’ actions of his, but upon his own very existence as creature before that which is supreme above all creatures. And at the same moment he passes upon the numen a judgement of appreciation of a unique kind by the category diametrically contrary to ‘the profane,’ the category ‘holy,’ which is proper to the numen alone, but to it in an absolute degree; he says; ‘Tu solus sanctus.’ This ‘sanctus’ is not merely ‘perfect’ or ‘beautiful’ or ‘sublime’ or ‘good,’ though, being like these concepts also a value, objective and ultimate, it has a definite, perceptible analogy with them. It is the positive numinous value or worth, and to it corresponds on the side of the creature a numinous disvalue or ‘unworth.’
In every highly-developed religion the appreciation of moral obligation and duty, ranking as a claim of the deity upon man, has been developed side by side with the religious feeling itself. None the less a profoundly humble and heartfelt recognition of ‘the holy’ may occur in particular experiences without being always or definitely charged or infused with the sense of moral demands. The ‘holy’ will then be recognized as
When once it has been grasped that qadôsh or sanctus is not originally a moral category at all, the most obvious rendering of the words is ‘transcendent’ (‘supramundane,’ überweltlich). The one-sided character of this rendering to which we had to take exception has been supplemented by the more detailed exposition of the numinous and its implications. But its most essential defect remains to be noted: ‘transcendent’ is a purely ontological attribute of value; it denotes a character that can, if need be, abash us, but cannot inspire us with respect. It might once again, therefore, be an advantage to introduce another term to underline this side of the numinous, and the words augustus and σεμνός suggest themselves for the purpose. Augustus, ‘august,’ no less than σεμνός, is really appropriate only to numinous objects—to rulers only as offspring or descendants of gods. Then, while σεβαστός or augustus indicate the being of the numen, σεμνός or augustuswould refer rather to its supreme worth or value, its illustriousness. There will then, in fact be two values to distinguish in the numen; its ‘fascination’ (fascinans) will be that element in it whereby it is of subjective value (= beatitude) to man; but it is ‘august’ (augustum) insofar as it is recognized as possessing in itself objective value that claims our homage.
Mere unlawfulness only becomes ‘sin,’ ‘impiety,’ ‘sacrilege,’ when the character of numinous unworthiness or disvalue goes on to be transferred and centered in moral
2 Cf. the testimony of Theodore Parker—certainly a man of far from crude mental development—as to his own experience, given by W. James. Varieties p. 81:
‘They (sc. the heathen of classical antiquity) were conscious of wrath, of cruelty, avarice, drunkenness, lust, sloth, cowardice, and other actual vices and struggled and got rid of the deformities; but they were not conscious of “enmity against God” and didn’t sit down and whine and groan against non-existent evil. I have done wrong things enough in my life, and do them now: I miss the mark, draw bow, and try again. But…I know there is much “health in me”; and in my body, even now, there dwelleth many a good thing, spite of consumption and Saint Paul.’
If there is nothing crude about such a statement, it is at any rate superficial. The depths of the non-rational consciousness must be stirred to find with Anselm ‘quanti ponderis sit peccatum.’
Mere morality is not the soil from which grows either the need of ‘redemption’ and deliverance or the need for that other unique good which is likewise
We meet the ‘moment’ of ‘covering’ in specially clear form in the religion of Yahweh, in its rites and the emotion they excite; but it is contained also, though more obscurely, in many other religions. It comprises, first, a manifestation of the numinous awe, viz. the feeling that the ‘profane’ creature cannot forthwith approach the numen, but has need of a covering or shield against the ὀργή of the numen. Such a ‘covering’ is then a ‘consecration,’ i.e. a procedure that renders the approacher himself ‘numinous,’ frees him from his ‘profane’ being, and fits him for intercourse with the numen. The means of ‘consecration,’ however—‘means of grace’ in the proper sense—are derived from, or conferred and appointed by, the numen itself, which bestows something of its own quality to make man capable of communion with it. And this act is something very different from the ‘annulment of mistrust,’ the phrase in which Ritschl seeks to rationalize these relations between God and man.
‘Atonement,’ following our view, is a ‘sheltering’ or ‘covering,’ but a profounder form of it. It springs directly from the idea of numinous value or worth and numinous disvalue or unworth as soon as these have been developed. Mere awe, mere need of shelter from the ‘tremendum,’ has here been elevated to the feeling that man in his ‘profaneness’ is not worthy to stand in the presence of the holy one, and that his own entire personal unworthiness might defile even holiness itself. This is obviously the case in the vision of the call of Isaiah; and the same note recurs, less emphatically but quite unmistakably, in the story of the centurion of Capernaum (Luke 7:1-10), and his words: ‘I am not worthy that thou shouldest enter under my roof.’ Here we have both the light thrill of awe before the
Here, then, comes in the felt necessity and longing for ‘atonement,’ and all the more strongly when the close presence of the numen, intercourse with it, and enduring possession of it, becomes an object of craving, is even desired as the summum bonum. It amounts to a longing to transcend this sundering unworthiness, given with the self’s existence as ‘creature’ and profane natural being. It is an element in the religious consciousness, which, so far from vanishing in the measure in which religion is deepened and heightened, grows on the contrary continually stronger and more marked. Belonging, as it does, wholly to the non-rational side of religion, it may remain latent while, in the course of religious evolution, the rational side at first unfolds and assumes vigorous and definite form; it may retire for a time behind other elements and apparently die away, but only to return more powerfully and insistently than before. And again it may grow to be the sole, one-sided, exclusive interest, a cry that drowns all other notes, so that the religious consciousness is distorted and disfigured; as may readily happen where through long periods of time the rational aspects of religion have been fostered unduly and at the cost of the non-rational.
The special character of this consciousness of need for atonement may perhaps be brought home more clearly by an analogy from our ‘natural’ emotional life; but at the same time it is important that the religious feeling we are considering should itself be kept distinct from its analogue, as the two are frequently confounded. The analogy is with the feeling arising from moral transgression. There, too, we practise a kind of self-depreciation which is clear and familiar and perfectly intelligible to us, when we esteem ourselves guilty of a bad action and the action itself as morally evil. The evil of the action weighs upon us and deprives us of our self-respect. We accuse ourselves and remorse sets in. But alongside this self-depreciation stands a second one, which
No religion has brought the mystery of the need for atonement or expiation to so complete, so profound, or so powerful expression as Christianity. And in this, too, it shows its superiority over others. It is a more perfect religion and more perfectly religion than they, in so far as what is potential in religion in general becomes in Christianity a pure actuality. And the distrust and suspicion which so widely obtains with regard to this mystery is only to be explained from the general custom—for which our theoretical cult of homiletics, liturgy, and catechism is largely responsible—of taking into account only the rational side of religion. Yet this atonement mystery is a ‘moment’ which no Christian teaching that purports to represent the religious experience of the Christian and biblical tradition can afford to surender. The teacher will have to make explicit, by an analysis of the Christian religious experience, how the ‘very numen,’ by imparting itself to the worshipper, becomes itself the means of ‘atonement.’ And in this regard it does not matter so very much what the decisions of the commentators are as to what, if anything, St. Paul or St. Peter wrote on the subject of expiation and atonement, or whether, indeed, there is any ‘scriptural authority’ for the thing at all. Were there in scripture no word written about it, it might still
That these ideas are viewed with a certain distrust may be traced to two causes. One is, that what is a specifically religious element is distortingly moralized. If we start from mere morality and in relation to a God understood as being the personification of the moral order endowed with love, then all these things are wholly inapplicable and a source of genuine difficulty. But we are concerned with religious (not merely moral) intuitions, and it is impossible to dispute how right or wrong they are with a man whose interest is wholly in morality and not in religion, and who is therefore quite incapable of appreciating them. Whoever, on the other hand, penetrates to the unique centre of the religious experience, so that it starts awake in his own consciousness, finds that the truth of these intuitions is experienced directly, as soon as he penetrates into their depths.
The other ground of distrust is that usually in our theological systems an attempt is made to develop conceptual theories of these ideas, which are all pure intuitions, emotional
Let us look back once more from the point we have reached over the course our inquiry has so far taken. As the subtitle of this book suggests, we were to investigate the non-rational element in the idea of the divine. The words ‘non-rational’ and ‘irrational’ are today used almost {interchangeably} at random. The non-rational is sought over the most widely different regions, and writers generally shirk the trouble of putting down precisely what they intend by the term, giving it often the most multifarious meanings or applying it with such vague generality that it admits of the most diverse interpretations. Pure fact in contrast to law, the empirical in contrast to reason, the contingent in contrast to the necessary, the psychological in contrast to transcendental fact, that which is known a posteriori in contrast to that which is determinable a priori; power, will, and arbitrary choice in contrast to reason, knowledge, and determination by value; impulse, instinct, and the obscure forces of the subconscious in contrast to insight, reflection, and intelligible plan; mystical depths and stirrings in the soul, surmise, presentiment, intuition, prophecy, and finally the ‘occult’ powers also; or, in general, the uneasy stress and universal fermentation of the time, with its groping after the thing never yet heard or seen in poetry or the plastic arts—all these and more may claim the names ‘non-rational,’ ‘irrational,’ and according to circumstances are extolled or condemned as modern ‘irrationalism.’ Whoever makes use of the word ‘non-rational’ today ought to say what he actually means by it. This we did in our introductory chapter. We began with the ‘rational’ in the idea of God and the divine, meaning by the term that in it which is clearly to be grasped by our power of conceiving, and enters the domain of familiar and definable conceptions. We went on to
The meaning of the two contrasted terms may be made plainer by an illustration. A deep joy may fill our minds without any clear realization upon our part of its source and the object to which it refers, though some such objective reference there must always be. But as attention is directed to it the obscure object becomes clearly identified in precise conceptual terms. Such an object cannot, then, be called, in our sense of the word, non-rational . But it is quite otherwise with religious bliss and its essentially numinous aspect, the fascinans. Not the most concentrated attention can elucidate the object to which this state of mind refers, bringing it out of the impenetrable obscurity of feeling into the domain of the conceptual understanding. It remains purely a felt experience, only to be indicated symbolically by ideograms. That is what we mean by saying, it is non-rational.
And the same is true of all the moments of the numinous experience. The consciousness of a wholly other evades precise formulation in words, and we have to employ symbolic phrases which seem sometimes sheer paradox, that is, irrational not merely non-rational in import. So with religious awe and reverence. In ordinary fear and in moral reverence I can indicate in conceptual terms what it is that I fear or revere; in jury, e. g. or ruin in the one case, heroism or strength of character in the other. But the object of religious awe or reverence the tremendum and augustum, cannot be fully determined conceptually: it is non-rational, as is the beauty of a musical composition, which no less eludes complete conceptual analysis.
Confronted by the fact of the non-rational thus interpreted we cannot be satisfied with a mere bare statement, which would open the door to all the vague and arbitrary phraseology of an emotionalist irrationalism. We are bound to try, by means of the most precise and unambiguous symbolic and figurative terms that we can find, to discriminate the different elements of the experience so far as we can in a way that can claim general validity.
Chapter IX. Means of Expression of the Numinous
1. Direct Means. It may serve to make the essential nature of the numinous consciousness clearer if we call to mind the manner in which it expresses itself outwardly, and how it spreads and is transmitted from mind to mind. There is, of course, no ‘transmission’ of it in the proper sense of the word; it cannot be ‘taught,’ it must be ‘awakened’ from the spirit. And this could not justly be asserted, as it often is, of religion as a whole and in general, for in religion there is very much that can be taught—that is, handed down in concepts and passed on in school instruction. What is incapable of being so handed down is this numinous basis and background to religion, which can only be induced, incited, and aroused. This is least of all possible by mere verbal phrase or external symbol; rather we must have recourse to the way all other moods and feelings are transmitted, to a penetrative imaginative sympathy with what passes in the other person’s mind. More of the experience lives in reverent attitude and gesture, in tone and voice and demeanour, expressing its momentousness, and in the solemn devotional assembly of a congregation at prayer, than in all the phrases and negative nomenclature which we have found to designate it. Indeed, these never give a positive suggestion of the object to which the religious consciousness refers; they are only of assistance in so far as they profess to indicate an object, which they at the same time contrast with another, at once distinct from and inferior to it, e.g. ‘the invisible,’ ‘the eternal’ (non-temporal), ‘the supernatural,’ ‘the transcendent.’ Or they
1 Suso says of the transmission of the mystical experience: ‘One thing there may be known; unlike as it is, when a man heareth himself a dulcet instrument of strings sweetly sounding, compared to whoso but heareth tell thereof, even so are the words which are received in the purity of grace and flow forth out of a living heart by a living mouth unlike to those same words if they are beheld upon the dead parchment.…For there they grow cold, I know not how, and wither away like roses that have been plucked. For the lovely melody that above all toucheth the heart is then quenched to silence; and in the waste places of the withered heart are they then received.’
But the mere word, even when it comes as a living voice, is powerless without the ‘Spirit in the heart’ of the hearer to move him to apprehension. And this Spirit, this inborn capacity to receive and understand, is the essential thing. If that is there, very often only a very small incitement, a very remote stimulus, is needed to arouse the numinous consciousness. It is indeed astonishing to see how small a stimulus suffices—and that too coming sometimes only in clumsy and bewildered guise—to raise the Spirit of itself to the strongest pitch of the most definitely religious excitement. But where the wind of the Spirit blows, there the mere ‘rational’ terms themselves are indued with power to arouse the feeling of the ‘non-rational,’ and become adequate to tune the mood at once to the right tone. Here ‘schematization’ starts at once and needs no prompting. He who ‘in the Spirit’ reads the written word lives in the numinous, though he may have neither notion of it nor name for it, nay, though he may be unable to analyse any feeling of his own and so make explicit
2. Indirect Means. For the rest, the methods by which the numinous feeling is presented and evoked are indirect; i.e. they consist in those means by which we express kindred and similar feelings belonging to the ‘natural’ sphere. We have already become acquainted with these feelings, and we shall recognize them at once if we consider what are the means of expression which religion has employed in all ages and in every land.
One of the most primitive of these—which is later more and more felt to be inadequate, until it is finally altogether discarded as ‘unworthy’—is quite naturally the ‘fearful’ and horrible, and even at times the revolting and the loathsome. Inasmuch as the corresponding feelings are closely analogous to that of the ‘tremendum,’ their outlets and means of expression may become indirect modes of expressing the specific ‘numinous awe’ that cannot be expressed directly. And so it comes about that the horrible and dreadful character of primitive images and pictures of gods, which seems to us today frequently so repellent, has even yet among naïve and primitive natures—nay, occasionally even among ourselves—the effect of arousing genuine feelings of authentic religious awe. And, vice versa, this awe operates as a supremely potent stimulus to express the element of terror in different forms of imaginative representation. The hard, stern, and somewhat grim pictures of the Madonna in ancient Byzantine art attract the worship of many Catholics more than the tender charm of the Madonnas of Raphael. This trait is most signally evident in the case of certain figures of gods in the Indian pantheon. Durga, the ‘great Mother’ of Bengal, whose worship can appear steeped in an atmosphere of profoundest devotional awe, is represented in the orthodox tradition with the visage of a fiend. And this same blending of appalling frightfulness and most exalted holiness can perhaps be even more clearly studied in the eleventh book
2 See Appendix II. Nowhere can the non-rational element of ὀργή be better studied than in this chapter, one of the perfectly classical passages for the theory of Religion.
This mode of expression, by way of ‘grandeur’ or ‘sublimity,’ is found on higher levels, where it replaces mere ‘terror’ and ‘dread.’ We meet it in an unsurpassable form in the sixth chapter of Isaiah, where there is sublimity alike in the lofty throne and the sovereign figure of God, the skirts of His raiment ‘filling the temple’ and the solemn majesty of the attendant angels about Him. While the element of ‘dread’ is gradually overborne, the connexion of ‘the sublime’ and ‘the holy’ becomes firmly established as a legitimate schematization and is carried on into the highest forms of religious consciousness—a proof that there exists a hidden kinship between the numinous and the sublime which is something more than a merely accidental analogy, and to which Kant’s Critique of Judgement bears distant witness.
So far we have been concerned with that element or factor of the numinous which was the first our analysis noted and which we proposed to name symbolically ‘the aweful’ (tremendum). We pass now to consider the means by which the second—the element of ‘the mysterious’ (mysterium)—is expressed. Here we light upon the analogical mode of manifestation that in every religion occupies a foremost and extraordinary place, and the theory of which we are now in a position to give. I refer to miracle. ‘Miracle is the dearest child of Faith’; if the history of religions had not already taught us the truth of Schiller’s saying, we might have reached it by anticipation a priori from the element of ‘the mysterious,’ as already shown. Nothing can be found in all the world of ‘natural’ feelings bearing so immediate an analogy—mutatis mutandis—to the religious consciousness of ineffable, unutterable mystery,
There are other manifestations of this tendency of the feeling of the ‘mysterious’ to be attracted to objects and aspects of experience analogous to it in being ‘uncomprehended.’ It finds its most unqualified expression in the spell exercised by the only half intelligible or wholly unintelligible language of devotion, and in the unquestionably real enhancement of the awe of the worshipper which this produces. Instances of this are—the ancient traditional expressions, still retained despite their obscurity, in our Bible and hymnals; the special emotional virtue attaching to words like Hallelujah, Kyrie eleison, Selah, just because they are ‘wholly other’ and convey no clear meaning; the Latin in the service of the Mass, felt by the Catholic to be, not a necessary evil, but something especially holy; the Sanskrit in the Buddhist Mass of China and Japan; the ‘language of the gods’ in the ritual of sacrifice in Homer; and many similar cases. Especially noticeable in this connexion are the half-revealed, half-concealed elements in the Communion Service, in the Greek Church liturgy, and so many others; we can see here one factor that justifies and warrants them. And the same is true of the remaining portions of the old Mass which recur in the Lutheran ritual. Just because their design shows but little of regularity or conceptual arrangement, they preserve in themselves far more of the spirit of worship than the proposed recastings of the service put forward by the most recent practical reformers. In these we find carefully arranged schemes worked out with the balance and coherence of an essay, but nothing unaccountable, and for that very reason suggestive; nothing accidental, and for that very reason pregnant in meaning; nothing that rises from the deeps below consciousness to break the rounded unity of the wonted disposition, and thereby point to a unity of a higher order—
3. Means by which the Numinous is expressed in Art. In the arts nearly everywhere the most effective means of representing the numinous is ‘the sublime.’ This is especially true of architecture, in which it would appear to have first been realized. One can hardly escape the idea that this feeling for expression must have begun to awaken far back in the remote Stone Age. The motive underlying the erection of those gigantic blocks of rock, hewn or unworked, single monoliths or titanic rings of stone, as at Stonehenge, may have well been originally to localize and preserve and, as it were, to store up the numen in solid presence by magic; but the change to the motive of expression must have been from the outset far too vividly stimulated not to occur at a very early date. In fact the bare feeling for solemn and imposing magnitude and for the pomp of sublime pose and gesture is a fairly elementary one, and we cannot doubt that this stage had been reached when the mastabas, obelisks and pyramids were built in Egypt. It is indeed beyond question that the builders of these Temples, and of the Sphinx of Gizeh, which set the feeling of the sublime, and together with and through it that of the numinous, throbbing in the soul almost like a mechanical reflex, must themselves have been conscious of this effect and have intended it.
Further, we often say of a building, or indeed of a song, a formula, a succession of gestures or musical notes, and in particular of certain manifestations of ornamental and decorative art, symbols, and emblems, that they make a ‘downright magical’ impression, and we feel we can detect the special characteristic of this ‘magical’ note in art with fair assurance
3 This numinous—magical character in specially noticeable in the strangely impressive figures of the Buddha in early Chinese art; and here too it affects the observer independently of ideas, i.e. without his knowing anything about the speculative doctrines of Buddhism. Thus Sirén justly says of the great Buddha from the Lung-Men Caves (T’ang Dynasty):
‘Anyone who approaches this figure will realize that it has a religious significance without knowing anything about its motif.…it matters little whether we call it a prophet or a god, because it is a complete work of art permeated by a spiritual will, which communicates itself to the beholder…The religious element of such a figure is immanent; it is “a presence” or an atmosphere rather than a formulated idea.…It cannot be described in words, because it lies beyond intellectual definition.’ (Oswald Sirén, Chinese Sculpture, London, 1925, vol, i, p. 20.)
In no art, perhaps, is this more fully realized than in the great landscape painting and religious painting of China in the classical period of the T’ang and Sung dynasties. It has been said of this great art:
‘These works are to be classed with the profoundest and sublimest of the creations of human art. The spectator who, as it were, immerses himself in them feels behind these waters and clouds and mountains the mysterious breath of the primeval Tao, the pulse of innermost being. Many a mystery lies half-concealed and half-revealed in these pictures. They contain the knowledge of the ‘nothingness’ and the ‘void,’ of the ‘Tao’ of heaven and earth, which is also the Tao of the human heart. And so, despite their perpetual agitation, they seem as remotely distant and as profoundly calm as though they drew secret breath at the bottom of a sea.’ (From an article by Otto Fischer on Chinese landscape painting in Das Kunstblat, January 1920.)
But in neither the sublime nor the magical, effective as they are, has art more than an indirect means of representing the numinous. Of directer methods our Western art has only two, and they are in a noteworthy way negative, viz. darkness and silence. The darkness must be such as is enhanced and made all the more perceptible by contrast with some last
Silence is what corresponds to this in the language of musical sounds. ‘Yahweh is in his holy temple, let all the earth keep silence before him.’ (Habakkuk 2:20.) Neither we nor (probably) the prophet any longer bear in mind that this ‘keeping silence’ (as εὐφημεῖν in Greek), if regarded from the historical, ‘genetic’ standpoint, springs from the fear of using words of evil omen, which therefore prefers to be altogether speechless. It is the same with Tersteegen in his ‘God is present, let all in us be silent.’ With prophet and psalmist and poet we feel the necessity of silence from another and quite independent motive. It is a spontaneous reaction to the feeling of the actual numen praesens. Once again, what is found coming upon the scene at a higher level of evolution cannot be explained by merely interpolating links in a ‘historico-genetic’ chain of development; and the Psalmist and Tersteegen and even we ourselves are at least as interesting subjects for the analysis of the psychologist of religion as are the ‘Primitives,’ with their habitual practice of εὐφημία, the silence that merely avoids words of ill augury.
Besides Silence and Darkness oriental art knows a third direct means for producing a strongly numinous impression, to wit, emptiness and empty distances. Empty distance, remote vacancy, is, as it were, the sublime in the horizontal. The wide-stretching desert, the boundless uniformity of the steppe, have real sublimity, and even in us Westerners they set vibrating chords of the numinous along with the note of the sublime, according to the principle of the association of feelings. Chinese architecture, which is essentially an art in the laying out and grouping of buildings, makes a wise and
Not even music, which else can give manifold expression to all the feelings of the mind, has any positive way to express ‘the holy.’ Even the most consummate Mass-music can only give utterance to the holiest, most ‘numinous’ moment in the Mass—the moment of transubstantiation—by sinking into stillness; no mere momentary pause, but an absolute cessation of sound long enough for us to ‘hear the Silence’ itself; and no devotional moment in the whole Mass approximates in impressiveness to this ‘keeping silence before the Lord.’ It is instructive to submit Bach’s Mass in B minor to the test in this matter. Its most mystical portion is the ‘Incarnatus’ in the ‘Credo,’ and there the effect is due to the faint, whispering, lingering sequence in the fugue structure, dying away
5 The Jewish tradition has been, however, very well aware of the import of the matter. In the splendid New Year’s Day Hymn of Melek Elyon the words run; ‘All the mighty ones on high whisper low, Yahweh is King.’
In this point Mendelssohn shows very fine sensibility in his musical setting of Psalm 2 at the words (v. 2): ‘Serve the Lord with fear, and rejoice with trembling.’ And here too the matter is expressed less in the music itself than in the way the music is restrained and repressed—one might almost say, abashed—as the Cathedral choir at Berlin so well knows how to render it. And, if a final example may be cited, the ‘Popule meus’ of Thomas Luiz gets as near to the heart of the matter as any music can. In this the first chorus sings the first words of the Trisagion: ‘Hagios, ho theos, hagios ischyros, hagios athanatos,’ and the second chorus sings in response the Latin rendering of the words: ‘Sanctus deus, sanctus fortis, sanctus immortalis,’ each chorus thrilling with a sort of muffled tremor. But the Trisagion itself, sung pianissimo by singers kept out of sight far at the back, is like a whisper floating down through space, and is assuredly a consummate reproduction of the scene in the vision of Isaiah.
Chapter X. The Numinous in the Old Testament
While the feelings of the non-rational and numinous constitute a vital factor in every form religion may take, they are pre-eminently in evidence in Semitic religion and most of all in the religion of the Bible. Here Mystery lives and moves in all its potency. It is present in the ideas of the daemonic and angelic world, which, as a ‘wholly other,’ surrounds, transcends, and permeates this world of ours; it is potent in the Biblical eschatology and the ideal of a ‘kingdom of God’ contrasted with the natural order, now as being future in time, now as being eternal, but always as the downright marvelous and ‘other’; and finally it impresses itself on the character of Yahweh and Elohim—that God who is nevertheless the ‘Heavenly Father’ of Jesus and as such ‘fulfills,’ not loses, his character as Yahweh.
The lower stage of numinous consciousness, viz. daemonic dread, has already been long superseded by the time we reach the Prophets and Psalmists. But there are not wanting occasional echoes of it, found especially in the earlier narrative literature. The story in Exodus 4:24, of how Yahweh in his ὀργή met Moses by the way ‘and sought to kill him,’ still bears this ‘daemonic’ character strongly, and the tale leaves us almost with the suggestion of a ghostly apparition. And from the standpoint of the more highly developed ‘fear of God’ one might easily get from this and similar stories the impression that this is not yet religion at all, but a sort of pre-religious, vulgar fear of demons or the like. That would, however, be a misconception; a ‘vulgar fear of demons’ would refer to a ‘demon’ in the narrower sense of the word, in which it is a synonym for devil, fiend, or goblin, and is contrasted with the divine. But ‘demon’ in this sense has
It will be worthwhile to consider this matter further. Two things may help to an understanding of the real relation with which we are here concerned. First, we may refer back to what was said earlier upon the capacity of ‘the dreadful’ and ‘terrible’ in general to attract and arouse, and also to express, the true ‘numinous’ consciousness or emotion. In the second place, we may refer to the parallel case of music. A man with a pronounced musical faculty, so long as he is a mere raw tyro, may be enraptured by the sound of the bagpipes or the hurdy-gurdy, though perhaps both become intolerable to him when his musical education has been completed. But, if he then recalls the qualitative character of his earlier musical experience and compares it with his present one, he will have to admit that, in both, one and the same side of his mind is functioning, and that what has taken place in the rise of his feeling for music to a more elevated form is no transition to something different in kind, but a process which we may call ‘development’ or ‘growth to maturity,’ but can hardly further specify. Were we to hear today the music of Confucius, it would probably be to us merely a succession of queer noises. Yet already Confucius speaks of the power of music on the mind in a way we moderns cannot better, and touches upon just those elements which we also must recognize in the experience of music. But the most
Recent research has sought to discover a difference in character between Yahweh, the austere and stern, and Elohim, the familiar, patriarchal God, and there is something very illuminating in the suggestion. Söderblom’s supposition
1 In this regard Mr. Marett in particular has important and novel considerations to offer.
2 Söderblom, Das Werden des Gottesglaubens, 1916, pp. 297 ff.
I do not dispute the importance of such ‘animistic’ ideas in the religious evolutionary process; in
For the copious and diverse characteristics of the idea of God of the ancient Israelites which might be instanced here the reader is referred to works upon the history of religion.
3 They are given exhaustively in the Encyclopaedia Die Religion in Geschichte und Gegenwart, vol. ii, pp. 1530, 2036.
The noble religion of Moses marks the beginning of a process which from that point onward proceeds with ever-increasing momentum, by which the numinous is throughout rationalized and moralized, i.e. charged with ethical import, until it becomes the ‘holy’ in the fullest sense of the word. The culmination of the process is found in the Prophets and in the Gospels. And it is in this that the special nobility of the religion revealed to us by the Bible is to be found, which, when the stage represented by the ‘deutero-Isaiah’ is reached, justifies its claim to be a universal world-religion. Here is to be found its manifest superiority over, e.g., Islam, in which Allah is mere ‘numen,’ and is in fact precisely Yahweh in His pre-Mosaic form and upon a larger scale. But this moralizing
The capital instance of the intimate mutual interpenetration of the numinous with the rational and moral is Isaiah. The note struck in the vision of his call is the keynote of his entire prophecy. And nothing is in this regard more significant than the fact that it is in Isaiah that the expression ‘the Holy One of Israel’ first becomes established as the expression, par excellence, for the deity, prevailing over all others by its mysterious potency. This remains so in the writings of the ‘deutero-Isaiah,’ who follows the tradition of the earlier Isaiah. Assuredly in deutero-Isaiah, if in any writer, we have to do with a God whose attributes are clear to conceptual thought: omnipotence, goodness, wisdom, truth; and yet all the time these are attributes of ‘the Holy One,’ whose strange name deutero-Isaiah too repeats no less than fifteen times and always in passages where it has a special impressiveness.
Related expressions akin to the ‘holiness’ of Yahweh are His ‘fury,’ His ‘jealousy,’ His ‘wrath,’ the ‘consuming fire,’ and the like. The import of them all is not only the all-requiting righteousness of God, not even merely His susceptibility to strong and living emotions, but all this ever enclosed in and permeated with the ‘awefulness’ and the ‘majesty,’ the ‘mystery’ and the ‘augustness,’ of His non-rational divine nature.
And this holds good, also, of the expression ‘the living God.’ God’s ‘livingness’ is perceptibly akin to His ‘jealousy’ and is manifested in and through this, as in His other ‘passions’ generally.
4 Cf. Deuteronomy 5:26: ‘For who is there of all flesh, that hath heard the voice of the living God speaking out of the midst of the fire, as we have, and lived? Cf. also Joshua 3:10; 1 Samuel 17:26, 36; 2 Kings 19:4; Isaiah 37:4, 17; Jeremiah 10:10: ‘He is the living God; at His wrath the earth shall tremble and the nations shall not be able to abide His indignation’; Jeremiah 23:36; 2 Maccabees 7:33; Matthew 26:63 (the adjuration ‘by the living God,’ the God of terror and dread); and Hebrews 10:31; ‘It is a fearful thing to fall into the hands of the living God.’ The Old Testament idea of the terrible ‘living’ God reaches its completion in the ideas of the ‘avenging God,’ of which the most ruthless expression is in the almost appalling image of the treader of the wine-press, Isaiah 63:3; ‘I will tread them in mine anger, and trample them in my fury; and their blood shall be sprinkled upon my garments and I will stain all my raiment.’ The dreadful image recurs in the New Testament in Revelation 19:15: ‘He treadeth the wine-press of the fierceness and wrath of Almighty God.’
It is by His ‘life’ that this God is differentiated
We find the power of the numinous—in its phase of the mysterious—to excite and intensify the imagination displayed with particular vividness in Ezekiel. Here are to be classed Ezekiel’s dreams and parables and fanciful delineation of God’s being and sovereign state, which are, as it were, an example by anticipation of the later more spurious sort of excitement of the religious impulse to the mysterious, leading (in accordance with analogies already expounded) to the merely strange, the extraordinary, the marvelous, and the fantastic. When such an operation of the religious consciousness works itself out in accordance with a wrong analogy, the way is prepared for miracle and legend and the whole
But, if Ezekiel hardly shows the numinous moment apart from an admixture of excessive fantasy and imagination, the same is not true of the Book of Job. In the 38th chapter of Job we have the element of the mysterious displayed in rare purity and completeness, and this chapter may well rank among the most remarkable in the history of religion. Job has been reasoning with his friends against Elohim, and—as far as concerns them—he has been obviously in the right. They are compelled to be dumb before him. And then Elohim Himself appears to conduct His own defence in person. And He conducts it to such effect that Job avows himself to be overpowered, truly and rightly overpowered, not merely silenced by superior strength. Then he confesses; ‘Therefore I abhor myself and repent in dust and ashes.’ That is an admission of inward convincement and conviction, not of impotent collapse and submission to merely superior power. Nor is there here at all the frame of mind to which St. Paul now and then gives utterance; e.g. Romans 9:20: ‘Shall the thing formed say to him that formed it, Why hast thou made me thus? Hath not the potter power over the clay, of the same lump to make one vessel unto honour, and another unto dishonour?’ To interpret the passage in Job thus would be a misunderstanding of it. This chapter does not proclaim, as Paul does, the renunciation of, the realization of the impossibility of, a ‘theodicy’; rather, it aims at putting forward a real theodicy of its own, and a better one than that of Job’s friends; a theodicy able to convict even a Job, and not only to convict him, but utterly to still every inward doubt that assailed his soul. For latent in the weird experience that Job underwent in the revelation of Elohim is at once an inward relaxing of his soul’s anguish and an
In the words put into the mouth of Elohim nearly every note is sounded which the situation may prepare one to expect a priori: the summons to Job, and the demonstration of God’s overwhelming power. His sublimity and greatness, and His surpassing wisdom. This last would yield forthwith a plausible and rational solution of the whole problem, if only the argument were here completed with some such sentences as: ‘My ways are higher than your ways; in my deeds and my actions I have ends that you understand not’; viz. the testing or purification of the godly man, or ends that concern the whole universe as such, into which the single man must fit himself with all his sufferings. It you start from rational ideas and concepts, you absolutely thirst for such a conclusion to the discourse. But nothing of the kind follows: nor does the chapter intend at all to suggest such teleological reflections or solutions. In the last resort it relies on something quite different from anything that can be exhaustively rendered in rational concepts, namely, on the sheer absolute wondrousness that transcends thought, on the mysterium, presented in its pure, non-rational form. All the glorious examples from nature speak very plainly in this sense. The eagle, that ‘dwelleth and abideth on the rock, upon the crag of the rock, and the strong place,’ whose ‘eyes behold afar off’ her prey, and whose ‘young ones also suck up blood, and where the slain are, there is she’—this eagle is in truth no evidence for the teleological wisdom that ‘prepares all cunningly and well,’ but is rather the creature of strangeness and marvel, in whom the wondrousness of its creator becomes apparent. And the same is true of the ostrich (39:13-18) with its inexplicable instincts. The ostrich is indeed, as here depicted, and ‘rationally’ considered, a crucial difficulty rather than an evidence of
It is the same with the ‘wild ass’ (verse 5) and the unicorn (verse 9). These are beasts whose complete ‘dysteleology’ or negation of purposiveness is truly magnificently depicted; but, nevertheless, with their mysterious instincts and their inexplicable behaviour, this very negation of purpose becomes a thing of baffling significance, as in the case of the ‘wild goat’ (verse 1) and the hind. The ‘wisdom’ of the inward parts (38:36), and the ‘knowledge’ of dayspring, winds, and clouds, with the mysterious ways in which they come and go, arise and vanish, shift and veer and re-form; and the wonderful Pleiades aloft in heaven, with Orion and ‘Arcturus and his sons’—these serve but to emphasize the same lesson. It is conjectured that the descriptions of the hippopotamus (behemoth) and crocodile (leviathan) in 40:15 ff. are a later interpolation. This may well be the fact; but, if so, it must be admitted that the interpolator has felt the point of the entire section extraordinarily well. He only brings to its grossest expression the thought intended by all the other examples of animals; they gave portents only, he gives us ‘monsters’—but ‘the monstrous’ is just the ‘mysterious’ in a gross form. Assuredly these beasts would be the most unfortunate examples that one could hit upon if searching for evidences of the purposefulness of the divine ‘wisdom.’ But they, no less than all the previous examples and the whole context, tenor, and sense of the entire passage, do express in masterly fashion the downright stupendousness, the wellnigh daemonic and wholly incomprehensible character of the eternal creative power; how, incalculable and ‘wholly other,’ it mocks at all conceiving but can yet stir the mind to its depths, fascinate and overbrim the heart. What is
A very real parallel to this experience of Job is to be found in the work of a writer of our own day, which is not the less deeply impressive because it is found in the fictitious context of a novel. Max Eyth recounts in his story Berufs-Tragik (in the collection Hinter Pflug und Schraubstock) the building of the mighty bridge over the estuary of the Ennobucht. The most profound and thorough labour of the intellect, the most assiduous and devoted professional toil, had gone to the construction of the great edifice, making it in all its significance and purposefulness a marvel of human achievement. In spite of endless difficulties and gigantic obstacles, the bridge is at length finished, and stands defying wind and waves. Then there comes a raging cyclone, and building and builder are swept into the deep. Utter meaninglessness seems to triumph over richest significance, blind ‘destiny’ seems to stride on its way over prostrate virtue and merit. The narrator tells how he visits the scene of the tragedy and returns again.
‘When we got to the end of the bridge, there was hardly
Why did they kneel? Why did they feel constrained to do so? One does not kneel before a cyclone or the blind forces of nature, nor even before Omnipotence merely as such. But one does kneel before the wholly uncomprehended Mystery, revealed yet unrevealed, and one’s soul is stilled by feeling the way of its working, and therein its justification.
It would be possible to cite many other traces of numinous feeling in the Old Testament. But they have already been admirably put together by one who wrote sixteen hundred years ago in the same sense as we ‘upon the non-rational.’ This was Chrysostom. We shall be considering him later on and will not anticipate further in this place (see Appendix I.).
Chapter XI. The Numinous in the New Testament
In the Gospel of Jesus we see the consummation of that process tending to rationalize, moralize, and humanize the idea of God, which began with the earliest period of the old Hebrew tradition and became specially prominent as a living factor in the Prophets and the Psalms, continually bringing the apprehension of the numinous to a richer fulfillment by recognizing in it attributes of clear and profound value for the reason. The result was the faith in ‘the fatherhood of God’ in that unsurpassable form in which it is peculiar to Christianity.
But in this case, too, it would be a mistake to think that such a rationalization means that ‘the numinous’ is excluded or superseded. That is a misunderstanding into which we are led by the all-too-plausible delineations of ‘Jesus’s faith in the fatherhood of God’ now prevalent, but it certainly misrepresents the attitude of the first Christian congregations. The error is only possible if we disregard in the message of Christ that which it really purports to be, first, last, and all the time, viz. the Gospel of the Kingdom. As against all rationalizing attempts to tone it down into something less startling, the most recent research shows quite decisively that the ‘kingdom’ is just greatness and marvel absolute, the ‘wholly other’ ‘heavenly’ thing, set in contrast to the world of here and now, ‘the mysterious’ itself in its dual character as awe-compelling yet all-attracting, glimmering in an atmosphere of genuine ‘religious awe.’ As such, it sheds a colour, a mood, a tone, upon whatever stands in relation to it, upon the men
What of the lord of this kingdom, the ‘heavenly Father’? As its lord He is not less, but far more ‘holy,’ ‘numinous,’ mysterious, qadosh, ἃγιος, sacer, and sanctus than His kingdom. He is all these in an absolute degree, and in this aspect of His nature He represents the sublimation and the consummation of all that the old covenant had grasped by way of ‘creature-consciousness,’ ‘holy awe,’ and the like. Not to realize this is to turn the Gospel of Jesus into a mere idyll. That these moments do not occur severally in Jesus’s message in the form of special ‘doctrines’ is due to the circumstances already mentioned more than once. But apart from the inherent impossibility of teaching them, how could He have had need of ‘teaching’ what was simply the primary, self-evident fact to every Jew, and especially to every believer in ‘the kingdom,’ namely, that God was ‘the Holy One of Israel’? Christ had rather to teach and to proclaim what was not self-evident to the Jews, but His own original discovery and revelation, that this very ‘Holy One’ is a ‘heavenly Father.’ This point of view necessarily occupied the whole of His ‘teaching,’ and all the more so because it was the point of view thrust sharply into the foreground by the two opposed
It is significant, and yet again so natural, that the first petition in the prayer of the Christian fellowship is; ‘Hallowed be Thy name.’ What I have already said should make the meaning of this clear in its connexion with the Biblical meaning of the word. And we can sometimes detect, even in the teaching of Jesus, notes still vibrating which seem to suggest a trace of that weird awe and shuddering dread before the mysteries of the transcendent of which we have already spoken. Such a passage is Matthew 10:28; ‘But fear him which is able to destroy both soul and body in hell.’
The dark and awful ring of this saying cannot be missed, and it is a rationalization of it merely to refer it to the Judge and His judgement on the Last Day. The same note rings out again clearly in the saying in Hebrews 10:31; ‘It is a fearful thing to fall into the hands of the living God’; and in Hebrews 12:29; ‘Our God is a consuming fire.’ (Here the adaptation of Deuteronomy 4:24: ‘The Lord is a consuming fire’ into ‘Our God is a consuming fire’ gives a contrast whose effect enhances the horror of the saying.) And when occasion demands it the Old Testament God of ‘vengeance’ recurs even in the teaching of Jesus Himself, unveiled and in His own authentic
Finally, it is in the light of, and with the background of, this numinous experience, with its mystery and its awe—its mysterium tremendum—that Christ’s Agony in the night of Gethsemane must be viewed, if we are to comprehend or realize at all in our own experience what the import of that agony was. What is the cause of this ‘sore amazement’ and ‘heaviness,’ this soul shaken to its depths, ‘exceeding sorrowful even unto death,’ and this sweat that falls to the ground like great drops of blood? Can it be ordinary fear of death in the case of one who had had death before his eyes for weeks past and who had just celebrated with clear intent his death-feast; there is the awe of the creature before the ‘mysterium tremendum,’ before the shuddering secret of the numen. And the old tales come back into our mind as strangely parallel and, as it were, prophetically significant, the tales of Yahweh who waylaid Moses by night, and of Jacob who wrestled with God ‘until the breaking of the day.’ ‘He had power with God…and prevailed,’ with the God of ‘Wrath’ and ‘Fury,’ with the numen, which yet is itself ‘My Father.’ In truth even those who cannot recognize ‘the Holy One of Israel’ elsewhere in the God of the Gospel must at least discover Him here, if they have eyes to see at all.
I have no need to dwell upon the numinous atmosphere pervading the writings of St. Paul. ‘God dwelleth in a light that none may come nigh.’ The ‘exuberance’ of the idea of God and the feeling of God leads with Paul to the special terminology and experiences of Mysticism.
1 As a provisional definition of Mysticism I would suggest that, while sharing the nature of religion, it shows a preponderance of its non-rational elements and an over-stressing of them in respect to the ‘exuberant’ aspect of the ‘numen.’ A type of religious experience acquires ‘mystical colouring’ if it shows an inclination to Mysticism. In this sense Christianity since St. Paul and St. John is not Mysticism, but religion with a mystical colouring. And this is justified.
But it is
To feel the full weight and force of this intuition it is necessary to escape as far as possible from the mental atmosphere of our dogmatic interpretations and judiciously toned-down catechisms, and to try to recapture the awe that could be felt by the Jew toward the fury of Yahweh, by the
There is one other point in the teaching of Paul that demands notice in this connexion—his doctrine of predestination. {The only true predestination is the soul’s eventual ascension because God deires that all Hos chilfren return to Him.} It is perhaps precisely the ‘rationalist’ who feels most directly that with the idea of predestination we are standing on downright non-rational ground. Nothing remains so alien to the rationalist as this doctrine. And from his point of view he is quite right; from the standpoint of the rational this notion of predestination is a sheer absurdity, an absolute offence. Let him acquiesce in all the paradoxes of the Trinity and Christology, predestination will yet remain perpetually to confront him as a stumbling-block.
Not, as need hardly be said, in the form in which it has been put forward since the time of Schleiermacher, following the tradition of Leibniz and Spinoza. That is simply a capitulation to Natural Law and causae secundae, a surrender to the claim of modern Psychology that all human resolves and actions are subject to the compelling force of motives, so that a man is unfree and predetermined thereby. And so, this predetermination by nature, having been identified with the all-embracing efficacy of God, in the end the outcome of the profound and purely religious intuition of divine predetermination—which has no concern at all with ‘laws of nature’—is the comparatively trivial ‘scientific’ notion of universal causal connexion. There can be no more spurious product of theological speculation, no more fundamental falsification of religious conceptions than this; and it is certainly not against this that the rationalist feels an antagonism, for it is itself a piece of solid rationalism, but at the same time a complete abandonment of the real religious idea of ‘predestination.’
This false ‘scientific’ interpretation of ‘predestination’ having been put aside, it may be shown that as a religious idea it springs from two sources and has two quite distinct aspects, which should be distinguished by separate names. The one is ‘election,’ the other—striking an essentially different note—‘predestination’ proper.
So much for ‘election.’ From it must be distinguished ‘predestination’ proper, as it appears in St. Paul, e.g. Romans 9:18; ‘Therefore hath he mercy on whom he will, and whom he will he hardeneth.’
It is true that the thought of ‘election,’ prominent in St. Paul, can be detected here as well. But the reflection in v. 20 is obviously the utterance of quite a different frame of mind: ‘Nay, but, O man, who art thou that repliest against
It is next to be noted that ‘predestination’ in this sense, as identical with the absolute supremacy of the numen, has nothing whatever to do with the ‘unfree will’ of ‘Determinism.’ Rather, it finds very frequently precisely in the ‘free will’ of the creature the contrast which makes it stand out so prominently. ‘Will what thou wilt and how thou canst; plan and choose; yet must all come about as it shall and as is determined’; that is the earliest and most genuine expression of the matter. In face of the eternal power man is reduced to naught, together with his free choice and action. And the eternal power waxes immeasurable just because it fulfills its decrees despite the freedom of human will. This is the aspect
2 The story told by Beidhavi, an expositor of the Koran, illustrates this: Once when Asrael, the angel of Death, came before Solomon he directed his gaze upon one of the king’s companions. ‘Who is that?’ asked the man. ‘The angel of Death,’ replied Solomon. ‘He seems to be looking at me,’ continued the other, ‘so command the wind that it bear me hence and set me down in India.’ Solomon did so. Then said the Angel, ‘I gazed upon him for so long out of astonishment, seeing it had been commanded me to fetch his soul out of India, while he was yet with thee in Canaan.’ This is a predestination which presupposes free will just as its foil. However freely man makes his plans, Allah has always set his countermine. [This story is told in verse by Leigh Hunt in his poem The Inevitable; cf. Oxford ed. (1922), pp. 95-6. (Trans.)]
The thought of the deity as the absolutely sole and all-embracing active cause first occurs where the creature-feeling is intensified still further, and is at the same time combined with theoretic considerations. It then leads to Mysticism; and it is only again a further consequence if the speculations about being, peculiar to and characteristic of Mysticism, become then attached to the thought of God as sole cause. To the creature then is denied, not merely efficacy as a cause, but true reality and complete being, and all existence and fullness of being is ascribed to the absolute entity, who alone really is, while all ‘being’ of creatures is either a function of this absolute Being—which brings them into existence—or mere illusion. This sequence of ideas is found in particularly explicit form in the Mysticism of Geulincx and the Occasionalists. ‘Ubi nihil vales, ibi nihil velis.’ {‘Where you are worth nothing, there you will wish for nothing.’} Sometimes we hear the same mystical chord in St. Paul also, as in his mysterious saying about the final issue of all things, where
A further consideration may make it plainer that this must be so. If it be really true that the consciousness of the numinous, as ‘creature-feeling,’ is the root of the predestination idea, then we should expect that the form of religious faith marked by an undue and exaggerated insistence on the non-rational elements in the idea of God would also lean most markedly to predestination. And such is obviously the case. No religion has such a leaning to predestination as Islam; and the special quality of Islam is just that in it, from its commencement onwards, the rational and specifically moral aspect of the idea of God was unable to acquire the firm and clear impress that it won, e.g., in Christianity or Judaism. In Allah the numinous is absolutely preponderant over everything else. So that, when Islam is criticized for giving a merely ‘fortuitous’ character to the claim of morality, as though the moral law were only valid through the chance caprice of the deity, the criticism is well justified, only ‘chance’ and fortuitousness have nothing to do with the matter. The explanation is rather that the numinous in Allah, nay, even his uncanny and daemonic character, outweighs what is rational in him. And this will account for what is commonly called the ‘fanatical’ character of this religion. Strongly excited feeling of the numen, that runs to frenzy, untempered by the more rational elements of religious experience—that is everywhere the very essence of Fanaticism.
The above interpretation of the notion of predestination gives at the same time our estimate of it. It is an attempted statement, in conceptual terms and by analogy, of something that at bottom is incapable of explication by concepts. Fully justified in this sense as an analogical expression, it is wholly unjustified (summum jus becoming summa injuria) if its character as analogy is missed, so that it is taken as an adequate formulation of theological theory. In that case it is disastrous
There is another element in the thought of Paul besides his notion of predestination that is rooted in the numinous: I refer to his utter depreciation of ‘the Flesh.’ ‘The Flesh’ with Paul is simply the condition of the creature in general. And this is utterly disparaged and depreciated by the numinous consciousness (as we saw on pp. 9 ff., 49 ff.) in contrast to the transcendent, both in regard to its existence and its value; in respect to the first as ‘Dust and ashes,’ ‘nothingness,’ insufficient, weak, transient, and perishing, and in respect to the second as the ‘profane,’ the impure, which is unable to assume the worth of holiness or to come into its presence. We find these two same sorts of depreciation among the ideas of Paul, and the specifically Pauline feature in them is only the vigour and completeness with which he expresses them. It is a quite separate question whence Paul derives this intensity in his denunciation and depreciation of ‘the Flesh,’ whether it is original to him or stimulated by the ‘dualistic’ environment of thought in which he moved. As has been already said, one can determine nothing about the essential nature or the value of a thing by tracing its genesis and continuous historic derivation from other sources. And at least we may maintain that Paul might well be stimulated to this emphatic expression by many genuine cases of the numinous experience recorded in the Old Testament. There too Pasar, the flesh, is both the principle of being ‘dust and ashes’ and the principle of the ‘pollution’ of the creature in the presence of holiness.
In St. John, no less than in St. Paul, there is a strong strain of the numinous. The element of ‘awefulness,’ it is true, dies away in him, as so commonly in Mysticism, without ever quite vanishing, for, pace Ritschl, even in John ‘the wrath of God abideth’ (John 3:36); but this only makes the elements of ‘mystery’ and ‘fascination’ the stronger, even in their mystical form. In John, Christianity absorbs φῶς and ζωή, ‘light’ and ‘life,’ into itself from the religions at rivalry with
3 And thereby drains these religions of their life-blood, according to ‘the right of the stronger.’ And henceforth these elements belong to Christianity indissolubly as its very own. For—‘When the vigour of the spirit has gathered the elements into itself, then may no angel sunder the double nature now made single of the united twain’—and still less can the criticism of scholars!
And the same is true even of that saying of St. John to which the ‘rationalists’ are so specially fond of referring: ‘God is a Spirit’ (John 4:24). This was the text on account of which Hegel held Christianity to be the highest because the most truly spiritual (geistig) religion. But Hegel meant by ‘spirit’ the ‘absolute reason.’ St. John when he speaks of πνεῦμα is not thinking of ‘absolute reason’ but of that which is ill absolute contrast to everything of ‘the world’ and ‘the flesh,’ the utterly mysterious and miraculous heavenly Being who surpasses all the understanding and reason of the ‘natural’ man. He is thinking of that ‘Spirit’ which ‘bloweth where it listeth, and thou hearest the sound thereof, but canst not tell whence it cometh and whither it goeth’—the Spirit which just on that account is not confined to Zion or Gerizim, and whose worship is only for those who are themselves ‘in spirit and in truth.’ So that this saying, apparently wholly ‘rational’ in import, is itself the strongest and clearest indication of the non-rational element in the Biblical idea of God. (Compare with this chapter my recently published book Reich Gottes und Menschensohn.)
Chapter XII. The Numinous in Luther
In Catholicism the feeling of the numinous is to be found as a living factor of singular power. It is seen in Catholic forms of worship and sacramental symbolism, in the less authentic forms assumed by legend and miracle, in the paradoxes and mysteries of Catholic dogma, in the Platonic and neo-Platonic strands woven into the fabric of its religious conceptions, in the solemnity of churches and ceremonies, and especially in the intimate rapport of Catholic piety with Mysticism. For reasons already suggested, the mysterious is much less in evidence in the official systems of doctrine, whether Catholic or Protestant. Particularly since the time when the great medieval scholastics (the theologi moderni, so called) replaced Plato by Aristotle and welded the latter and his method on to the doctrines of the Church, Catholic orthodoxy has been subjected to a strong rationalizing influence, to which, however, actual living religious practice and feeling never conformed or corresponded. The battle here joined between so-called ‘Platonism’ and ‘Aristotelianism,’ and in general the long persistent protest against the scholastics, is itself in large part nothing but the struggle between the rational and the non-rational elements in the Christian religion. And the same antithesis is clearly operative as a factor in Luther’s protest against Aristotle and the ‘theologi moderni.’
At that time Plato himself was known (very imperfectly) chiefly through the interpretations—and misinterpretations—of him by Augustine, Plotinus, and Dionysius the Areopagite. Yet it was a true feeling that led the contrasted attitudes of
‘Therefore is it an impossible task both to discover the creator and father of this Whole Universe and to publish the discovery of him in words for all to understand.’
4 Timaeus 28c τὸν μὲν ποιητὴν καὶ πατέρα τοῦδε τοῦ παντὸς εὑρεῖν τε ἔργον καὶ εὑρόντα εἰς πάντας ἀδύνατον λέγειν. For the non-rational and supra-rational strain in Plato the reader is referred to von Wilamowitz-Möllendorff, Plato, i. 418: and especially to the splendid passage from Plato’s seventh letter: 341c: ‘Concerning these things [sc, ultimate truth] there is not, nor will there be, any treatise written by me. For they do not at all admit of being expounded in writing, as do objects of other [scientific] studies.…Only after long, arduous conversance with the matter itself…a light suddenly breaks upon the soul as from a kindled flame, and once born keeps alive of itself.…Only to a few men is the exposition of these things of any profit, and they only need a slight indication of them for their discovery.’
Aristotle’s thought is much more theological than Plato’s, but his temper is far less religious; and at the same time his theology is absolutely rationalistic. And this contrast between the two is repeated among those who profess themselves ‘Platonists’ or ‘Aristotelians.’
5 Ed. Fritsche, p. 227: ‘We ought not to ask what God is altogether; for it can neither be discovered by any nor stated in words.’
6 Ibid., p. 116: ‘[God] whom the human mind has no power to appraise, nor tongue of mortals to utter. For he is too sublime and too great to be grasped in the thought or the speech of man.’
He is fond of the expression ‘maiestas Dei,’ and blames the philosophers for
This ancient battle of Lactantius against the deus philosophorum comes to life again in the Middle Ages in Duns Scotus’s battle for the God of ‘Willing,’ as opposed to the God of ‘Being,’ and for the validity of volition as an essential in religion, as opposed to ‘cognition.’ And the non-rational elements which are still latent in Duns Scotus break out openly in Luther in a whole series of some of his most characteristic thoughts.
This aspect of Luther’s religion was later tacitly expunged, and is today readily dismissed as ‘not the authentic Luther,’ or as ‘a residuum of the scholastic speculations of the nominalists.’ But, if that is so, it is strange that this ‘residuum of Scholasticism’ exercised such a power in Luther’s own mental life as it palpably did. In point of fact this is not a ‘residuum’ at all, but beyond all question the mysterious background of his religious life, obscure and ‘uncanny,’ and to estimate it in all its power and profundity we need to abstract the lucid bliss and joyfulness of Luther’s faith in the divine grace, and to see this faith in relation to the background of that mysterious experience on which it rests. It matters not from what source, whether ‘nominalism’ or the traditional teaching of his Order, his consciousness was first stirred; we have in any case in Luther the numinous consciousness at first hand, stirred and agitated through its typical ‘moments,’ as we have come to know them. It is a corroboration that these ‘moments’ appear in Luther in
1. We are not here concerned with the many strands, strong at the outset, weaker later, but never altogether disappearing, that connect him with Mysticism. Nor are we concerned with the surviving effects of the ‘numinous’ element of the Catholic worship in his doctrine of the Eucharist, which cannot be wholly derived either from his doctrine of the forgiveness of sins or from his deference to the written word of scripture. Let us rather consider Luther’s ‘mirae speculationes’ upon the ‘unrevealed’ in God in contrast to the ‘facies Dei revelata’ (revealed face of God), upon the ‘divina maiestas’ and the ‘omnipotentia Dei’ in contrast to His ‘gratia,’ as he treats of them in his work De Servo Arbitrio. The investigation as to how far Luther took over ‘doctrines’ from Scotus does not amount to much; they stand in most intimate connexion with his own innermost religious life, of which they, are a genuine first-hand utterance, and should be examined as such. Luther himself guarantees expressly that he does not teach such things merely as subjects of dispute in the schools or as philosophical deductions and corollaries, but because they are a central part of the religious experience of the Christian, who must know them in order to have faith and to have life. He rejects the cautious foresight of Erasmus’s view, that such things should at least be withheld from the common people, preaching them himself in public sermons (for example, upon Exodus, in reference to the hardening of Pharaoh’s heart) and writing them in his letter to the men of Antwerp. And again, just before his death, speaking of his book De Servo Arbitrio. in which these ideas stand clearly expressed, Luther acknowledges that nothing he wrote was so truly his own.
Is this borne out in his general teaching? His words in the Great Catechism, ‘To have a God is nothing else than to trust Him from the heart,’ might seem to imply the negative. And certainly to Luther God is He who ‘overbrims with pure goodness.’ Yet this same Luther knows depths and abysses in the Godhead that make his heart despond,
The passages relevant in this connexion from Luther’s De Servo Arbitrio are cited often enough: but to understand the wellnigh daemonic character of this numinous feeling the reader should particularly note the effect of the following passage from Luther’s sermon on Exodus 20. The preacher leaves no means untried to bring out effectively the element of numinous horror in his text:
‘Yea, for the world it seemeth as though God were a mere silly yawner, with mouth ever agape, or a cuckold, who lets another lie with his wife and feigneth that he sees it not.’
But ‘He assaileth a man, and hath such a delight therein that He is of His jealousy and wrath impelled to consume the wicked.’
‘Then shall we learn how that God is a consuming fire…That is then the consuming, devouring fire…Wilt thou sin? Then will He devour thee up’ ‘…For God is a fire, that consumeth, devoureth, rageth; verily He is your undoing, as fire consumeth a house and maketh it dust and ashes.’
‘Yea, He is more terrible and frightful than the Devil. For He dealeth with us and bringeth us to ruin with power, smiteth and hammereth us and payeth no heed to us.’ ‘In His majesty He is a consuming fire.’ ‘For therefrom can no man refrain: if he thinketh on God aright, his heart in his body is struck with terror…Yea, as soon as he heareth God named, he is filled with trepidation and fear.’ (Vide the Erlangen edition of Luther’s works, xxxvi, pp. 210 ff., 222, 231, 237; xxxv, p. 167; xlvii, p. 145; l, p. 200.)
It is the absolute ‘numen,’ felt here partially in its aspect of ‘maiestas’ and ‘tremendum.’ And the reason I introduced these terms above to denote the one side of the numinous experience was in fact just because I recalled Luther’s own expressions, and borrowed them from his ‘divina maiestas’ and ‘metuenda voluntas,’ which have rung in my ears from the time of my earliest study of Luther. Indeed, I grew to understand the numinous and its difference from the rational in Luther’s De Servo Arbitrio long before I identified it in the ‘qadosh’ of the Old Testament and in the elements of ‘religions awe’ in the history of religion in general.
One must have beheld these gulfs and abysses in Luther to understand aright how significant it is that it is the same man who, on the other hand, endeavours to put the whole of Christianity into a confiding faith. The same contrast noted above in the religion of the Gospel and in the paradoxes of the ‘faith in God the Father,’ recurs in the religious experience of Luther, but in unexampled intensity. That it is the unapproachable which becomes approachable, the Holy One who is pure goodness, that it is ‘Majesty’ which makes itself familiar and intimate—there is the inwardness of the matter, and this finds only very dubious expression in the subsequent one-sided doctrine of the schools, where the mystical character of the ‘wrath’—which is of the essence of "holiness’ infused with that of ‘goodness’—is referred simply to the righteousness of God, and taken thus as righteous anger or indignation.
‘Si enim talis esset eius iustitia, quae humano captu posset iudicari esse iusta, plane non esset divina et nihilo differret ab humana iustitia. At cum sit Deus verus et unus, deinde totus incomprehensibilis et inaccessibilis humana ratione, par est, immo necessarium est, ut et iustitia sua sit incomprehensibilis.’
‘For were His justice such as could be adjudged as just by the human understanding it were manifestly not divine, and would differ in nothing from human justice. But since God is true and single, yea in His entirety incomprehensible and inaccessible to human reason, it is right, nay it follows necessarily, that His justice also is, incomprehensible.’
Theology gives expression to its perplexed endeavour to find a name for the elements of the non-rational and the mysterious in the repulsive doctrine that God is ‘exlex’ (outside the law), that good is good because God wills it, instead of that God wills it because it is good, a doctrine that results in attributing to God an absolutely fortuitous will, which would in fact turn Him into a ‘capricious despot.’ These doctrines are specially prominent in the theology of Islam, and this can be immediately understood if the two positions we maintain are sound, viz. that such doctrines are really perplexed expressions of the non-rational, numinous side of the divine nature, and that this is altogether the preponderant aspect in Islam. And we find them also in Luther in the same connexion. In this very fact, however, lies the excuse for doctrines in themselves so blasphemous and horrible: they are caricatures prompted by a deficient psychology and a mistaken choice of expressions, and not by any disregard of the absoluteness of moral values.
3. From the point of view already considered in detail it will be seen that, with such feelings as a basis, it was inevitable that the doctrine of predestination would in due course make its appearance in Luther’s religion. And in his
It is only occasionally that these purely numinous elements in Luther’s religious consciousness are displayed so strongly and forcibly as in the treatise De Servo Arbitrio, But in his battles with ’desperatio’ and with Satan, in his constantly recurring religious catastrophes and fits of melancholy, in his wrestlings for grace, perpetually renewed, which bring him to the verge of mental disorder, in all these there are more than merely rational elements at work in his soul. Moreover, even when he is speaking solely in rational terms of judgement, punishment, and the wrath of God, we must, if we are to recapture the real Luther in these expressions, hear sounding in them the profoundly non-rational strain of ‘religious awe.’ For this wrath of God also has often, perhaps has always, something in it of that fury of Yahweh, that ὀργή of the numen.
4. This circumstance suggests a further point. The expressions ‘unrevealed God’ and ‘tremenda maiestas’ manifestly repeated only those ‘moments’ of the numinous which we found first in our analysis of it (p. 13), especially the ‘tremendum,’ the daunting aspect of the numinous. What of that of ‘fascination’ in Luther? Is it missing altogether, to be replaced merely by the rational attributes of trustworthiness and love and the corresponding element in the mind of the worshipper, viz. faith and trustfulness? No, beyond all question it is not. Only, the element of fascination is in Luther wholly interwoven with these rational elements and comes to utterance with them and in them. This can be felt forcibly in the boisterous, almost Dionysiac, blissfulness of his experience of God.
‘Christians are a blissful people, who can rejoice at heart
Who will extol this enough or utter it forth? It is neither to be expressed or conceived.
If thou feelest it truly in the heart, it will be such a great thing to thee that thou wilt rather be silent than speak aught of it.’ (Erlangen ed., xi. 194.)
Here should be borne in mind what was remarked earlier (pp. 46 ff.) respecting the interweaving of the non-rational with the rational and the consequently deepened import of rational expressions. As the awe-inspiring character of the transcendent is comprised in the God of sternness and punishment and justice, so is its bliss-giving character included in the God who ‘overbrims with pure goodness.’ Indeed it is involved in the ‘exuberant’ and mystical tone of Luther’s actual creed. Here, as elsewhere, there is no mistaking his connexion with Mysticism. (See Appendix VI.) Though for Luther faith begins more and more to take the place of ‘knowledge’ and ‘love of God’ (Gottes-Minne)—which means a marked qualitative alteration of the whole religious temper, as compared with that of Mysticism—yet, despite the change, it remains obvious that there are definite features in ‘Faith,’ as the term is used by Luther, which justify us in classing it with the mystical ways of response to which it is in apparent contrast, and clearly distinguish it from the fides taught by the Lutheran school with its determinate, well-ordered, unmystical temper. ‘Faith’ for Luther plays the same essential part, mutatis mutandis, as ‘knowledge’ and ‘love’ for the earlier mystics; it is the unique powder of the soul, the ‘adhaesio Dei,’which unites man with God: and ‘unity’ is the very signature of the mystical. So that when Luther says that Faith makes man ‘one cake’ (ein Kuche) with God or Christ, or holds him ‘as a ring holds a jewel’ (sicut annulus gemmam), he is not speaking any more figuratively than when Tauler says the same of Love. ‘Faith’ for Luther, as ‘Love’ for Tauler and the
7 Johann Arndt, 1555-1621; Gottfried Arnold, 1666-97; Philipp Jacob Spener, 1635-1705: the last-named was one of the founders of ‘Pietism’ in Germany. (Trans.)
For in opposition to the ‘rationalizations’ of the schools the non-rational elements are maintained and fostered in the western Mysticism that came to its later flower both on Catholic and Protestant soil. In this, as in Christian Mysticism as a whole from its first stirrings, the elements of the non-rational already detailed are easily recognizable, most prominently of all those of ‘mystery,’ ‘fascination,’ and ‘majesty.’ The element of ‘awe,’ on the other hand,
‘In this inconceivable mountain of the supra-divine Where (the ‘height of the divine Majesty transcending substance’) there is a precipitousness of which all pure spirits are sensible. Here the Soul enters a secret namelessness, a marvelous alienation. It is the bottomless abyss no creature can sound … the spirit perishes there, to become all-living in the wonders of the Godhead.’ (Suso, German writings, ed. Denifle, pp. 289 ff.)
And he can pray: ‘Ah, woe is me, Thy wrathful countenance is so full of fury. Thy turning away in anger is so unendurable. Woe is me! And the words of Thy enmity are so fiery, they cleave through heart and soul.’ (Ibid., p. 353.)
This note is familiar also to the later mystics. Thus St. John of the Cross says: ‘As this clear sight of the divine comes like a violent assault upon the soul to subdue it, the soul feels such anguish in its weakness that all power and breath leave it together, while sense and spirit as though they stood burdened beneath a dark unmeasured load suffer such agony and are oppressed by such deadly fear that the soul would choose death as a mitigation and refreshment.’ (St. John of the Cross, The Ascent of Mount Carmel.)
And again: ‘The fourth kind of anguish is brought into being in the soul…from the Majesty and Glory of God.’ (Ibid.)
But in our Western Mysticism the writer in whom the non-rationally ‘dreadful’ and even the ‘daemonic’ phase of the numinous remains a most living element is Jakob Böhme. For all his adoption of its motives, Böhme is in his speculation and ‘theosophy’ sharply distinguished from the earlier Mysticism. He is at one with this (as represented, for instance, by Eckhart) in aiming at a ‘construction’ and an understanding of God, and from Him of the world; and, like Eckhart, he finds as a starting-point for his speculation the ‘primal bottom,’ the supra-comprehensible and inexpressible. But this stands to him, not for Being and Above-being, but for Stress and Will; it is not good and above-good, but a supra-rational identification of good and evil in an Indifferent, in which is to be found the potentiality for evil as well as for good, and therewith the possibility of the dual nature of deity itself as at once goodness and love on the one hand and fury and wrath on the other.
8 The ‘ferocity’ is the origin of Lucifer, in whom the mere potentiality of evil is actualized. It might be said that Lucifer is ‘fury,’ the ὀργή, hypostatized, the mysterium tremendum cut loose from the other elements and intensified to mysterium horrendum. The roots at least of this may be found in the Bible and the early Church. The ideas of propitiation and ransom are not without reference to Satan as well as to the divine wrath. The rationalism of the myth of the ‘fallen angel’ does not render satisfactorily the horror of Satan and of the ‘depths of Satan’ (Revelation 2:24) and the ‘mystery of iniquity’ (2 Thessalonians 2:7). It is a horror that is in some sort numinous, and we might designate the object of it as the negatively numinous. This also holds good of other religions than that of the Bible, In all religions ‘the devilish’ plays its part and has its place as that which, opposed to the divine, has yet something in common with it. As such it should be the subject of a special inquiry, which must be an analysis of fundamental feelings, and something very different from a mere record of the ‘evolution of the idea of the devil.’
If the
9 Böhme’s disciple, Johann Pordage, has some feeling of this when he writes: ‘So hope I then, that you will not be angered with me, if you find that I impute to God acerbity and bitterness, dread, wrath, fire,…and the like. For even Jakob Böhme found no other words in which to express his exalted sensation (Empfindung) of God. You must then take all those forms of speech in a high divine sense, far removed from all imperfection’ (Divine and True Metaphysic, i. 166).
If such an ideogram is taken as an adequate concept, the result is anthropomorphism, such as mythology illustrates, and the writings of Lactantius (see p. 96). And if speculation follows, based upon such concepts, the result is the pseudo-science of theosophy. For the characteristic mark of all theosophy is just this: having confounded analogical and figurative ways of expressing feeling with rational concepts, it then systematizes them, and out of them spins, like a monstrous web, a ‘Science of God,’ which is and remains something monstrous, whether it employs the doctrinal terms of scholasticism, as Eckhart did, or the alchemical substances and mixtures of Paracelsus as Böhme did, or the categories of an animistic logic as Hegel, or the elaborate
For the Lutheran school has itself not done justice to the numinous side of the Christian idea of God. By the exclusively moral interpretation it gave to the terms, it distorted the meaning of ‘holiness’ and the ‘wrath’ of God, and already from the time of Johann Gerhardt and onwards Lutheranism was returning to the doctrine of divine ἀπάθεια or passionlessness. More and more it deprived the forms of worship of the genuinely contemplative and specifically ‘devotional’ elements in them. The conceptual and doctrinal—the ideal of orthodoxy—began to preponderate over the inexpressible, whose only life is in the conscious mental attitude of the devout soul. The Church became a school, and her communications, in truth, found a more and more contracted access to the mind, as Tyrrell has put it somewhere, ‘through the narrow clefts of the understanding.’
Schleiermacher was the first to attempt to overcome this rationalism, most boldly and uncompromisingly in the rhapsody of his Discourses, with less heat and more subdued tone in his Glaubenslehre and his theory of the ‘feeling of absolute dependence,’ which in point of fact give a representation—as has been pointed out already—of the first stirring of the feeling of the numinous. It will be a task for contemporary Christian teaching to follow in his traces and again to deepen the rational meaning of the Christian conception of God by permeating it with its non-rational elements.
Chapter XIII. The Two Processes of Development
This permeation of the rational with the non-rational is to lead, then, to the deepening of our rational conception of God; it must not be the means of blurring or diminishing it. For if (as suggested at the close of the last chapter) the disregard of the numinous elements tends to impoverish religion, it is no less true that ‘holiness,’ ‘sanctity,’ as Christianity intends the words, cannot dispense with the rational, and especially the clear ethical elements of meaning which Protestantism more particularly emphasizes in the idea of God. To get the full meaning of the word ‘holy’ as we find it used in the New Testament (and religious usage has established it in the New Testament sense to the exclusion of others), we must no longer understand by ‘the holy’ or ‘sacred’ the merely numinous in general, nor even the numinous at its own highest development; we must always understand by it the numinous completely permeated and saturated with elements signifying rationality, purpose, personality, morality. It is in this combined meaning that we retain and apply the term ‘holy’ in our subsequent chapters. But that the course of the historical development may be clearly understood, we venture first to recapitulate our view upon this matter as explicitly as possible.
That which the primitive religious consciousness first apprehends in the form of ‘daemonic dread,’ and which, as it further unfolds, becomes more elevated and ennobled, is in origin not something rational or moral, but something distinct, non-rational, an object to which the mind responds in a unique way with the special feeling-reflexes that have been described. And this element or ‘moment’ passes in itself through a process of development of its own, quite apart
Next, secondary and subsidiary to this, is the task of tracing the course of the process of rationalization and moralization on the basis of the numinous consciousness. It nearly, if not quite, synchronizes and keeps pace with the stages of the purely numinous development, and, like that, it can be traced in its different gradations in the most widely different regions of religious history. Almost everywhere we find the numinous attracting and appropriating meanings derived from social and individual ideals of obligation, justice, and goodness. These become the ‘will’ of the numen, and the numen their guardian, ordainer, and author. More and more these ideas come to enter into the very essence of the numen and charge the term with ethical content. ‘Holy’ becomes ‘good,’ and ‘good’ from that very fact in turn becomes ‘holy,’ ‘sacrosanct’; until there results a thenceforth indissoluble synthesis of the two elements, and the final outcome is thus the fuller, more complex sense of ‘holy,’ in which it is at once good and sacrosanct.
And this process of rationalization and moralization of the numinous, as it grows ever more clear and more potent, is in fact the most essential part of what we call ‘Sacred History’ and prize as the ever-growing self-revelation of the divine. But at the same time it should be clear to us that this process of the ‘moralization of the idea of God,’ often enough represented to us as a principal problem, setting the main line for inquiry into the history of religion, is in no wise a suppression of the numinous or its supersession by something else—which would result not in a God, but a God substitute—but rather the completion and charging of it with a new content. That is to say, the ‘moralization’ process assumes the numinous and is only completed upon this as basis.
Chapter XIV. The Holy as an a Priori Category
It follows from what has been said that the ‘holy’ in the fullest sense of the word is a combined, complex category, the combining elements being its rational and non-rational components. But in both—and the assertion must be strictly maintained against all sensationalism and naturalism—it is a purely a priori category.
The rational ideas of Absoluteness, Completion, Necessity, and Substantiality, and no less so those of the good as an objective value, objectively binding and valid, are not to be ‘evolved’ from any sort of sense-perception. And the notions of ‘epigenesis,’ ‘heterogony,’ or whatever other expression we may choose to denote our compromise and perplexity, only serve to conceal the problem, the tendency to take refuge in a Greek terminology being here, as so often, nothing but an avowal of one’s own insufficiency. Rather, seeking to account for the ideas in question, we are referred away from all sense-experience back to an original and underivable capacity of the mind implanted in the ‘pure reason’ independently of all perception.
But in the case of the non-rational elements of our category of the Holy we are referred back to something still deeper than the ‘pure reason,’ at least as this is usually understood, namely, to that which Mysticism has rightly named the ‘fundus animae,’ the ‘bottom’ or ‘ground of the soul’ (Seelengrund), The ideas of the numinous and the feelings that correspond to them are, quite as much as the rational ideas and feelings, absolutely ‘pure,’ and the criteria which Kant suggests for the ‘pure’ concept and the ‘pure’ feeling of respect are most precisely applicable to them. In the famous opening words of the Critique of Pure Reason he says:
‘That all our knowledge begins with experience there can be no doubt. For how is it possible that the faculty of cognition should be awakened into exercise otherwise than by means
And, referring to empirical knowledge, he distinguishes that part which we receive through impressions and that which our own faculty of cognition supplies from itself, sense-impressions giving merely the occasion.
The numinous is of the latter kind. It issues from the deepest foundation of cognitive apprehension that the soul possesses, and, though it of course comes into being in and amid the sensory data and empirical material of the natural world and cannot anticipate or dispense with those, yet it does not arise out of them, but only by their means. They are the incitement, the stimulus, and the ‘occasion’ for the numinous experience to become astir, and, in so doing, to begin—at first with a naïve immediacy of reaction—to be interfused and interwoven with the present world of sensuous experience, until, becoming gradually purer, it disengages itself from this and takes its stand in absolute contrast to it. The proof that in the numinous we have to deal with purely a priori cognitive elements is to be reached by introspection and a critical examination of reason such as Kant instituted. We find, that is, involved in the numinous experience, beliefs and feelings qualitatively different from anything that ‘natural’ sense-perception is capable of giving us. They are themselves not perceptions at all, but peculiar interpretations and valuations, at first of perceptual data, and then—at a higher level—of posited objects and entities, which themselves no longer belong to the perceptual world, but are thought of as supplementing and transcending it. And as they are not themselves sense-perceptions, so neither are they any sort of ‘transmutation’ of sense-perceptions. The only ‘transmutation’ possible in respect to sense-perception is the transformation of the intuitively given concrete percept, of whatever sort, into the corresponding concept; there is never any question of the transformation of one class of percepts into a class of entities qualitatively other. The facts of the numinous consciousness point therefore—as likewise do also the ‘pure concepts of the understanding’ of
The justification of the ‘evolutionist’ theory of today stands or falls with its claim to ‘explain’ the phenomenon of religion. That is in truth the real task of the psychology of religion. But in order to explain we must have the data from which an explanation may be forthcoming; out of nothing nothing can be explained. Nature can only be explained by an investigation into the ultimate fundamental forces of nature and their laws; it is meaningless to propose to go farther and explain these laws themselves, for in terms of what are they to be explained? But in the domain of spirit the corresponding principle from which an explanation is derived is just the spirit itself, the reasonable spirit of man, with its predispositions, capacities, and its own inherent laws. This has to be presupposed: it cannot itself be explained. None can say how mind or spirit ‘is made’—though this is in effect just what the theory of epigenesis is fain to attempt. The history of humanity begins with man, and we have to presuppose man, to take him for granted as he is, in order that from him we may understand his history. That is, we must presuppose man as a being analogous to ourselves in natural propensities and capacities. It is a hopeless business to seek to lower ourselves into the mental life of a pithecanthropus erectus; and, even if it were not, we should still need to start from man as he is, since we can only interpret the psychical and emotional life of animals regressively by clumsy analogies drawn from the developed human mind. To try, on the other hand, to understand and deduce the human from the subhuman or brute mind is to try to fit the lock to the key instead of vice versa; it is to seek to illuminate light by darkness. In the first appearance of conscious life on dead unconscious matter we have a simple,
1 The physical analogue to these spiritual or mental relationships is the relation of potential to kinetic energy. The assumption of such a relation in the world of mind (i.e. a relation between potential and kinetic mind) is, of course, only to be expected from one who is prepared to accept as the final cause of all mind in the world as a whole the absolute mind as ‘pure actuality’ whose ellampatio or effulgence (in Leibniz’s phrase) all other mind is. For all that is potential presupposes an actual as the ground of its possibility, as Aristotle long ago showed. But indeed how can we afford to reject such a ‘pure actuality’? It is an inconsequent proceeding to postulate actuality, as is done, for a starting-point for the physical world, as a system of stored-up energy, whose transference to kinetic energy constitutes the ‘rush of worlds and wheel of systems,’ and yet to reject the analogous assumption in the world of mind and spirit.
We call the source of growth a hidden ‘predisposition’ of the human spirit, which awakens when aroused by divers excitations. That there are ‘predispositions’ of this sort in individuals no one can deny who has given serious study to the history of religion. They are seen as propensities, ‘predestining’ the individual to religion, and they may grow spontaneously to quasi-instinctive presentiments, uneasy seeking and groping, yearning and longing, and become a religious impulsion, that only finds peace when it has become clear to itself and attained its goal. From them arise the states of
‘Loving, tender Lord! My mind has from the days of my childhood sought something with an earnest thirst of longing, Lord, and what that is have I not yet perfectly apprehended. Lord, I have now for many a year been in hot pursuit of it, and never yet have I been able to succeed, for I know not aright what it is. And yet it is something that draws my heart and my soul after it, and without which I can never attain to full repose. Lord, I was fain in the earliest days of my childhood to seek it among created things, as I saw others before me do. And the more I sought, the less I found it; and the nearer I went, the further I wandered from it.…Now my heart rages for it, for fain would I possess it.…Woe is me!…What is this, or how is it fashioned, that plays within me in such hidden wise?’ (Works, ed. Denifle, p. 311.)
These are manifestations of a predisposition becoming a search and a driving impulsion. But here, if nowhere else, the ‘fundamental biogenetic law’ really does hold good, which uses the stages and phases in the growth of the individual to throw light upon the corresponding stages in the growth of his species. The predisposition which the human reason brought with it when the species Man entered history became long ago, not merely for individuals but for the species as a whole, a religious impulsion, to which incitements from without and pressure from within the mind both contributed. It begins in undirected, groping emotion, a seeking and shaping of representations, and goes on, by a continual onward striving, to generate ideas, till its nature is self-illumined and made clear by an explication of the obscure a priori foundation of thought itself, out of which it originated.
2 The reader may compare what Kant says in his Lectures on Psychology (Leipzig ed., 1889, p. 11) of ‘the treasure buried in the field of obscure ideas, constituting the deep abyss of human knowledge, which we cannot sound.’ This ‘deep abyss’ is just the ‘fundus animae’ that is aroused in Suso.
Chapter XV. Its Earliest Manifestations
Only upon the basis of the foregoing assumptions is it possible to understand the historical origin and further development of religion. It must be admitted that when religious evolution first begins sundry curious phenomena confront us, preliminary to religion proper and deeply affecting its subsequent course. Such are the notions of ‘clean’ and ‘unclean,’ belief in and worship of the dead, belief in and worship of ‘souls’ or ‘spirits,’ magic, fairy tale, and myth, homage to natural objects, whether frightful or extraordinary, noxious or advantageous, the strange idea of ‘power’ (orenda or mana), fetishism and totemism, worship of animal and plant, daemonism and polydaemonism. Different as these things are, they are all haunted by a common—and that a numinous—element, which is easily identifiable. They did not, perhaps, take their origin out of this common numinous element directly; they may have all exhibited a preliminary stage at which they were merely ‘natural’ products of the naïve, rudimentary fancies of primitive times. But these things acquire a strand of a quite special kind, which alone gives them their character as forming the vestibule of religion, brings them first to clear and explicit form, and furnishes them with the prodigious power over the minds of men which history universally proves them to possess. Let us attempt to grasp this peculiar strand, common to all these modes of thought and practice which stand upon the threshold of religion.
1. We will begin with magic. There has been at all times, and there still is today, a ‘natural’ magic, that is to say, modes of behaviour exhibiting some simple analogy and carried out quite unreflectively and without any basis in theory, whose
2. The same is true of the worship of the dead. It does not arise out of any theory of animism, according to which the primitive man thinks of inanimate objects, and so also of the dead, as animate and operative. Even in itself this entire theory of an ostensible attribution of ‘soul’ or the principle of animation to everything is a mere fabrication of the study. How much more when it is clumsily spatchcocked and welded together with ‘belief in spirits or souls,’ which is something quite different! The dead man, in point of fact, exercises a spell upon the mind only when, and only because, he is felt as a thing of horror and ‘shudder.’ But alike to the naïve mind of the savage and to the blasé mind of modern civilized man this feeling comes about with such an immediate compelling force that we usually accept it as something immediately self-evident, failing altogether to remark that even the estimating something as ‘horrible’ or ‘grisly’ shows the emergence of a qualitatively separate content of feeling which the mere fact of death does not explain. Feeling-reactions to the dead, if prompted ‘naturally,’ are pretty obviously only of two kinds: on the one hand, the experient feels disgust at the corpse’s putrefaction, stench, revoltingness: on the other, he feels his own will to life disturbed and checked, the fear of death and the startled fright that directly follows on the sight of a corpse, especially if it be that of a member of one’s own species. Both these sorts of feeling-response, viz. disgust and startled fright, are already found manifested among animals. I observed this in a very pronounced degree on one occasion, when, upon a lonely ride, we suddenly came upon the body of a dead horse, and Diana, my excellent mount, on recognizing
3. We consider next ideas of ‘souls’ and ’spirits.’ It would be possible to show, did not the subject lead us too far afield, that these were not conceived by the fanciful processes of which the animists tell us, but had a far simpler origin. But again the important point is not the origin of ‘spirits’ in their ideational aspect, but the qualitative element of feeling relative to them. And this does not consist in the fact that ‘spirits’ or ‘souls’ are thinner or less easily visible than the body, or quite invisible, or fashioned like air; often all this is true of them; no less often none of it is; most frequently of all it is both true and false. The essence of the ‘soul’ lies not in the imaginative or conceptual expression of it, but first and foremost in the fact that it is a spectre; that it arouses ‘dread’ or ‘awe,’ as described above. But again, a ‘spectre’ is not to be explained from ‘natural’ feelings, and these are equally unable to explain the further development by which these ‘somethings’ (and this is the only core of conceptual meaning that can really be given them), at first
4. We turn to the idea of ‘power,’ the mana of the Pacific Islands and the orenda of the North American Indians. It can have its antecedents in very ‘natural’ phenomena. To notice power in plants, stones, and natural objects in general and to appropriate it by gaining possession of them; to eat the heart or liver of an animal or a man in order to make his power and strength one’s own—this is not religion but science. Our science of medicine follows a similar prescription. If the ‘power’ of a calf’s glands is good for goitre and imbecility, we do not know what virtue we may not hope to find in frogs’ brains or Jews’ livers. All depends here upon observation, and our science of medicine in this respect only differs from that of the medicine-man in being more exact and in possessing experimental methods. Tower’ does not take its place in the antechamber of religion, is not appropriated by religion in ‘communion rites’ and ‘sacraments’ (as we call them), until it too has come to include the idea of ‘spell’ and ‘magic.’
5. Volcanoes, mountain peaks, moon, sun, and clouds are regarded by primitive man as being alive or animate, not in consequence of a naïve theory of the omnipresence of ‘spirit’ or ‘soul’—‘Pantheism,’ so called—but as a result of precisely the same criterion that we ourselves apply when we recognize anything to be alive or animate, apart from the one live thing we can observe directly, our self; that is to say, both we and the primitive credit an object with life if, and in so far as, we think we remark in it living efficacy and agency; and whether we do so rightly or wrongly is again simply a matter of more or less exact observation. But while from this criterion the natural objects mentioned above, and of course others, may be invested with life by the naïve observer, this does not in itself lead to myth or religion. Purely as animate or living beings, these entities are far from being yet ‘divine’ or ‘gods’; nay, they do not even become so when the man turns to them with desire and petition; for petition is something less than prayer
6. As regards fairy-stories, these presuppose the ‘natural’ impulse to fantasy, narrative, and entertainment, and its products. But the fairy-story proper only comes into being with the element of the ‘wonderful,’ with miracle and miraculous events and consequences, i.e. by means of an infusion of the numinous. And the same holds good in an increased degree of myth.
7. All the factors and elements named so far in this chapter are but, as it were, the vestibule at the threshold of the real religious feeling, an earliest stirring of the numinous consciousness, which comes upon the scene blended with associated feelings in conformity to principles of analogy which it would be easy to specify for each several case. Only with the rise of the ‘daemon’ do we have a really separate beginning. The most authentic form of the ‘daemon’ may be seen in those strange deities of ancient Arabia, which are properly nothing but wandering demonstrative pronouns, neither given shape and feature by means of myth,’ for there is in the main no mythology attached to them at all, nor ‘evolved out of nature-deities,’ nor grown out of ‘souls’ or ‘spirits,’ but none the less felt as deities of mighty efficacy, who are the objects of very living veneration. They are pure products of the religious consciousness itself. And in their case it is very evident that they do not arise as a collective product of crowd-imagination, and that they do not therefore have their origin in ‘group-’ or ‘folk-’ psychology, but were the intuitions of persons of innate prophetic powers. For there is always the kahin (the primitive form of the ‘prophet’) belonging to these numina, and he alone experiences a numen or divine-daemonic power at first hand. Only where and when it has been ‘revealed’ through such a one do the forms of ‘worship and a common
8. The notions ‘clean’ and ‘unclean,’ ‘pure’ and ‘impure,’ are already found in a purely natural sense, prior to their religious application. The unclean is the loathsome, that which stirs strong feelings of natural disgust. And it is just during the more primitive stages of human development that the emotion of disgust exercises such special power. Probably these emotional reactions are a part of our natural self-protective endowment, instinctive safeguards for many important vital functions. The effect of civilization is to refine these emotions of disgust and loathing by diverting them to different objects, so that things which were loathsome to the savage cease to be so and things which were not become so. This refinement spells at the same time a weakening in the intensity of the emotion; we do not now loathe and feel disgust with the unbridled violence and strength of the savage. In this respect we can notice even today a plain distinction between our more primitive rural and our more ‘refined’ urban population; we townsmen feel disgust at much that is harmless to the countryman, but where the latter does feel it he is affected by the emotion more radically than we are; it is a profounder reaction in him.
We have so far been concerned with the ordinary feeling of disgust. Between this and the feeling of the ‘horrible’ there is a very close analogy; and from this it becomes apparent, in accordance with the law of reciprocal attraction between analogous feelings and emotions, how the ‘natural’ unclean or impure is bound to pass over into, and develop in, the sphere of the numinous. Once, in fact, we have in our hand the key of the problem—the analogy and the law just mentioned—we can reconstruct a priori the actual genetic process involved, by which the one emotion prompts the other. We indeed have ourselves a direct experience of the same thing today in our emotional reaction to the sight of flowing blood, in which it would be hard to say whether the element of ‘disgust’ or ‘horror’ is the stronger.
Later, then, when the more maturely developed elements of
9. If the examples numbered 1 to 8 may be termed ‘pre-religion,’ this is not in the sense that religion and the possibility of religion are explicable by their means; rather, they are themselves only made possible and can only be explained from a religious basic element, viz. the feeling of the numinous. This is a primal element of our psychical nature that needs to be grasped purely in its uniqueness and cannot itself be explained from anything else. Like all other primal psychical elements, it emerges in due course in the developing life of human mind and spirit and is thenceforward simply present. Of course it can only emerge if and when certain conditions are fulfilled, conditions involving a proper development of the bodily organs and the other powers of mental and emotional life in general, a due growth in suggestibility and spontaneity and responsiveness to external impressions and internal experiences. But such conditions are no more than conditions; they are not its causes or constituent elements. To recognize this is not to relegate the whole matter to the domain of mystery and supernaturalism, but simply to maintain that the same thing holds good of this which holds good of all other primal
10. The purest case, however, of the spontaneous stirring of numinous emotion would seem to be that mentioned in No. 7 (the feeling of daemons), which is of quite special significance for the evolution of religion. This is because here the ‘religious’ emotion does not from the first get diverted (following the "stimulation’ of emotional associations) to earthly things, wrongly taken as numinous; but either it remains a pure feeling, as in "panic’ terror (in the literal sense of the word), or itself invents, or, better, discovers, the numinous object by rendering explicit the obscure germinal ideas latent in itself. Even this latter case is not altogether beyond the reach of introspective analysis, which, moreover, can throw some light upon the transition from mere feeling to its ‘explication’ and to the positing of the numinous object. At least there is none of us who has any living capacity for emotion but must have known at some time or at some place what it is to feel really ‘uncanny,’ to have a feeling of ‘eerieness.’ And more exact psychological analysis will notice the following points in such a state of mind. First, there is the point of which we have already spoken, its separate and underivable, irreducible, qualitative character. Second, there is the very curious circumstance that the external features occasioning this state of mind are often quite slight, indeed so scanty that hardly any account can be given of them, so disproportionate are they to
In Genesis 28:17 Jacob says: ‘How dreadful is this place! This is none other than the house of Elohim.’ This verse is very instructive for the psychology of religion; it
The German expression Es spukt hier (literally, it haunts here) is also instructive. It has properly no true subject, or at least it makes no assertion as to what the es, the ‘it,’ is which ‘haunts’; in itself it contains no suggestion of the concrete representations of ‘ghost,’ ‘phantom,’ ‘spectre,’ or ‘spirit’ common to our popular mythology. Rather is the statement simply the pure expression of the emotion of ‘eerieness’ or ‘uncanniness’ itself, when just on the point of detaching and disengaging from itself a first vaguely intimated idea of a numinous something, an entity from beyond the borders of ‘natural’ experience. It is to be regretted that the German language possesses no general word less vulgar than ‘spuken,’ no word which, instead of pointing us aside, as this word does, to the domain of superstition and the impure offshoots of the numinous consciousness, should retain its fundamental meaning in an unperverted form.
1 The expression es geistet hier may serve, but it has an artificial sound. The English ‘to haunt’ is a nobler expression than the German spuken. We might legitimately translate Habakkuk 2:20: ‘Yahweh haunts His holy Temple.’ Such a ‘haunting’ is frequently the meaning of the Hebrew shakan. And we get a fuller and truer rendering of Psalm 26:8; ‘the place where Thine honour dwelleth’ by translating it: ‘the places haunted by Thy majesty.’ The Shekinah is properly the haunting presence of Yahweh in the Temple at Jerusalem.
But even so we can feel by an effort of
Und in Poseidons Fichtenhain
Tritt er mit frommem Schauder ein.
And to Poseidon’s grove of pine
With awe devout he enters in.
–Schiller, Die Kraniche des Ibykus
but also with genuine ‘ghostly’ emotions. The faint shiver that may accompany such states of mind is not unrelated to the feeling of ‘creeping flesh,’ whose numinous character we have already considered (p. 16). In its efforts to derive ‘daemon’ and ‘god’ forcibly from ‘souls’ and ‘spirits,’ animism is looking the wrong way. It would be, at any rate, on the right path if it maintained that they are haunting apparitions.
This is partially proved by certain ancient, still extant terms, which long ago had reference to the original awe of the haunting spirit (in the good sense), and later grew to become designations both of the lowest and the highest forms of ‘awe.’ Such a term is the enigmatical word asura in Sanskrit.
2 A-dbhuta means literally the inapprehensible, inexpressible. But in the first instance it is exactly our mysterium stupendum, whereas asura is the tremendum.
3 Adbhuta (and ascarya) would be an accurate rendering in Sanskrit for our ‘numinous,’ were it not that the word, like the German wunderbar and the English ‘awful,’ has long ago become trite and shallow from the ‘profane’—non-religious—uses to which it has been so perpetually put.
11. Finally, it is only upon our assumption of an a priori basis of ideas and feelings that an explanation is forthcoming for the interesting phenomena to which Andrew Lang
4 Myth, Ritual, and Religion, 1899; The Making of Religion, 1902; Magic and Religion, 1901. Cf. also P.W. Schmidt, Grundlinien einer Vergleichung der Religionen und Mythologien der austronesischen Volker, Vienna, 1910.
The essence of the matter is this,
Sometimes, but by no means always, we can discern that these anticipations of a higher religious experience are the outcome of a past growth of myth. What is characteristic and at the same time so puzzling is the elevation with which they stand out from the surrounding more primitive religious life amid which they are found. Indeed, in cases where missions have introduced the preaching of Christian theism, these apprehended, exalted divinities are readily and frequently identified with God and reinforce the preaching of the missionary. And converts often come to admit that, though they had not honoured God, they had had knowledge of Him. It is, of course, true that this sort of fact can sometimes be explained as due to traditional influences, protracted from an earlier time, when the tribe in question was in contact with a higher theistic religion; the very names given to these higher beings sometimes prove as much. But even in this form the phenomenon is a very singular one. Why should ‘savages,’ set in other respects in an utterly alien milieu of barbaric superstition, accept and, what is more, retain these notions, unless their own savage minds were so predisposed to them that, so far from being able to let them go, they were obliged to take at least an interest in them as a tradition and very frequently to acknowledge their authority by the felt witness of their own consciences? But, though the theory of a surviving tradition is sometimes applicable, there are many of these cases in which it is impossible to apply it without doing violence to the facts. In these we have clearly to do with anticipations and presentiments rather than survivals. Assuming the continual pressure and operation of an inward reasonable
Naturalistic psychologists, in this as in other cases, ignore a fact which might be thought at least to have a psychological interest, and which they could notice in themselves by careful introspection, namely, the self-attestation of religious ideas in one’s own mind. This is, to be sure, more certain in the case of the naïve than in that of the more blasé mind; but many people would identify it in their own consciousness if they would only recall deliberately and impartially their hours of preparation for the ceremony of Confirmation. But what the mind ‘attests’ it can also under favourable circumstances evince and elicit from itself in premonitory stirring and felt surmise. The upholders of the theory of ‘Primitive Monotheism,’ on the other hand, show no less serious disregard of this central fact than the naturalistic psychologists. For if the phenomena we have been considering were based simply and solely on historical traditions and dim memories of’ a ‘prehistoric revelation,’ as on such a theory they must be, this self-attestation from within would be just as much excluded as before.
5 Compare with this chapter my recently published book Das Gefühl da Uberweltlichen, especially Chapter VI: Das Werden eines Gottes.
Chapter XVI. The ‘Cruder’ Phases
It is not only the more developed forms of religious experience that must be counted underivable and a priori. The same holds good throughout and is no less true of the primitive, ‘crude,’ and rudimentary emotions of ‘daemonic dread’ which, as we have seen, stand at the threshold of religious evolution. Religion is itself present at its commencement: religion, nothing else, is at work in these early stages of mythic and daemonic experience. Let us consider the circumstances in which alone the primitive and crude character of these consists.
(a) First, it is due to the merely gradual emergence and successive awakening of the several ‘moments’ of the numinous. The numinous only unfolds its full content by slow degrees, as one by one the series of requisite stimuli or incitements becomes operative. But where any whole is as yet incompletely presented its earlier and partial constituent moments or elements, aroused in isolation, have naturally something bizarre, unintelligible, and even grotesque about them. This is especially true of that religious moment which would appear to have been in every case the first to be aroused in the human mind, viz. daemonic dread. Considered alone and per se, it necessarily and naturally looks more like the opposite of religion than religion itself. If it is singled out from the elements which form its context, it appears rather to resemble a dreadful form of auto-suggestion, a sort of psychological nightmare of the tribal mind, than to have anything to do with religion; and the supernatural beings with whom men at this early stage profess relations appear as phantoms, projected by a morbid, undeveloped imagination afflicted by a sort of persecution-phobia. One can understand how it is that not a few inquirers could seriously imagine that ‘religion’ began with devil-worship, and that at bottom the devil is more ancient than God.
(b) In the second place, the ‘primitiveness’ of the cruder phases is due to the abrupt, capricious, and desultory character which marks the earliest form of numinous emotion; and, in consequence, to its indistinctness, which causes it to be merged and confounded with ‘natural’
(c) It is due, next, to the fact that the valuation prompted by the moment of numinous consciousness (e.g. the ‘daemonic dread’ phase) is attached in the first place, and very naturally, to objects, occurrences, and entities falling within the workaday world of primitive experience, which prompt or give occasion to the stirring of numinous emotion by analogy and then divert it to themselves. This circumstance is more than anything else the root of what has been called nature-worship and the deification of natural objects. Only gradually, under pressure from the numinous feeling itself, are such connexions subsequently ‘spiritualized’ or ultimately altogether rejected, and not till then does the obscure content of the feeling, with its reference to absolute transcendent reality, come to light in all its integrity and self-subsistence. feelings. (d) A fourth factor contributing to the crudity of primitive
(e) Again, a quite essential factor is the wrong schematizations it undergoes, when interpreted in terms of some experience analogous, perhaps, but not really appertaining to it. Examples of this have already been given (e.g. pp. 122-4).
(f) Finally, and most important, there is the deficient rationalization and moralization of the experience, for it is only gradually that the numinous feeling becomes charged with progressively rational, moral, and cultural significance.
These considerations account for the primitive and savage character of the numinous consciousness at its outset. But it must be repeated that in its content even the first stirring of ‘daemonic dread’ is a purely a priori element. In this respect it may be compared from first to last with the aesthetic judgement and the category of the beautiful. Utterly different as my mental experiences are when I recognize an object as ‘beautiful’ or as ‘horrible,’ yet both cases agree in this, that I ascribe to the object an attribute that professes to interpret it, which I do not and cannot get from sense-experience, but which I rather ascribe to it by a spontaneous judgement of my own. Intuitively I apprehend in the object only its sensuous qualities and its spatial form, nothing more. That the meaning I call ‘beautiful’ fits the object, i.e. that these sense-data mean ‘beautiful,’ or even that there is any such meaning at all—these are facts which sensory elements can in no wise supply or tell me. I must have an obscure conception of ‘the beautiful itself,’ and, in addition, a principle of subsumption, by which I attribute it to the object, else even the simplest experience of a beautiful thing is rendered impossible. And this analogy may be pursued farther. Joy in the beautiful, however analogous to mere pleasure in the agreeable, is yet distinguishable from it by a plain difference in quality, and cannot be derived from anything other than itself; and just such is the relation of the specific religious awe to mere natural fear.
Chapter XVII. The Holy as an a Priori Category
We conclude, then, that not only the rational but also the non-rational elements of the complex category of ‘holiness’ are a priori elements and each in the same degree. Religion is not in vassalage either to morality or teleology, ethos or telos, and does not draw its life from postulates; and its non-rational content has, no less than its rational, its own independent roots in the hidden depths of the spirit itself.
But the same a priori character belongs, in the third place, to the connexion of the rational and the non-rational elements in religion, their inward and necessary union. The histories of religion recount indeed, as though it were something axiomatic, the gradual interpenetration of the two, the process by which the divine’ is charged and filled out with ethical meaning. And this process is, in fact, felt as something axiomatic, something whose inner necessity we feel to be self-evident. But then this inward self-evidence is a problem in itself; we are forced to assume an obscure, a priori knowledge of the necessity of this synthesis, combining rational and non-rational. For it is not by any means a logical necessity. How should it be logically inferred from the still ‘crude,’ half-daemonic character of a moon-god or a sun-god or a numen attached to some locality, that he is a guardian and guarantor of the oath and of honourable dealing, of hospitality, of the sanctity of marriage, and of duties to tribe and clan? How should it be inferred that he is a god who decrees happiness and misery, participates in the concerns of the tribe, provides for its well-being, and directs the course of destiny and history? Whence comes this most surprising of all the facts in the history of religion, that
Socrates, in Plato’s Republic, ii. 382e, says: ‘God, then, is single and true in deed and word, and neither changes himself nor deceives others.…And Adeimantos answers him: ‘So too is it apparent to me, now that you say it.’ The most interesting point in this passage is not the elevation and purity of the conception of God, nor yet the lofty rationalization and moralization of it here enunciated, but, on the side of Socrates, the apparently ‘dogmatic’ tone of his pronouncement—for he does not spend the least pains in demonstrating it—and, on the side of Adeimantos, the ingenuous surprise and, at the same time, the confident assurance with which he admits a truth novel to him. And his assent is such as implies convincement; he does not simply believe Socrates; he sees clearly for himself the truth of his words. Now this is the criterion of all a priori knowledge, namely, that, so soon as an assertion has been clearly expressed and understood, knowledge of its truth comes into the mind with the certitude of first-hand insight. And what passed here between Socrates and Adeimantos has been repeated a thousand times in the history of religions. Amos, also, says something new when he proclaims Yahweh as the God of inflexible, universal, and absolute righteousness, and yet this is a novelty that he neither proves nor justifies by an appeal to authorities. He appeals to a priori judgements, viz. to the religious conscience itself, and this in truth bears witness to his message.
Luther, again, recognizes and maintains such an a priori knowledge of the divine nature. His rage against the ‘whore Reason’ leads him, to be sure, usually to utterances in the opposite sense, such as the following: ‘It is a knowledge a posteriori, in that we look at God from without, at His works and His government, as one looketh at
Here Luther overlooks the fact that a man must ‘feel’ or detect the ‘householder’ a priori or not at all But in other passages he himself allows the general human reason to possess many true cognitions of what ‘God is in Himself or in His inmost essence.’ Compare the following:
p
‘Atque ipsamet ratio naturalis cogitur earn concedere proprio suo iudicio convicta, etiamsi nulla esset scriptura. Omnes enim homines inveniunt hanc sententiam in cordibus suis scriptam et agnoscunt eam ac probatam, licet inviti, cum audiant eam tractari; primo, Deum esse omnipotentem…deinde, ipsum omnia nosse et praescire, neque errare neque faili posse…Istis duobus corde et sensu concessis…’
The interesting words of this statement are: proprio suo iudicio convicta, for they make the distinction between cognitions and mere ‘innate ideas’ or supernaturally instilled notions, both of which latter may produce ‘thoughts,’ but not convictions ‘ex proprio iudicio.’ Note also the words: ‘cum audiant earn tractari,’ which exactly correspond to the experience of Plato’s Adeimantos, already quoted.
1 ‘And the natural reason itself is forced even were there no holy scripture, to grant it (sc. this assertion), convinced by its own judgement. For all men, as soon as they hear it treated of, find this belief written in their hearts, and acknowledge it as proved, even unwillingly; first, that God is omnipotent,…then, that He has knowledge and foreknowledge of all things and can neither err nor be deceived.…Since these two things are admitted by heart and feeling…’ (Luther, Weimar ed., xviii, 719.)
2 The most interesting features in Luther in this connexion, however, are the passages upon ‘Faith,’ in which Faith is described as a unique cognitive faculty for the apprehension of divine truth, and as such is contrasted with the ‘natural’ capacities of the Understanding, as elsewhere the ‘Spirit’ is contrasted. ‘Faith’ is here like the ‘Synteresis’ in the theory of knowledge of the mystics, the ‘inward teacher’ (magister internus) of Augustine, and the ‘inward light’ of the Quakers, which are all of them of course ‘above reason,’ but yet an a priori element in ourselves. A particularly striking passage is the following from Luther’s Table-Talk (Wei. V. 5820): ‘The knowledge of God is impressed upon the mind of every man by God. Under the sole guidance of nature all men know that God is—without any acquaintance with the arts or sciences; and this is divinely imprinted upon all men’s minds. There has never been a people so wild and savage that it did not believe that there is some divine power that created all things. And thus it is that Paul says; “the invisible things of God from the creation of the world are clearly seen, being understood by the things that are made, even His eternal power and Godhead.” Wherefore all the Gentiles knew that there is a God, however much they were Epicureans, however much they maintained that there is no God. Did they not confess God’s being in that very denial of Him? For no one can deny that of which he has no knowledge. Wherefore, although men have all their lives long been occupied in the greatest sins and crimes and have lived just as though there were no God, yet they have never been able to cast forth from their minds the conscience that testifies and affirms that God is. And although that conscience has been overborne for a time by evil and perverse opinions, yet it comes back to convict them in their life’s final breath.’
As the rational elements, following a priori principles, come together in the historical evolution of religions with the non-rational, they serve to ‘schematize’ these. This is true, not only in general of the relation of the rational aspect of ‘the holy,’ taken as a whole, to its non-rational, taken as a whole, but also in detail of the several constituent elements of the two aspects. The tremendum, the daunting and repelling moment of the numinous, is schematized by means of the rational ideas of justice, moral will, and the exclusion of what is opposed to morality; and schematized thus, it becomes the
By the continual living activity of its non-rational elements a religion is guarded from passing into ‘rationalism.’ By being steeped in and saturated with rational elements it is guarded from sinking into fanaticism or mere mysticality, or at least from persisting in these, and is qualified to become a religion for all civilized humanity. The degree in which both rational and non-rational elements are jointly present, united in healthy and lovely harmony, affords a criterion to measure the relative rank of religions—and one, too, that is specifically religious. Applying this criterion, we find that Christianity, in this as in other respects, stands out in complete superiority over all its sister religions. The lucid edifice of its clear and pure conceptions, feelings, and experiences is built up on a foundation that goes far deeper than the rational. Yet the non-rational is only the basis, the setting, the woof in the fabric, ever preserving for Christianity its mystical depth, giving religion thereby the deep undertones and heavy shadows of Mysticism, without letting it develop into a mere rank growth of mysticality. And thus Christianity, in the healthily proportioned union of its elements, assumes an absolutely classical form and dignity, which is only the more vividly attested in consciousness as we proceed honestly and without prejudice to set it in its place in the comparative study of religions. Then we shall recognize that in Christianity an element of man’s spiritual life, which yet has its analogies in other fields, has for the first time come to maturity in a supreme and unparalleled way.
Chapter XVIII. The Manifestations of the ‘Holy’ and the Faculty of ‘Divination’
It is one thing merely to believe in a reality beyond the senses and another to have experience of it also; it is one thing to have ideas of ‘the holy’ and another to become consciously aware of it as an operative reality, intervening actively in the phenomenal world. Now it is a fundamental conviction of all religions, of religion as such, we may say, that this latter is possible as well as the former. Religion is convinced not only that the holy and sacred reality is attested by the inward voice of conscience and the religious consciousness, the ‘still, small voice’ of the Spirit in the heart, by feeling, presentiment, and longing, but also that it may be directly encountered in particular occurrences and events, self-revealed in persons and displayed in actions, in a word, that beside the inner revelation from the Spirit there is an outward revelation of the divine nature. Religious language gives the name of ‘sign’ to such demonstrative actions and manifestations, in which holiness stands palpably self-revealed. From the time of the most primitive religions everything has counted as a sign that was able to arouse in man the sense of the holy, to excite the feeling of apprehended sanctity, and stimulate it into open activity. Of this kind were those factors and circumstances of which we have already spoken—the thing terrible, sublime, overpowering, or astounding, and in an especial degree the uncomprehended, mysterious thing, which become the ‘portent’ and ‘miracle.’ But, as we saw, all these were not ‘signs’ in the true sense, but opportunities, circumstances, prompting the religious feeling to awake of itself; and the
Let us call the faculty, of whatever sort it may be, of genuinely cognizing and recognizing the holy in its appearances the faculty of divination. Does such a faculty exist, and, if so, what is its nature?
To the ‘supernaturalistic’ theory the matter is simple enough. Divination consists in the fact that a man encounters an occurrence that is not ‘natural,’ in the sense of being inexplicable by the laws of nature. Since it has actually
It would be almost superfluous to adduce in detail in opposition to this view the argument that we have no possibility of establishing that an event did not arise from natural causes or was in conflict with the laws of nature. The religious consciousness itself rises against this desiccation and materialization of what in all religion is surely the most tender and living moment, the actual discovery of and encounter with very deity. Here, if anywhere, coercion by proof and demonstration and the mistaken application of logical and juridical processes should be excluded; here, if anywhere, should be liberty, the unconstrained recognition and inward acknowledgement that comes from deep within the soul, stirred spontaneously, apart from all conceptual theory. If not ‘natural science’ or ‘metaphysics,’ at least the matured religious consciousness itself spurns such ponderously solid intellectualistic explanations. They are born of rationalism and engender it again; and, as for genuine ‘divination,’ they not only impede it, but despise it as extravagant emotionalism, mysticality, and false romanticism. Genuine divination, in short, has nothing whatever to do with natural law, and the relation or lack of relation to it of something experienced. It is not concerned at all with the way in which a phenomenon—be it event, person, or thing—came into existence, but with what it means, that is, with its significance as a ‘sign’ of the holy.
The faculty or capacity of divination appears in the language of dogma hidden beneath the fine name testimonium Spiritus Sancti internum,’ the inner witness of the Holy Spirit—limited, in the case of dogma, to the recognition of Scripture as ‘Holy.’ And this name is the only right one, and right in
In this sense, then, ‘divination’ is no new theological discovery. Schleiermacher, in his Discourses upon Religion (1799), Jacob Friedrich Fries, in his doctrine of Ahndung (‘inkling,’ surmise, presage), and Schleiermacher’s colleague and Fries’s pupil, De Wette, have all in effect made use of it and given it a footing in theology, the last-named with special reference to the divination of the divine in history, under the name ‘surmise of the divine government of the world.’ I have discussed Schleiermacher’s discovery at greater length in my edition of his Discourses
1 Schleiermacher, Über die Religion Vandenhoeck & Ruprecht, Gottingen, pp. 17 ff.
What Schleiermacher is feeling after is really the faculty or capacity of deeply absorbed contemplation, when confronted by the vast, living totality and reality of things as it is in nature and history. Wherever a mind is exposed in a spirit of absorbed submission to impressions of ‘the universe,’ it becomes capable—so he lays it down—of experiencing ‘intuitions’ and ‘feelings’ (Anschauungen and Gefühle) of something that is, as it were, a sheer overplus, in addition to empirical reality. This overplus, while it cannot be apprehended by mere theoretic cognition of the world and the cosmic system in the form it assumes for science, can nevertheless be really and truly grasped and experienced in intuition, and is given form in single ‘intuitions.’ And these, in turn, assume shape in definite statements and propositions, capable of a certain groping formulation, which are not without analogy
When Schleiermacher, in expounding the nature of the experience, tries to elucidate its object by giving examples, he is for the most part led to adduce impressions of a higher τέλος, an ultimate, mysterious, cosmic purposiveness, of which we have a prescient intimation* Here he is quite in agreement with the exposition of Fries, who defines the faculty of Ahndung as being just a faculty of divining the ‘objective teleology’ of the world. And De Wette says the same thing even more unreservedly. But in Schleiermacher this rational element is none the less grounded in eternal mystery, that basis of the cosmos that goes beyond reason. This is shown in the groping, hesitant, tentative manner in which the meaning of the experience always reveals itself. And it is emphasized especially forcibly when Schleiermacher shows where in his own case this experience is to be found in the world he confronts; that it is not so much in its universal
No intellectual, dialectical dissection or justification of such intuition is possible, nor indeed should any be attempted, for the essence most peculiar to it would only be destroyed thereby. Rather it is once again to aesthetic judgements that we must look for the plainest analogy to it. And the faculty of judging (Urteilsvermögen), here presupposed by Schleiermacher, certainly belongs to that ‘Judgement’ (Urteilskraft), which Kant analyses in his Third Critique, and which he himself sets as ‘aesthetic judgement’ in antithesis to logical judgement. Only, we may not infer from this that the particular several judgements passed in this way need be judgements of ‘taste’ in their content. Kant’s distinction between the ‘aesthetic’ and logical judgement did not mean to imply that the faculty of ‘aesthetic’ judgement was a judgement upon ‘aesthetic’ objects in the special narrow sense of the term ‘aesthetic,’ as being concerned with the beautiful. His primary intention is simply and in general terms to separate the faculty of judgement based upon feeling of whatever sort from that of the understanding, from discursive, conceptual thought and inference; and his term ‘aesthetic’ is simply meant to mark as the peculiarity of the former that, in contrast to logical judgement, it is not worked out in accordance with a clear intellectual scheme, but in conformity to obscure, dim principles which must be felt and cannot be stated explicitly as premisses. Kant employs sometimes another expression also to denote such obscure, dim principles of judgement, based on pure feeling, viz. the phrase ‘not-unfolded’ or ‘unexplicated concepts’ (unausgewickelte Begriffe); and his meaning is here exactly that of the poet, when he says:
It waketh the power of feelings obscure
That in the heart wondrously slumbered.–Schiller, Der Graf von Habsburg
What beyond our conscious knowing
Or our thought’s extremest span
Threads by night the labyrinthine
Pathways of the breast of man.
–Goethe, An den Mond
On the other hand, those judgements that spring from pure contemplative feeling also resemble Judgements of aesthetic taste ill claiming, like them, objective validity, universality, and necessity. The apparently subjective and personal character of the judgement of taste, expressed in the maxim de gustibus non disputandum, simply amounts to this, that tastes of different degrees of culture and maturity are first compared, then so opposed one to the other that agreement is impossible. But unanimity, even in judgements of taste, grows and strengthens in the measure in which the taste matures with exercise; so that even here, despite the proverb, there is the possibility of taste being expounded and taught, the possibility of a continually improving appreciation, of convincement and conviction. And if this is true of the judgement arising from aesthetic feeling in the narrower sense, it is at least equally true of the judgement arising from ‘contemplation.’ Where, on the basis of a real talent in this direction, ‘contemplation’ grows by careful exercise in depth and inwardness, there what one man feels can be ‘expounded’ and ‘brought to consciousness’ in another: one man can both educate himself to a genuine and true manner of feeling and be the means of bringing others to the same point; and that is what corresponds in the domain of ‘contemplation’ to the part played by argument and persuasion in that of logical conviction.
Schleiermacher’s exposition of his great discovery suffers from two defects. We will consider one of them here, leaving the other to the next chapter. Schleiermacher, then, naïvely and unreflectingly assumes this faculty or capacity of ‘divination’ to be a universal one. In point of fact it is not
It is questionable whether Schleiermacher himself, in spite of his (re-) discovery of ‘divination,’ was a really ‘divinatory’ nature, although in his first Discourse he maintains that he is. One of his contemporaries, to wit, Goethe, was at any rate decidedly his superior in this respect. In Goethe’s life the power of divination, not latent but finding vital exercise, plays an important part, and it finds singular expression in the meaning he gives to the term ‘daemonic,’ put with such emphasis in Dichtung und Wahrheit, Book 20, and in his ‘talks’ with Eckermann.
2 And this is undoubtedly true as far back as the lowest levels of development, when the ‘religious dread’ first begins to stir in primitive form and to manifest itself in ideas. To derive these from an original group- and mass-fantasy collectively operating is itself sheer fantasy, and the results this theory helps to produce are about as queer and grotesque as any of the ideas of which it treats.
3 Cf. Goethe’s Sämtliche Werke, ed. Cotta, vol. xxv, pp. 124 ff.; Eckermann, Gespräche mit Goethe, ed. A. v. d. Linden, Part II, pp. 140 ff.
Let us briefly examine these. The most characteristic feature in his notion of the ‘daemonic’ is
The Daemonic is that which cannot be accounted for by understanding and reason. It chooses for itself obscure times of darkness.…In a plain, prosaic town like Berlin it would hardly find an opportunity to manifest itself.…In Poetry there is from first to last something daemonic, and especially in its unconscious appeal, for which all intellect and reason is insufficient, and which, therefore, has an efficacy beyond all concepts. Such is the effect in Music in the highest degree, for Music stands too high for any understanding to reach, and an all-mastering efficacy goes forth from it, of which, however, no man is able to give an account. Religious worship cannot therefore do without music. It is one of the foremost means to work upon men with an effect of marvel.
‘Does not the daemonic (asks Eckermann) also appear in events?’ Pre-eminently so,’ said Goethe, ‘and assuredly in all which we cannot explain by intellect or reason. And in genera! it is manifested throughout nature, visible and invisible, in the most diverse ways. Many creatures in the animal kingdom are of a wholly daemonic kind, and in many we see some aspect of the daemonic operative.’
We notice here how the elements of the numinous we discovered plainly recur: the wholly non-rational, incomprehensible by concepts, the elements of mystery, fascination, awefulness, and energy. The note of the daemonic in the animal kingdom reminds us of Job and the leviathan. But in another respect Goethe’s intuition falls far short of Job’s intuition of the ‘mysterium.’ By his ignoring of the warning of the book of Job and by applying to the ‘mysterium’ the standards of the rational understanding and reason and conceptions of human purpose, the non-rational comes to involve for Goethe a contradiction between meaning and meaninglessness, sense and nonsense, that which promotes and that which frustrates human ends. Sometimes, however, he approximates it to wisdom, as when he says:
‘So there was something daemonic governing the circumstances of my acquaintance with Schiller all through. We might have met earlier or later. But that we should have
It even comes near the divine: ‘Such occurrences have often befallen me throughout my life. And one comes in such cases to believe in a higher influence (Einwirkung), something daemonic, to which one pays adoration, without presuming to try to explain it further.’
Invariably the ‘daemonic’ has an import of ‘energy’ and ‘overpoweringness,’ and sets its stamp upon men of vehement and overpowering personality.
‘Napoleon,’ said I, ‘seems to have been a daemonic sort of man,’
‘He was so absolutely and to such a degree,’ said Goethe, ‘that hardly any other man can be compared with him in this respect. The late Grand Duke also was a daemonic nature, full of limitless, active force and restlessness.’
‘Has not Mephistopheles also ‘daemonic” traits?’
‘No, he is much too negative a being. The daemonic manifests itself in a downright positive and active power.’
In Dichtung und Wahrheit (p. 126) he delineates still better the impressions such numinous persons make, and in this passage especially sets in the foreground our ‘tremendum’ as the element alike of ‘dread’ and ‘overpoweringness.’
‘This daemonic character appears in its most dreadful form when it stands out dominatingly in some man. Such are not always the most remarkable men, either in spiritual quality or natural talents, and they seldom have any goodness of heart to recommend them (i.e. they are merely ‘numinous’ not ’holy’ men). But an incredible force goes forth from them and they exercise an incredible power over all creatures, nay, perhaps even over the elements. And who can say how far such an influence may not extend?’
But the efficacy and influence of such a ‘daemonic’ man, even when it is beneficent, moves to amazement rather than to admiration; it is more a tumultuous urgency than ordinary agency, and is at any rate absolutely non-rational. This is
‘… Something that only manifested itself in contradictions and therefore could not be comprehended under any concept, still less under any one word. It was not divine, for it seemed unreasonable; not human, for it lacked understanding; not devilish, for it was beneficent; not angelic, for it often displayed malicious joy. It was like chance, for it pointed to no consequence; it resembled providence, for it indicated connexion and unity. All that hems us in seemed penetrable to it; it seemed to dispose at will of the inevitable elements of our being, contracting time and expanding space. Only in the impossible did it seem at home, and the possible it spurned from itself with contempt.
‘Although this daemonic thing can be manifested in everything corporeal and incorporeal, finding indeed most notable expression among animals, still it is pre-eminently with men that it stands in closest and most wonderful connexion, and there fashions a power which, if not opposed to the moral world order, yet intersects it in such a way that the one might be taken for the warp and the other for the woof.’
There can be no clearer expression than this of the prodigiously strong impression which divination of the numinous may make upon the mind, and that obviously not on a single occasion but repeatedly, till it has become almost a matter of habit. But at the same time this ‘divination’ of Goethe is not one that apprehends the numinous as the prophet does. It does not rise to the elevation of the experience of Job, where the non-rational mystery is at the same time experienced and extolled as supra-rational, as of profoundest value, and as holiness in its own right. It is rather the fruit of a mind which, for all its depth, was not equal to such profundities as these, and to which, therefore, the non-rational counterpoint to the melody of life could only sound in confused consonance, not in its authentic harmony, indefinable but palpable. Therefore, though it is genuine divination, it is the divination of Goethe ‘the pagan,’ as he sometimes used to call himself. Indeed, it is a divination that functions only at the level of the ‘daemonic’ which, as we saw, precedes religion proper, not at the level of the divine
‘The operative, efficacious force (said I tentatively), which we call the “daemonic”, does not seem to fit in with the idea of the divine.’ ‘Dear boy,’ said Goethe, ‘what do we know of the idea of the divine, and what can our narrow conceptions presume to tell of the Supreme Being? If I called him by a hundred names, like a Turk, I should yet fall short and have said nothing in comparison to the boundlessness of his attributes.’
But, if we leave out of account the comparatively low level of Goethe’s ‘divination,’ we have yet in it a most exact example of what Schleiermacher had in mind. These are ‘intuitions and feelings,’ if not of something divine, still of something numinous in the natural world and in history, and intuitions brought to the higher vitality by an individual with an innate ‘divinatory’ gift. At the same time the principles on which this divination works cannot even be suggested, for all the examples Goethe may give. What does the ‘daemonic’ really consist in? How does he come to be conscious of it? How does he identify it as one and the same through all the manifold and contradictory forms in which it manifests itself? These are the questions to which Goethe can suggest no answer. It is evident that in this experience he is being guided by ‘mere feeling,’ that is, by an a priori principle that is not explicit and overt, but dim and obscure.
Chapter XIX. Divination in Primitive Christianity
In the last chapter we spoke of two defects in Schleiermacher’s doctrine of divination. The first of these—his misleading assumption that this is a universal human faculty—has already been considered, and we have now to turn to the second. This is that, though Schleiermacher’s description of divination in relation to the world of nature and history has both warmth and insight, he gives no clear detailed account, but only the scantiest hints, of what is after all its worthiest object and the object most propitious to its development, namely, the history of religion, especially that of the Bible and its culmination in the person of Christ Himself. His concluding ‘discourse’ makes emphatic and significant mention of Christianity and Christ, but Christ is here only introduced as the supreme divining subject, not as the object of divination par excellence. And it is the same in Schleiermacher’s Glaubenslehre. In this, too, the significance of Christ is, essentially, intended to be fully given in the fact that he ‘admits us into the power and beatitude of his consciousness of God.’ Now this is a thought of high value, but it does not attain to that supreme value which Christianity imputes to Christ, of being in His own person ‘holiness made manifest,’ that is, a person in whose being, life, and mode of living we realize of ourselves by ‘intuition and feeling’ the self-revealing power and presence of the Godhead. For to the Christian it is a momentous question whether or no a real divination—a direct, first-hand apprehension of holiness manifested, the ‘intuition’ and ‘feeling’ of it—can be got from the person and life of Christ; whether, in short, ‘the holy’ can be independently experienced in Him, making Him a real revelation of it.
It cannot now be doubted that such an avowal was made to him as a result of a spontaneous, original divination. This must at any rate be true of Christ’s own first disciples. Otherwise it would be unintelligible how the Church could have come into existence at all. Mere proclamation, mere authoritative
Misapprehension of this is only possible if, attempting a one-sided approach to the phenomenon of the origin of the Christian Church, we try to reconstruct the facts solely by the methods of scholarship and out of the material afforded by the staled feelings and blunted sensibility of our present-day artificial civilization and complex mentality. It would be an advantage if, in addition to these methods, an attempt were made to frame a less abstract intuition of the genesis of original and genuine religious communities with the aid of living instances of the thing as it may still be found today. It would be necessary for this to seek places and moments at which even today religion shows itself alive as a naïve emotional force, with all its primal quality of impulse and instinct. This can still be studied in remote corners of the Mohammedan and Indian world. Even today one may come upon scenes in the streets of Mogador or Marrakesh, which have the strangest outward resemblance to those recorded by the Synoptic Gospels; ‘holy men’ (and very queer specimens they generally are!) now and then make their appearance, each the centre of a group of disciples, and about them the people come and go, listening to their sayings, looking at their miracles, observing how they live and what they do. Bands of adherents gather round them, more loosely or more closely united as the case may be. ‘Logia,’ tales, and legends form and accumulate;
1 It is astonishing that the main problem of Gospel criticism, viz. how the collection of ‘Logia’ arose, is not studied in this still-living milieu. It is even more astonishing that the logia-series were not long ago elucidated from the closely corresponding milieu of the ‘Sayings of the Fathers’ (Άποφθέγματα τῶν Πατέρων), or from the Franciscan legends. And a particular striking case of the same thing is the collection of the Logia of Rama-Krishna, which has grown to completion in our own day and under our very eyes.
Such cases of contemporary religious movements afford after all a very inadequate analogy, far removed from that which occurred long ago in Palestine. Yet, if even these movements are only made possible by the fact that men actually experience, or presume that they experience, veritable holiness in the personalities of individuals, how far more true must this not be of the early Christian community! That this was so is attested directly by the whole spirit and the universal conviction of the early communities as a whole, so far as we can discern it in their modest records. And certain of the slighter touches in the Synoptic portrait of Jesus confirm the fact expressly in particular cases. We may instance here the narratives already referred to of Peter’s haul of fishes (Luke 5:8), and of the centurion of Capernaum (Matthew 8:8; Luke 7:6), which point to spontaneous responses of feeling when the holy is directly encountered in experience. Especially apt in this connexion is the passage in Mark 10:32: και ᾗν προαγων
Such intimations of the numinous impression made by Jesus upon those who knew Him occur in the Gospel narrative only, as it were, incidentally to the main purpose of the narrator, who is scarcely interested in them, but absorbed rather in the record of the miraculous. In our eyes their interest is all the greater, and we can fancy how numerous similar experiences must have been of which no trace survives in the records, just because there was no miracle to be told of in connexion with them and they were simply taken for granted by the narrator as a matter of course.
To this place belong further the belief in Jesus’s supremacy over the demonic world and the tendency to legend that began to take effect from the start; the fact that His own relatives take Him for a man ‘possessed,’ an involuntary acknowledgement of the ‘numinous’ impression He made upon them; and in an especial degree the conviction that breaks spontaneously upon the minds of His disciples as by a sudden impact, won not from His teaching but from the very experience of Him, that He is the ‘Messiah,’ the being who stood for the circle in which He moved as the numinous being par excellence. The experiential character of this belief in His Messiahship stands out clearly in Peter’s first confession and Jesus’s answer to it (Matthew 16: 15-17), ‘Flesh and blood have not revealed it
For this factor—the mind’s own witness to the impression—is, it need hardly be said, an indispensable one. Without it all ‘impression’ is without effect, or rather no impression could occur at all. Therefore, all doctrines of the ‘impression made by Christ’ are inadequate if they do not pay regard to this second element, which indeed is nothing but the mental predisposition necessary for the experience of holiness, to wit, the category of the holy, potentially present in the spirit as a dim or obscure a priori cognition. ‘Impress’ or ‘impression,’ that is, presupposes something capable of receiving impressions, and that is just what the mind is not, if in itself it is only a ’tabula rasa.’ In that richer sense in which we use the word here, we do not in fact mean by ‘impression’ merely the ‘impression’ which, in the theory of the Sensationalist school, is the psychical result of sense-perception and is left behind as a psychical trace or vestige of the percept. To be ‘impressed’ by some one, in the sense we use the term here, means rather to cognize or recognize in him a peculiar significance and to humble oneself before it. And we maintain that this is only possible by an element of cognition, comprehension, and valuation in one’s own inner consciousness, that goes out to meet the outward presented fact, i.e. by the ‘spirit within.’ In Schleiermacher’s language the ‘presentiment’ goes out to meet the ‘revelation’ to which it belongs. Music can only be understood by the musical person; none but he receives an ‘impression’ of it. And to every unique kind of real impression corresponds in the same way a unique and special sort of ‘congeniality,’ if the word may be used in this special sense of a particular disposition or aptitude, akin to the object arousing the impression. ‘Nemo audit verbum, nisi spiritu
2 Cf. Luther’s remark that only he who is verbo conformis understands the Word, and cf. Augustine, Confessions, x. 6. 20.
Chapter XX. Divination in Christianity Today
The question whether the primitive Church did or could experience holiness in the person of Christ, which we can but answer in the affirmative, is not so important to us as the question whether we too today can still do so. Has the portrayal of Christ’s life, His actions and achievement, as preserved and handed down by the Christian Church, the value and power of a revelation for us today, or do we in this matter but live upon the inheritance bequeathed us by the first community of Christians and base our faith on the authority and testimony of others? There would be no hope of answering this question, were it not that in us too that inner divining power of apprehension and interpretation which has already been considered may find a place—that witness of the spirit, only possible on the basis of a mental predisposition to recognize ‘the holy’ and to respond to it. If without this no understanding and no ‘impression’ of Christ was possible even to the first disciples, of what avail should any tradition be that requires the mediation of generations of Christian men? But if we may make this assumption of a predisposing inner ‘witness of the Spirit’—as we must—the matter is very different. In that case there is no harm even in the fact that the records of Christ’s life are fragmentary, that they contain manifold uncertainties, that they are intermingled with legendary and overlaid with Hellenistic elements. For the Spirit knows and recognizes what is of the Spirit.
As evidence of the way in which this inward principle— this co-witnessing spirit within us—works, prompting, interpreting, and sending out intimation and surmise, I have found the information of a keenly observant missionary from a remote field very instructive. He told me that he had found it a constant matter for fresh astonishment to see how a
If, now, the experience of holiness and ‘the holy’ in Christ is still to be possible and so afford support to our faith, one thing is evidently to be presupposed at the outset, namely, that his own most immediate and primary achievement and intention can be directly understood and appraised in our experience, so that out of this may grow the impression’ of his holiness with a like directness. And here a difficulty seems to confront us, which has to be removed if the entire problem is not to be barred from the start. It is this; is that which we today think we find in the person of Christ and in Christianity at bottom at all the same as that which He really intended to achieve and that which the first community of His disciples found in Him? In other words, has Christianity really a ‘principle’ of its own, which, however capable of historical evolution, yet remains unchanged in essence, so that the Christianity of today may be measured against the faith of the first disciples and awarded a rank essentially the same?
Is Christianity at all and in a strict sense Jesus’s religion? That is, is the religion we know today as Christianity, with its peculiar and unique content of belief and feeling, standing
Christianity, as it stands before us today in present actuality as a great ‘world religion,’ is indubitably, so far as its claim and promise go, in the first and truest sense a religion of Redemption. Its characteristic ideas today are Salvation—exuberant salvation, deliverance from and conquest of the ‘world’ and from existence in bondage to the world, and even from creaturehood as such, the overcoming of the remoteness of and enmity to God, redemption from servitude to sin and the guilt of sin, reconciliation and atonement, and, in consequence, grace and all the doctrine of grace, the Spirit and the bestowal of the Spirit, the new birth and the new creature. These conceptions are common to Christendom, despite the manifold cleavages that divide it into different confessions, churches, and sects, and they characterize it sharply and definitely as a ‘religion of redemption’ par excellence, setting it in this respect on a level with the great religions of the East, with their sharp, dualistic antithesis of the state of liberation and bondage, nay, justifying its claim not to
In answering this question in the affirmative, we would point to a parable which, intended to have reference to the kingdom of God, fits the principle of Christianity equally well; the parable of the grain of mustard seed and the tree that grew therefrom. This parable hints at a change and alteration, for the grown tree is something different from the seed, but an alteration that is no transformation, no transmutation or ‘epigenesis,’ but genuine ‘evolution’ or development, the transition from potentiality to actuality.
The ‘religion of Jesus’ does not change gradually into a religion of redemption; it is in its whole design and tendency a religion of redemption from its earliest commencement, and that in the most uncompromising sense. Though it lacks the theological terms which the Church later possessed, its ‘redemptive’ character is manifest and unambiguous. If we try to determine as simply and concisely as possible what really characterized the message of Jesus, ignoring what was historically inessential, we are left with two central elements: (1) First, there is the proclamation of the kingdom of God, as no mere accessory, but the foundation of the whole Gospel. This is characteristic of His ministry from the beginning and throughout its course. (2) Second, there is the reaction against Pharisaism, and, in connexion with this, Jesus’s ideal of godliness as the attitude and mind of a child when its fault has been forgiven. But both points comprise in principle everything which later became separately formulated in the specifically ‘redemptive’ doctrines of Christianity: Grace, Election, the Holy Ghost, and Renewal by the Spirit. These were
To speak of a ‘religion of redemption’ is, one may say, to be guilty of a redundancy, at any rate if we are considering the more highly, developed forms of religion. For every such religion, when once it has won its autonomy and freed itself from dependent references to an ideal of merely worldly ‘welfare’ (εὐδαιμονία), whether private or public, develops in itself unique and exuberant ideals of beatitude which may be designated by the general term ‘salvation.’ Such a ‘salvation’ is the goal to which the evolution of Indian religions has tended ever more markedly and consciously, from their beginning with the notion of deification of the Upanishad-pantheism on to the bliss-state of the Buddhist Nirvana, which, as we have seen (pp. 38-9), is negative only in appearance. It is also the goal of the ‘religions of redemption,’ specifically so called, which spread with such vigour over the civilized world from Egypt, Syria, and Asia Minor about the beginning of our era. Further, it is obvious to an examination sharpened by the comparative study of religions that the same tendency to ‘salvation’ is operative also in the vesture of eschatology that gives form to the religion of Persia. Islam, too, embodies the longing for and the experience of salvation. In this case ‘salvation’ is not simply in the ‘hope’ of the joys of Paradise: rather the most vital element in Islam is ‘Islam’ itself, i.e. that surrender to Allah which is not merely the dedication of the will to him, but also at the same time the entering upon the ‘Allah’ state of mind here and now, the object of longing and striving, a frame of mind which is already ‘salvation,’ and which may possess and enrapture the man like an intoxication and can give rise to a mystic transport of bliss.
But if the idea of "salvation’ thus lies at the base of all higher religion everywhere, it is manifested quite unmistakably and in supreme fashion, both in intensity and intrinsic purity, in the ‘Kingdom of Heaven’ of Christianity, which is at once a tenet of faith, an object of desire, and a present experience.
But to describe this novelty most truly and concisely it would be necessary to invent the saying of Paul (Romans 8:15), did it not already stand written:
Here Paul has penetrated to the heart of the matter, breaking definitely with the older religion and seizing unerringly upon the very principle and essence of the new. And this ‘principle and essence’ was the same for the first fishermen by the Lake of Galilee and has remained one and the same throughout the whole history of Christianity. With it is given the new attitude to sin and guilt, to law and to freedom, and, in principle, ‘justification,’ ‘second birth,’ ‘renewal,’ the bestowal of the Spirit, new creation, and the blissful freedom of God’s children. It was inevitable that these or similar expressions and doctrines and the profound speculation to which they would give rise should make their appearance when the Word called to the Spirit responsive to it.
1 We can even comprehend thereby the later influx of ‘dualistic’ or ‘gnostic’ currents, or at least see how they became possible. A man like Marcion is an extreme ‘Jesu-ist’ as well as an extreme ‘Paul-ist.’
And so Christ’s first and direct work and achievement, as we can clearly understand it today, is the effectual bestowal of ‘salvation’ as future hope and present possession by arousing a faith in his God and in the Kingdom of God.
And now how can Divination, in respect to such work of Christ, awake in us also, in us who stand so remote in time from Him? How can we, too, come to experience in Him ‘holiness made manifest’?
Obviously not through demonstration and proof, by applying some conceptual rule. We cannot suggest any conceptual criterion in the form; ‘When the elements x and y are brought together, a revelation results.’ It is just this impossibility which makes us speak of ‘divination,’ ‘intuitive apprehension.’ The experience must come, not by demonstration, but by pure contemplation, through the mind submitting itself unreservedly to a pure ‘impression’ of the object. For this purpose all that was given and contained in the message and work of Jesus must be combined with the picture of His Person and life and viewed as a whole and in its context with the
And in a very real sense we of the later day are not worse but more fortunately placed for grasping it than Jesus’s own contemporaries. Realization of Him through ‘surmise (Ahndung) of the divine government of the world’ (An expression of De Wette. [v. p. 147.]) depends essentially upon two factors. On the one hand there is the general view of the marvelous spiritual history of Israel as a
Such a conclusion is not the result of logical compulsion; it does not follow from clearly conceived premisses; it is an immediate, underivable judgement of pure recognition, and it follows a premiss that defies exposition and springs directly from an irreducible feeling of the truth. But that, as we have seen, is just the manner in which genuine divination, in the sense of an intuition of religious significance, takes place.
Such an intuition, once granted, issues, for us no less than for the first disciples, necessarily and independently of exegesis or the authority of the early Church, in a series of further intuitions respecting the Person, the Work, and the Words of Christ, and it is the task of theology to render these explicit. Such are the intuitions gained of ‘sacred history’ in general, of its preparation in prophecy, and of its fulfillment in Jesus’
We are not, then, to deplore the fact that intuitions of this kind find a place in the doctrines of the Christian faith; they do so of necessity. What we must deplore is, that their free character, as springing from ‘divination,’ is so generally misinterpreted; that too commonly we dogmatize and theorize about them, deducing them from ‘necessary truths’ of exegesis
In this connexion we may draw attention to what are commonly called the ‘miracles’ of Christ, but which we may perhaps more aptly call, in the words of Mark 16:20, ‘signs following’ (ἐπακολοθοῦντα σημεῖα), It is not upon them primarily that the experience of ‘holiness made manifest’ is based; but, where there has been real ‘divination,’ there certain traits in the portrait of Christ come to acquire a fresh significance, as confirmation of the divination rather than its ground. I refer to the signs of exalted spiritual power over nature to be detected in the portrait of Jesus. These have their parallels elsewhere in the history of religion: in the great prophets of Israel, for instance, they are shown in the form of that visionary intuition and boding foreknowledge with which the prophet was endowed for his calling. In the life of Christ they recur unmistakably as ‘gifts of the Spirit,’ raised to a supreme power. These things are not ‘miracles,’ for they are powers of the spirit, and so are as ‘natural’ as our will itself is, with its control over our body. But they clearly only come upon the scene where the spirit is itself exalted to its fullest stature and in its fullest vitality, and are most of all to be expected where the spirit is in closest and most intimate union with its eternal cause and foundation, and is thereby set free to the highest it can itself achieve. (See further Appendix VII.)
It is, in the last place, clear that it is in the Passion and death of Christ that the objects of the strongest religious intuition must be sought. If His Incarnation, His mission, and the manner of His life come to be considered as a piece of self-revelation, in which an eternal Will of Love is mirrored, before all else is this Love and Faith seen accomplished in the Passion. The Cross becomes in an absolute sense the ‘mirror of the
This is what must be borne in mind in the comparison of religions, when we seek to decide which of them is the most perfect. The criterion of the value of a religion as religion cannot ultimately be found in what it has done for culture, nor in its relation to the ‘limits of the reason’ or the ‘limits of humanity’ (which, forsooth, are presumed capable of being drawn in advance apart from reference to religion itself!), nor in any of its external features. It can only be found in what is the innermost essence of religion, the idea of holiness as such, and in the degree of perfection with which any given religion realizes this.
There can naturally be no defence of the worth and validity
Chapter XXI. History and the a Priori in Religion: Summary and Conclusion
We have considered ‘the holy’ on the one hand as an a priori category of mind, and on the other as manifesting itself in outward appearance. The contrast here intended is exactly the same as the common contrast of inner and outer, general and special revelation. And if we take ‘reason’ (ratio) as an inclusive term for all cognition which arises in the mind from principles native to it, in contrast to those based upon facts of history, then we may say that the distinction between holiness as an a priori category and holiness as revealed in outward appearance is much the same as that between ‘reason’ (in this wide sense) and history.
Every religion which, so far from being a mere faith in traditional authority, springs from personal assurance and inward convincement (i.e. from an inward first-hand cognition of its truth)—as Christianity does in a unique degree—must presuppose principles in the mind enabling it to be independently recognized as true.
1 The attestation of such principles is the ‘testimonium Spiritus Sancti internum,’ of which we have already spoken. And this must clearly be itself immediate and self-warranted, else there would be need of another ‘witness of the Holy Spirit,’ to attest the truth of the first, and so on ad infinitum.
And there is a further consideration. There is something presupposed by history as such not only the history of mind or spirit, with which we are here concerned which alone makes it history, and that is the existence of a quale, something with a potentiality of its own, capable of becoming, in the special sense of coming to be that to which it was predisposed and predetermined. An oak-tree can become, and thus have a sort of history; whereas a heap of stones cannot. The random addition and subtraction, displacement and rearrangement, of elements in a mere aggregation can certainly be followed in narrative form, but this is not in the deeper sense a historical narrative. We only have the history of a people in proportion as it enters upon its course equipped with an endowment of talents and tendencies; it must already be something if it is really to become anything. And biography is a lamentable and unreal business in the case of a man who has no real unique potentiality of his own, no special idiosyncrasy, and is therefore a mere point of intersection for various fortuitous causal series, acted upon, as it were, from without. Biography is only a real narration of a real life where, by the interplay of stimulus and experience on the one side and predisposition and natural endowment on the other, something individual and unique comes into being, which is therefore neither the result of a mere self-unfolding nor yet the sum of mere traces and impressions, written from without from moment to moment upon a ‘tabula rasa.’ In short, to propose a history of mind is to presuppose a mind or spirit determinately qualified; to profess to give a history of religion is to presuppose a spirit specifically qualified for religion.
There are, then, three factors in the process by which religion comes into being in history. First, the interplay of predisposition and stimulus, which in the historical development of man’s mind actualizes the potentiality in the former, and at the same time helps to determine its form. Second, the groping recognition, by virtue of this very disposition, of specific portions
2 For the distinction between innate and a priori, cf. R. Otto, Religionsphilosophie, p. 42.
A priori cognitions are not such as every one does have such would be innate cognitions but such as everyone is capable of having. The loftier a priori cognitions are such as while everyone is indeed capable of having them do not, as experience teaches us, occur spontaneously, but rather are ‘awakened’ through the instrumentality of other more highly endowed natures. In relation to these the universal ‘predisposition’ is merely a faculty of receptivity and a principle of acknowledgement, not a capacity to produce the cognitions in question for oneself independently. This latter capacity is confined to those specially endowed. And this endowment is the universal disposition on a higher level and at a higher power, differing from it in quality as well as in degree. The same thing is very evident in the sphere of art: what appears in the multitude as mere receptiveness, the capacity of response and judgement by trained aesthetic taste, reappears at the level of the artist as invention, creation, composition, the original production of genius. This difference of level and power, e.g. in musical composition, seen in the contrast between what is a mere capacity for musical experience and the actual production and revelation of music, is obviously something more than a difference of degree. It is very similar in the domain of the religious consciousness, religious production and revelation. Here, too, most men have only the predisposition, in the sense of a receptiveness and susceptibility to religion and a capacity for freely recognizing
Such a one is more than Prophet. He is the Son.
Appendix I. Chrysostom on the Inconceivable in God
‘But that is an impertinence to say that He who is beyond the apprehension of even the higher Powers can be comprehended by us earthworms, or compassed and comprised by the weak forces of our understanding!’
This protest of Chrysostom occurs at the beginning of the third of his five discourses Περὶ Άκαταλήπτου (De Incomprehensibili), which were directed against the ‘ἀνόμοιοι’ who were perverting the Christian community of Antioch, and more especially against disciples of the Arian Aetios, with their doctrine θεὸν οἶδα ὡς αὐτὸς ὁ θεὸς ἑαυτὸν οἶδε (‘I know God as He is known to Himself’). Our histories of dogma do not generally say much, if anything, upon these sermons of Chrysostom, and their contribution to ‘dogmatics’ is not indeed very important. But their interest for the psychology of religion is all the greater; and this would still remain, even if they had not contained the passages bearing upon ‘Christology,’ which begin at the conclusion of the fourth sermon. For we have in them the primary promptings of genuine religious feeling in its specifically numinous character, excited to a passionate intensity and directed with all the charm and eloquence of the ‘Golden-mouthed’ against the theoretical ‘Aristotelian’ God of the schools. All that is non-rational in the feeling of God is here in conflict with what is rational and capable of rationalization and threatens to break loose from it altogether.
A strange spectacle! For does not the distinguishing character of Christianity consist in just this—that God is near us, that we can possess and apprehend Him, and that man himself is His image and likeness? And yet we find this Father of the Church battling passionately, as for something that concerned the very essence of Christianity, for the view that God is the Inconceivable, the Inexpressible, that which gives denial to every notion. And this he does not do on speculative grounds, with the aid of the terms and phrases of any ‘school’ of theology; it is rather a
First and chiefly he takes his stand against ‘Conceiving’ and ‘Comprehension’ in general, against the idea of τὸ καταληπτόν. and against the οἰκεῖοι λογισμοί (i.e. constructions of the understanding) which seek to delimit and circumscribe God (περιγράφειν, περιλαμβάνειν), For his opponents had maintained that a conceptual knowledge of God is possible, definitive, and exhaustive, by means of notions, in fact by a single notion (viz. of ἀγεννσία, unbegottenness), in a word, that it is possible ‘to know God exactly’ (μετʹ ἀκριβείας εἰδέναι), ‘But we,’ says Chrysostom, ‘in opposition to this view, call Him τὸν ἀνέκφραςτον, τὸν ἀπερινόητον θεόν, τὸν ἀόρατον, τὸν ἀκατάληπτον, τὸν νικῶτα γλώττης ἀνθρωπίνης, τὸν ὑπερβαίνοντα θνητῆς διανοίας κατάληψιν, τὸν ἀνεξιχνίαστον ἀγγέλοις, τὸν ἀθέατον τοῖς Σεραφίμ, τὸν κατανόητον τοῖς Χερουβίμ, τὸν ἀόρατον ἀρχαῖς ἐξουσίαις δυνάμεσιν, καὶ ἁπλῶς πασῇ τῇ κτίσει.
1 ‘We call Him the inexpressible, the unthinkable God, the invisible, the inapprehensible; who quells the power of human speech and transcends the grasp of mortal thought; inaccessible to the angels, unbeheld of the Seraphim, unimagined of the Cherubim, invisible to principalities and authorities and powers, and, in a word, to all creation.’
The ἀκατάληπτον in this sense is for Chrysostom primarily the ‘exceeding greatness’ of God, which escapes our mental grasp and compass because of the ἀθένεια τῶν λογισμῶν, the over-short reach of our faculty of conception. We call it ‘incomprehensibility,’ and distinguish from it the ‘inapprehensibility’ which springs, not from the ‘exceeding greatness,’ but from the ‘wholly otherness’ of God (θάτερον τοῦ θείου), from what is alien and remote in Him, from what we have called the ‘mysterium stupendum.’ And it is instructive to see how for Chrysostom, too, this latter sense of ἀκατάληπτον passes into the former, sometimes blending with it, sometimes plainly distinguished as something beyond and
This sort of apostrophe is common with him: ‘Dost thou, a man, presume to busy thyself with God? Nay, the bare names (of man) suffice to show the extent of this folly; man that is earth and dust, flesh and blood, grass and the flower of grass, shadow and smoke and vanity. (712).
1 Its (sc. the Sun’s) aspect gives the angels strength because none may fathom it. [The usual reading is wenn, ‘though’, for weil, ‘because’. Trans.]
And the same note sounds even more clearly in an exposition of Romans 9:20, 21 (715). As little as the clay can master or comprehend the potter because of its essential difference from him, even so little can man comprehend God. ‘Or rather, far less, for man—the potter—is in the end himself but clay. But the difference between the being of God and the being of man is of such a kind that no word can express it and no thought appraise it.’ His position is put more unmistakably still in the following passage:
‘He dwells, says St. Paul, in an unapproachable light (1 Timothy 6:16 R.V.). Observe here the exactitude of St. Paul’s expression.…For he says not merely in an incomprehensible, but (what conveys far more) in an altogether “unapproachable light”. We say “inconceivable” and “incomprehensible” of something which, though it eludes conception, does not elude all inquiry and questioning. “Unapproachable”, on the other hand, means something which in principle excludes the very possibility of inquiry, which is quite inaccessible by conceptual investigation. A sea into which divers may plunge, but which they cannot fathom, would represent the merely “incomprehensible.” It would only represent the “unapproachable” if it remained in principle beyond search and beyond discovery.’ (p. 721.) And so too in the fourth discourse (upon Ephesians 3:8) (p. 729):
And this line of thought draws him imperceptibly farther. The bounds of the ‘incomprehensible’ are extended, and the whole numinous consciousness is set astir in it, one element in the feeling prompting to the others. The mysterium stupendum passes directly over into mysterium tremendum and maiestas, so that we might entitle the Discourses, instead of De Incomprehensibili, De Numine ac Numinoso.
Specially noticeable in this connexion is the passage in which Chrysostom brings clearly out the psychological distinction between numinous and merely rational wonder. He cites that truly significant text from Psalm 139:14, which runs in the Septuagint: ‘I praise Thee: for that Thou madest Thyself fearfully wondrous,’ and then gives a subtle analysis of the feelings there expressed.
‘What does "fearfully” mean here? Many things move us to wonder in which there is nothing “fearful”—the beauty of a colonnade, for example; the beauty of pictures, or bodily loveliness. Again, we wonder at the greatness of the sea and its measureless expanse, but terror and “fear” only seize upon us when we gaze down into its depths. So, too, here the Psalmist. When he gazes down into the immeasurable, yawning Depth [reading βάθος for the undoubtedly erroneous πέλαγοϛ] of the divine Wisdom, dizziness comes upon him and he recoils in terrified wonder and cries:…“Thy knowledge is too wonderful for me; it is high, above my power (I am too weak for it; LXX).”’ The ‘dizziness’ and the unique feeling of the uncanny, which we have called stupor and tremor, are here clearly noted by Chrysostom. And he rightly cites also the profoundly numinous exclamation of St. Paul (Romans 11:33); ‘Dizzy before the unfathomable main and gazing down into its yawning depths, he recoils precipitately and cries aloud: “O the depth of the riches both of the wisdom and knowledge of God. …”’ (Migne, p. 705.)
The passage on page 733 should be read in close connexion with this. Nowhere has the awe and even the eerie shuddering and amazement at the supernatural been more vividly and truly recaptured in feeling, and nowhere has it been portrayed with
Naturally the passage in Genesis 18:27 has not escaped him; still less the scene in Isaiah 6. ‘But let us now leave St. Paul and the prophets and ascend into Heaven to see if haply any one there knows what God’s essential being is.…What do we hear from the Angels? Do they inquire and reason meticulously among themselves about God’s nature? By no means. What do they do? They praise Him. They fall down and worship Him with a great trembling (p. 707). They turn their eyes away, and can themselves not endure the vouchsafed revelation of God.’ Again: ‘Tell me, wherefore do they cover their faces and hide them with their wings? Why, but
Chrysostom, then, is combating the arrogance and overweening presumptuousness of the human understanding and of the creature in general in imagining that any escape is possible from the incomprehensible, supreme, transcendent, and ‘wholly other’ nature of God. And it is because he wishes to shatter this human complacency, to overawe and overwhelm, that he portrays these aspects of the numinous. But he does not leave out the others or fail to note the paradox, that this ‘incomprehensible’ is at the same time a ‘fascinans’ and an intimate and essential possession of the human soul. Blank amazement is to him at the same time enraptured adoration; speechlessness in the presence of the inapprehensible passes over—and only an understanding of the ‘harmony of contrasts’ can show how—into a humble gratitude that it is so, that it is ‘fearfully wonderful.’ He cites again Psalm 139:14, and interprets it thus: ‘See here the nobility of this servant of God (David). “I thank Thee”, he says in effect, “for that I have a Lord who is beyond comprehension.”’ Tersteegen means the same when he uses the words ‘A comprehended God is no God’ to express praise; as does Goethe, in the words of the archangels’ hymn in Faust:
Ihr Anblick gibt den Engeln Starke,
Weil keiner sie ergründen mag. 3
3 Its (sc. the Sun’s) aspect gives the angels strength because none may fathom it.’ [The usual reading is wenn, ‘though’, for weil, ‘because’.
Trans.]
And so with Chrysostom; this ἀκατάληπτον is ἐκείνη μακαρία οὐσία—a favourite and recurring expression of his. And we feel that
The ἀκατάληπτον involves a denial of conceptual designations, and hence come the negative attributes of deity, which Chrysostom frequently employs, singly or in series—a negativa theologia in little. But this ‘negative theology’ does not mean that faith and feeling are dissipated and reduced to nothing; on the contrary, it contains within it the loftiest spirit of devotion, and it is out of such ‘negative’ attributes that Chrysostom fashions the most solemn confessions and prayers. He thereby shows once more that feeling and experience reach far beyond conceiving, and that a conception negative in form may often become the symbol (what we have called an ‘ideogram’) for a content of meaning which, if absolutely unutterable, is none the less in the highest degree positive. And the example of Chrysostom at the same time shows that a ‘negative theology’ can and indeed must arise, not only from the ‘infusion of Hellenistic speculation and nature mysticism,’ but from purely and genuinely religious roots, namely, the experience of the numinous.
The insistence upon the ‘inconceivable and incomprehensible’ in God did not cease to be a point of honour in Christian theology with Chrysostom. The forms this protest took did indeed vary; it appears as the assertion at one time that God stands above the reach of all possible predication whatever, and so is Nothingness and the ‘Silent desert’; at another, that He is ἀνώνυμος, πανώνυμος, ὁμώνυμος; at another, that He can indeed be made the subject of predication, but only in so far as all attributes are mere ‘nomina ex parte intellectus nostri’; or again, the sternest form of all, it reproduces the line of thought of Job, as can be seen now and then in Luther in his notion of the deus absconditus—the thought, namely, that God Himself is not only above every human grasp, but in antagonism to it.
3 Compare also Luther’s Short Form of the Ten Commandments, the Creeds and the Lord’s Prayer (1520); ‘I venture to put my trust in the one God alone, the invisible and incomprehensible, who hath created Heaven and Earth and is alone above all creatures.’
With the discourse of Chrysostom we may compare Gregory of Nyssa, Contra Eunomium (Migne, Patr. Gr. xlv). What stirs Chrysostom passionately as a matter of the first moment is indeed only of secondary importance in Gregory, incidental to his dogmatic inquiries. But even so he, too, can write (p. 601): ‘But if one asks for an interpretation or description or explanation of the divine nature we shall not deny that in such a science as this we are unlearned.…For there is no way of comprehending the indefinable as it is by a scheme of words. For the Divine is too noble and too lofty to be indicated by a name: and we have learned to honour by silence that which transcends reason and thought.’
But another, long before Chrysostom—the ‘heretic’ Marcion—writing in a different situation, not within but on the fringe of the Church, had experienced the inconceivable aspect of the numinous and extolled it in words of an almost intoxicated fervour: ‘O it is a marvel beyond marvels, enravishment, power, and wonder, that one can say naught about the Gospel, and think naught about it and compare it to nothing.’
It is remarkable to see how the several moments of the numinous in experience are constantly compounded and blended afresh so as to produce quite special and peculiar types of religion. In Marcion the original moment ‘tremendum’ is silenced before the consoling power of the Gospel, in fulfillment of the word ‘Perfect love casts out fear.’ But there remains strongly and profoundly felt the ‘wholly other,’ the ineffable and inconceivable, in his ‘strange God,’ and in the first words of his treatise, whose ‘violent ferment’ (in Harnack’s phrase) reveals the element of ‘fascination.’
Appendix II. The Numinous in Poetry, Hymn, and Liturgy
From Bhagavad-Gita, Chapter XI
(Barnett’s translation slightly altered)
In the Bhagavad-Gita, Krishna, the embodiment of Vishnu—Vishnu himself in human form—instructs Aryuna in the deepest mysteries of his religion. Aryuna then desires to behold God himself in his own form, and his petition is granted. And now in Chapter XI there follows a theophany of terrific grandeur, which seeks to give a feeling of the unapproachable essence of the Divine before which the creature trembles and falls, by embodying the human and ‘natural’ means of terror, majesty, and sublimity. Aryuna stands in his war-chariot, about to enter the carnage of the battle against his brother Yudhishthira’s enemies. Krishna is his charioteer. Aryuna tells him his request. ‘Show to me thy changeless Self, Sovran of the Rule.’ Krishna-Vishnu answers him:
7. Behold now, O Wearer of the Hair-Knot, the whole universe, moving and unmoving, solely lodged in this my body, and all else that thou art fain to see.
8. But for that thou canst not see Me with this thine own eye. I give thee a divine eye; behold my sovran Rule.
9. Thus speaking, Hari (i.e. Vishnu), the great Lord of the Rule, then showed to Pritha’s son his sovran form supreme,
10. of many mouths and eyes, of many divine ornaments, with uplifted weapons many and divine;
11. wearing divine flower-chaplets and robes, with anointment of divine perfumes, compound of all marvels, the boundless god facing all ways.
14. Thereupon the Wealth-Winner (i.e. Aryuna), smitten with amazement, with hair standing on end, bowed his head, and with clasped hands spake to the God.…
17. I behold Thee bearing diadem, mace, and disc, massed in radiance, on all sides glistening, hardly discernible, shining round about as gleaming fire and sun, immeasurable.…
20. For this mid-space between heaven and earth and all the quarters of the sky are filled with Thee alone. Seeing this Thy fearful and wonderful form, O great-hearted one, the threefold world quakes.
21. These hosts of Suras come unto Thee; some, affrighted, praise with clasped hands. With cries of ‘’Hail!” the hosts of Great Saints and Adepts sing to Thee hymns of abounding praise.
22. All the Spirits and Divine Powers that live in heaven and earth, in clouds and winds, in air and water. Daemons, Manes, Asuras, Saints, and Adepts, all gaze on Thee in amazement.
23. Looking upon Thy mighty form of many mouths and eyes, of many arms and thighs and feet, of many bellies, and grim with many teeth, O mighty-armed one, the worlds and I quake.
24. For as I behold Thee touching the heavens, glittering, many-hued, with yawning mouths, with wide eyes agleam, my inward soul trembles, and I find not constancy nor peace, O Vishnu.
25. Seeing Thy mouths grim with teeth, like to the fire of the last day, I recognize not the quarters of the heavens, and take no joy; Lord of Gods, home of the universe, be gracious!
26. These sons of Dhritarashtra all, with the hosts of kings, Bhishma, Drona, and the Charioteer’s son yonder, and likewise the chief of our warriors,
27. hasting enter into Thy mouths grim with fangs and terrible; some, caught between the teeth, appear with crushed heads.
28. As many currents of rivers flow to meet the sea, so these warriors of the world of mankind pass into Thy blazing mouths.
29. As moths with exceeding speed pass into a lighted fire to perish, so pass the worlds with exceeding speed into Thy mouths to perish.
31. Relate to me who Thou art in this grim form. Homage to Thee, chief of gods; be gracious! I would fain know Thee as First Being…
Thereupon Vishnu reassumes his friendly Krishna-form. Aryuna’s petition to comprehend the incomprehensible is not granted him. It is forbidden to man, as Luther says, ‘to soar into the height of Majesty’; he must confine himself to the Word of gracious Promise. Such a word is imparted. The tremendous chapter closes with the words which expositors take as the sum and epitome of the whole Gita:
55. ‘He who does what he does for Me alone; who is given over to Me, who is devoted to Me, void of attachment, without hatred to any born being, O son of Pandu, comes to Me.’
A comparison of two poems may indicate the difference between a merely ‘rational’ glorification of the Godhead and one that also prompts to a feeling of the non-rational, the numinous, iirits aspect of mysterium tremendum, Gellert can sing of The Honour of God from Nature’ powerfully and finely enough—
Die Himmel rühmen des Ewigen Ehre,
Ihr Schall pflanzt seinen Namen fort.
Here everything is bright, rational, and intimate up to the last verse;
Ich bin Dein Schöpfer, bin Weisheit und Güte,
Ein Gott der Ordnung und Dein Heil
Ich bin’s!
Mich Hebe von ganzem Gemüte,
Und nimm an meiner Gnade teil.
But, beautiful as this hymn is, we do not encounter there the ‘honour of God’ in all its fullness. Some element is missing, and what this is we feel at once when we compare with this hymn that composed at an earlier date by E. Lange, To the Majesty of God’:
Vor Dir erbebt der Engel Chor,
Sie schlagen Aug’ und Antlitz nieder,
So schrecklich kommst Du ihnen vor
Und davon schallen ihre Lieder…
|194| Denn Dein ist Kraft und Ruhm,
Das Reich und Heiligtum,
Da mich Entsetzen mir entreisset.
Bei Dir ist Majestät
Die über alles geht,
Und heilig, heilig, heilig, heisset.
That goes farther than Gellert. And yet even here there is still something lacking, something that we find in the Song of the Seraphim in Isaiah 6. Even Lange, despite his ‘numb amazement,’ sings ten long stanzas; the angels sing a bare two lines. And he incessantly speaks to God in the second person singular; whereas the angels speak before Yahweh in the third person.
1 In point of fact one cannot always speak of God as Thou, and sometimes not at all. St. Theresa addresses God as ‘Eternal Majesty,’ and the French readily use ‘Vous’ for ’Tu.’ And Goethe came very near to the tremendum mysterium when he said to Eckermann (31 December, 1823): ‘People treat the name of God as though the inconceivable and wholly incomprehensible supreme Being were not far more than such as they. Else they would not say: “The Lord God”, “the dear God,” “the good God.” Were they penetrated through and through by a sense of His greatness, they would be dumb and unable to name Him for very veneration.
A liturgy unusually rich in numinous hymns and prayers is that of Yom Kippur, the great ‘Day of Atonement’ of the Jews. It is overshadowed by the ‘Holy, Holy, Holy’ of the Seraphim (Isaiah 6), which recurs more than once, and it has prayers in it as wonderful as the ubeken ten pachdeka:
‘So then, let Thy fear, O Yahweh our God, come over all Thy creatures, and reverent dread (emateka) of Thee upon all that Thou hast made, that all Thy creatures may fear Thee and every being bow before Thee and that they may all become bonded together to do Thy will with all their heart, even as we know, O Yahweh our God, that Thine is the lordship, that might is in Thy hand and power in Thy right hand and Thy name exalted above all that Thou hast created.’
Appendix III. Original Numinous Sounds
Feelings and emotions, as states of mental tension, find their natural relaxation in uttered sounds. It is evident that the numinous feeling also, in its first outbreak in consciousness, must
This specialization is perhaps the clue to the understanding of the Sanskrit word aškarya, to which reference has been made more than once. Its derivation has been hitherto an enigma; but one may conjecture that the explanation is in fact very simple, and that the word is just a compound of the two words as and carya. Carya = ‘agendum,’ that which is done or is to be done; while as is a primitive sound to express the ‘stupendum’ the long-protracted open vowel of wonder (ā, oh, hā), combining with the sibilant, which in all languages is used to express or produce a terrified silence (cf. Hist! Sh! Sst!). An ‘āš-carya’ would not then be properly and primarily anything conceptual at all, nor even a ‘marvel,’ but simply ‘that in the presence
1 Compare the exactly parallel forms ā-kāra, ahan-kāra: and vide Söderblom, Das Werden des Gottesglauhens, 1916, p. 96, on the Manitu of the Indians.
If this interpretation is correct, we can detect in this word just the original ‘shudder’ of numinous awe in the first and earliest form in which it expressed itself, before any figure of speech, objective representation, or concept had been devised to explicate it; it bursts forth crudely and vehemently in this primal cry and is unable to name its object otherwise than as a something before which such sounds must involuntarily be uttered. Professor Geldner has kindly sent me a reference to a passage in the Kena-Upanishad (iv. 29) which seems to me to be an excellent confirmation of this and at the same time to illustrate how the primal numinous feeling did originally emerge as pure feeling, before any concept or concrete representation of it had come into being. The fine, naïve old Kena-Upanishad aims at making perceptible to the disciple that before which ‘all words turn back,’ and proceeds just as we do, by trying to produce in him an appropriate feeling-reflex by means of a simile. The lines run:
This is the way It (sc. Brahman) is to be illustrated:
When lightnings have been loosened: aaah!
When that has made the eyes to be closed—aaah!—
So far concerning Deity (devata).
What, then, is the devatā, the Brahman? It is an a-caryam, i.e. ‘that in whose presence we must exclaim “aaah!”’ And one cannot ‘illustrate’ the numinous character of this ‘aaah’ by any better analogy than that of the lightning here given. The unexpectedness and suddenness of the lightning-flash, its dreadful weirdness, its overpoweringness and dazzling splendour, the fright and the delight of it, give it an almost numinous impressiveness, and indeed often do produce an actual numinous impression on the mind.
This reference of Professor Geldner’s seems to me all the more significant from the fact that it appears to me to adumbrate quite a new method of solving the old puzzle of the Brahman, and what it means. For this task philosophical speculation is too elevated, mere etymology too insufficient, a method. What is necessary in order really to get at the heart of the matter is to have rediscovered and recaptured the feelings which this word originally connoted and which thrill through it. And for this we have again a very
Another original sound in which the numinous feeling is articulated is certainly the holy syllable ’om.’ It likewise has no sort; of conceptual connotation. Like the particle as, it is simply an articulated sound—no word, nor even a complete syllable, for the m in which it ends is not an ordinary ‘m,’ but simply the long-protracted nasal continuation of the deep ‘o’ sound. It is really simply a sort of growl or groan, sounding up from within as the quasi-reflex expression of profound emotion in circumstances of a numinous-magical nature, and serving to relieve consciousness of a felt burden, almost physical in its constraining force. And this constraint and compulsion to expression are still recoverable to our feeling when we recapture this mood of submergence and absorption in the ‘wholly other.’
This Om is exactly parallel to the similar sound in Sanskrit, Humlike it, nothing but a numinous ejaculation, with probably no further significance.
It would be a task for the history and psychology of religion alike to examine the innumerable names of gods and demons, and
2 K. Muller suggests that the divine name Yah, Yahu, may have had this origin. ’Euoios,’ the secondary name of Bacchus, may also denote simply him in whose presence one ejaculates ’Euoi.’ He could cite in his support Jelaleddin, who says in Divan 31. 8: ‘I know no other than Yahu.’ This is here certainly nothing but ‘one of the most familiar dervish cries’ (as the translator adds in a note, p. 282), and will then mean, in accordance with the usual rendering, ‘O he", or, as we rather suspect, simply ‘O Hu.’ Nicholson puts ‘Yahweh’ in brackets, without further justification. Gf. R. A. Nicholson, Selected Poems from the Divani Shamsi Tabriz. Cambridge, 1898.
Appendix IV. ‘Spirit’ and ‘Soul’ as Numinous Entities
The non-rational which we were looking for in the idea of the divine was found in the numinous, and in our recognition of this we came to see that rationalistic speculation tends to conceal the divine in God, and that before God becomes’ for us rationality, absolute reason, a personality, a moral will, He, is the wholly non-rational and ‘other,’ the being of sheer mystery and marvel. We had to turn to the feelings of horror and shudder and spectral haunting in order, by means of these caricatures of the authentic numinous emotions, to break through the hard crust of rationalism and bring into play the feelings buried deep down in our religious consciousness.
Now what is true of our apprehension of the divine is true also of its counterpart in the creature—soul and spirit. Gregory of Nyssa well says; ‘Since one of the signs of the Divine Nature is its essential incomprehensibility, in this also must the copy be like the original. For were the nature of the copy comprehended, when the original was above comprehension, the copy would be a mistaken one. But, inasmuch as the nature of our spirit is above our understanding, it has here an exact resemblance to the all-sublime, representing by its own unfathomableness the incomprehensible Being of God.’ Here, too, we need to break up anew
We said above (p. 120) that the most interesting point in the primitive idea of soul is not the form given to it in fantasy, multifarious in its variations, but the element of feeling—‘stupor’—which it liberates, and the character of ‘mystery’ and ‘wholly otherness’ which surrounds it. This fact is obscured in the measure in which the ‘soul’ becomes later the subject of myth, fairy story, and narrative, speculation and doctrine, and finally of psychological investigation. It then becomes more and more something entirely rational; its origin in magic and mystery becomes overlaid with concepts, scholastic terms, and classification. The Doctrine of souls or Atman of the Indian Sankhya system is the best example of this. But even this cannot entirely conceal the fact that ‘Soul’ or Atman is properly the thing of marvel and stupefaction, quite undefinable, outsoaring all conceptions, ‘wholly alien’ to our understanding. And this finds wonderful expression in the verses of the Gita, 2. 29, which we transcribe here of intention in the original:
Ašcaryavat pašyati kašeid enam.
Ascaryavad vadati tathaiva canya.
Āšcaryavac cainam anyah šrinoti.
Šrutva ’pyenam veda na caiva kašeit.
The sound of these verses suggests a magic formula, almost a
As ‘wholly other’ doth one gaze upon it (sc. Atman). He speaketh of the ‘wholly other,’ who speaketh of the Atman. Something ‘wholly other’ hath he learned, who hath learned the Atman. Yet none, albeit he hath learned it, may come to know it.
But, however they be rendered into another language, there is living in these old phrases a profoundly numinous self-feeling, which still retains a trace of the ‘stupor’ before an apparition of spirits. And it is continued where the Gita (2. 25) designates the Atman the ‘acintya,’ i.e. that which is incomprehensible by thought. In this it is exactly like the fundus animae, the ‘spark,’ ‘Synderesis,’ or ‘Inner Abyss’ of our own Western mystics. In, both cases we have, surviving in an ennobled form, the primal awe and shrinking before the presence of ‘ašcaryam’ and ‘adbhutam,’ the haunting presence that prompts the earliest numinous feelings. For, as an old mystic tells us, the soul and its bottommost depth lie hidden away, ineffable as God himself—"so that no human skill ever attains to be able to know what the. Soul is in its bottommost depth. For that, a supernatural skill is needed. It is what is without a name.’ And ‘the heights and depths which are disclosed in these Men can. be grasped by no human, sense or reason, for they surpass in their profundities all understanding.’ (Greith, pp. 70 and 80.)
Finally, it may be said that we catch a last reflection of the numinous wonder in the wonder, one might almost say in the eager curiosity, with which Augustine roves through the chambers of the soul, even when he is pursuing ‘psychological’ discussion. He feels that he has a story of marvel to tell when he describes the soul. His psychology is half-numinology.’ Cf. Confessions, x. 6-27.
The clearer insight into the inmost marvel of the soul is not set free as a sort of reflex: it comes in the experience as an uprush,
Now in respect to the Atman:
It is as though something forces its way into consciousness
And consciousness suddenly remembers—
Such a state of mind illustrates the awakening of knowledge of the Atman.
We may compare the saying of Plato, already quoted (p. 95 n.); and, finally, the words of Meister Eckhart: ‘Upon this matter a heathen sage hath a fine saying in speech with another sage: “I become aware of something in me which flashes upon my reason. I perceive of it that it is something, but what it is I cannot conceive. Only meseems that, could I conceive it, I should comprehend all truth.”’ (W. Lehmann, Meister Eckhart, Gottingen, 1917, p. 243.)
And the ‘obscure’ Heracleitus says: ‘Thou canst not discover the bounds of the soul albeit thou pacest its every road: so deep is its foundation.’
Appendix V. The Supra-Personal in the Numinous
We said above that the feeling of the ‘wholly other’ gives rise in Mysticism to the tendency to follow the ‘via negationist,’ which every predicate that can be stated in words becomes excluded from the absolute Numen—i.e. from Deity—till finally the Godhead is designated as ‘nothingness’ and ‘nullity,’ bearing
Now this holds good not only in the case of the most lofty and reverent feelings, in which devotion and worship reach their consummation, but also in the case of that primary and elemental ‘awe’ of which we spoke on pages 125-8. Let us glance once more at the experience given in the story of Jacob at Bethel, there cited (Genesis 28:16-17). If we use as a clue to it our own power of imaginative sympathy, introspection wall show that even this experience contains a clear antimony, a conflict of opposites. We said that the’ pure elemental ‘awe’ mirrored in Jacob’s first words, ‘How dreadful is this place!,’ is rendered explicit in the words that follow. The simple experience of ‘awefulness’ is interpreted—all but instinctively, and apart from reflection—and the interpretation is, in the English phrase, ‘a presence,’ a real, present, and personal being. Now though we certainly feel that such an interpretation is needed and in some sense right, and that we should in Jacob’s place have found no other to ‘explicate’ our feeling, yet we are no less certainly conscious of a counter-impulse in us which resists
Thus already, at the outset, we find in the numen of primitive religious feeling that tension between the personal and the supra-personal which recurs again in the maturer stages of the developing experience of God. It is to be found next in the comparatively low level of ‘the daemonic,’ where it is disclosed in an actual difference in the verbal forms employed. The Greek δαἰμων is indisputably a single, concrete, personal Being; the δαιμόνιον that, for example, of Socrates, is certainly none of these—neither
Now it is generally supposed that there is something peculiarly and specifically ‘oriental’ in this characteristic of Indian religion. But this is by no means the case. On the contrary, one may venture to assert that all gods are more than mere (persona!) gods, and that all the greater representations of deity show from time to time features which reveal their ancient character as ‘numina’ and burst the bounds of the personal and theistic. This is obviously the case where the experienced relation of the worshipper to his god does not exclusively take the form of contact with a ‘beyond’ and transcendent being, but comes somehow as the experience of seizure and possession by the god, as being filled by him, an experience in which the god wholly or partially enters the believer and dwells in him, or assimilates him to his own divine nature, commingling with his spirit and becoming very part of him; or, again, where the god becomes the sphere in which ‘we live and move and have our being.’ And what god has not in some sense had this character? It is certainly true of the personal ‘Isvara’ of India, who, besides his personal character, pervades his ‘Bhakta, as ’antayyamin,’ the immanent Indweller; it is true of Ahura-mazda, who by his spirits does the same; and it is true of Dionysus, Apollo, and Zeus. No less than the mere
The Yahweh of the Old Testament is also more than a ‘god’ in the merely personal sense, for though it is a sign of his superior value to all tribal gods, that the personal traits are so incomparably more strongly marked in him, yet other and non-personal features are not lacking. We come up against these in groping fashion in the comparison made between God’s dealings with men and the working of an inexplicable ‘force’ spontaneously released. But the second name of Yahweh, ‘Elohim,’ is also a proof of their existence. Elohim is ‘gods,’ in the plural; and ‘in the beginning created (sing.) “gods” heaven and earth.’ Our way today, when we try to escape from the too narrow confines of the notion of unitary personality applied to God, is to use either an abstract noun, ‘deity’ (die Gottheit), or an adjectival neuter expression, ‘the divine’ (das göttliche). In Israel the same groping instinct had recourse to the adoption or adaptation of a plural substantive form, which was yet made to govern a verb in the singular! There cannot be a more uncompromising expression of what we called the antinomy or conflict of opposites in the experience of the numinous. It is very similar when later Shamayim, ‘Heaven,’ becomes a name for God—to be used once as such also in the Gospel. It does not in the least signify an ‘abstract’ way of conceiving God; but rather the feeling that endeavours to escape from any too anthropomorphic conception. Above all does the God of Job burst the bounds of interpretation by mere personality, as we have already seen. Moreover, Yahweh also is the numen which, blowing in the form of spirit, enters as ’ruach’ and pneuma into his chosen, mingling with their spirit, an antaryamin in full completion.
And so, when we turn to the New Testament, we see that the ‘Pneumatology’ and doctrine of Immanence in Paul and John, which give such unmistakable expression to the supra-personal aspect of the divine as the ‘Light’ and the ‘Life,’ do not mean a sudden irruption into religion of a wholly novel and alien
And what of the loftiest of ail Christian, claims, ‘God is Love’? Usually we hear this saying without remarking how extraordinary it is. If we think of God in strictly and narrowly persona! terms, He can indeed be ‘He that loves,’ ‘the loving One.’ But the God who is Love, who pours Himself out as love and becomes the love whereby Christians love, is something more even than this.
1 There is an echo of this antinomy in the dispute of the Scholastics whether the love whereby we love is the ‘Spiritus Sanctus,’ i.e. God Himself, or merely His ‘donum.’
2 We have seen that it is an indication of its superiority that in the Biblical conception of God the pole of the personal rather than of the impersonal is altogether preponderant. Taoism stands at the opposite extreme; but it too is genuine and deeply felt religion, moving as it does wholly in the numinous. H. Hackmann says of it; ‘Taoism originates in the contemplative speculation, upon the secret of the world, the mystery of existence. Its basic instinct is to pay reverent and surmiseful heed to the marvelous forces operative in our phenomenal life, which give to its particular details system and connexion with the great unknown background of the universe. The word “mystery”—the mysterium tremendum—occupies a more central position in Taoism than in almost any other religion.…Here sounds a genuine note in the prodigious symphony, of that life of the soul—the religious life—which searches and surmises a deeper unity and a firm foundation in the beyond behind the happenings upon earth.’ (H. Hackmann, ‘Die Mönchsregeln des Klostertaoismus,’ Ostasiatische Zeitschrift, vii. 170.) For this whole question cf. the same author’s essay: ‘Über Objekt und Gebietsumfang der Religion,’ in Nieuw Theologisch Tijdschrift, 1918.
But it is very evident that the religious attitude in face of this supra-personal aspect of the numen must be different from the ordinary attitude in personal intercourse by petition, prayer, colloquy. These have all assuredly pertained to the essence of religion from the earliest times, yet from the beginning they were not the only forms of intercourse. The numen on its side ‘has intercourse’ with man in attracting him to it, seizing upon him, possessing him, breathing upon him, filling and permeating him. Its function is ἐνεργεῖσθαι, and on his side the man, the ἐνεργούμενος is filled, possessed, made one with the numen. And what is true at the lower levels is true also at the highest. The Divine,
It is in the light of this primal fact of religion that we must seek an answer to the question as to the general place of ‘Personalism’ and ‘Supra-personalism’ in religious history, and only so are we likely to avoid confounding this question with the question of Theism and Pantheism, with which it has nothing in common. In my books Vishnu-Narayana (pp. 59, 63) and Siddhanta des Ramanuja (pp. 2, 80) I have referred further to the subject. And I have shown in a paper, ‘Neues Singen’ (Christliche Welt, 1919, No. 48), its important practical bearings for religious conduct and its expression in prayer and hymn. I reproduce the relevant passage:
‘Our usual Prayers and Hymns confine themselves to the region which I call the “rational”. They lack that element which I call the non-rational or the “numinous”. But this is the other half of religion, its profounder and more mysterious background and basis. Yet only seldom has hymnody hitherto done justice to it. Consequently we are very deficient in the great and impressive “Hymns of Reverence”, the hymns of the (grammatical) third person, and our hymns are almost entirely in the second person, “Thou”, not “He”. Now there is something lacking in this constant, direct, obvious mode of accosting God in the second person singular. The Seraphim in Isaiah 6 do not venture on such an address, and many a glorious Ekteny and Litany of the older Liturgies follows their example. The creature
So far we have spoken of the personal and supra-personal as applied to the supreme, spiritual Being. But what is true here is no less true of that which was created in its image, our own human soul or spirit. In us, too, all that we call person and personal, indeed all that we can know or name in ourselves at all, is but one element in the whole. Beneath it lies, even in us, that ‘wholly other,’ whose profundities, impenetrable to any concept, can yet be grasped in the numinous self-feeling
3 We say ‘numinous self-feeling’ not ‘numinous self-consciousness,’ as Schleiermacher called it, who may be said to have rediscovered it. The ambiguity of his nomenclature, however, does not detract from the importance of his discovery.
Appendix VI. The Mystical Element in Luther’s Conception of ‘Faith’
In connexion with the discussion of Luther’s conception of faith on pp. 103-4, I would refer to my book, Die Anschauung vom Heiligen Geiste bei Luther, the chapter ‘Geist und Glaube’ (pp. 25-46), which includes the inquiry into Luther’s conception of Faith and how far Faith for him is not merely confidence and trust (confidere fiducia), but also a ‘cleaving to God’ in feeling and will (adhaerere Deo). And then let the reader study the noble little work of Johann von Kastl, De Adhaerendo Deo, to recognize the inner connexion of Luther with Mysticism in regard to his conception of faith, especially the 12th chapter, ‘De Amore Dei quod efficax sit.’ Luther says nothing of the impelling power of Faith to bring to new birth, to justify and to sanctify, that is not also said in this chapter of the ‘Amor Mysticus.’
‘Solus amor est, quo convertimur ad Deum, transformamur in Deum, adhaeremus Deo, unimur Deo, ut simus unus spiritus cum eo, et beatificemur cum eo.’ (‘It is Love alone whereby we are turned to God, and changed into the form of God, whereby we cleave to God and are made one with God, so that we are one spirit with Him and are beatified with Him.’)
Here amor is the ‘potent, active, creative thing that changes us and brings us to new birth.’ ‘Love,’ too, like faith, is the ‘affect’ that knows no quiescence.
‘Proinde nihil amore acutius, nihil subtilius, aut penetrabilius. Nec quiescit, donee universaliter totam amabilis penetravit virtutem et profunditatem ac totalitatem, et unum se vult facere cum amato. Vehementer tendit in eum et ideo nunquam quiescit, donee omnia transeat et ad ipsum in ipsum veniat.’ (For nothing is keener, nothing more subtle or more penetrating, than Love. Nor does it rest until it has penetrated the whole power and depth and entirety of its object, and its will is to make itself one with the loved one. It strives towards him with vehemence and so never has rest until it has passed through all things and reached him and entered into him.)
The effect of this adhaesio is thus exactly that which Luther also frequently describes:
‘Quippe qui Deo adhaeret, versatur in lumine…qua ex re est
Luther calls this, in a still more violent expression, ‘mit Gott ein Kuche werden’ (to become kneaded into one cake with God.
It should at the same time be noted that in Johann von Kastl this amor is already permeated through and through by faith, trust, comfort, and the longing for certitude, and that for him no less than for Luther the ‘Remission of Sins’ stands as the first step in the ordo salutis, the order of salvation. Thus: ‘Sic scilicet in Domino Deo de omni sua necessitate audeat plene totaliter confidere. Hoc ipso facto in tanturn Deo complacet, ut suam ei gratiam largiatur et per ipsam gratiam verani sentiat caritatem et diiectionem, omnemque ambiguitatem et timorem expellentem in Deoque confidenter sperantem, (‘So then let (the soul) of its very necessity make the venture to trust wholly and completely in the Lord God. In this very wise is the soul so pleasing to God, that He bestows His own grace upon it, and by that very grace it comes to feel the true love and affection which drives away all doubt and all fear and hopes confidently in God.’ op. cit., ch. 5).
And so adhaesio may come about just as well by means of ‘faith’: ‘sed taciturn fide et bona voluntate adhaerere Deo’ (‘but only to cleave to God in faith and good will.’ ch. 6).
Here, too, are freedom from care and the assurance of consolation the things to be prized; ‘et eius consolatione suaviter reficitur’ (‘and by his consolation is (the soul) sweetly restored’. ch. 7).
And the whole series of religious experiences, so often recurring in Luther, are already displayed in Johann von Kastl in their characteristic order: ‘…peccatorum remissio, amaritudinis expressio, collatio dulcedinis et securitatis, infusio gratiae et rnisericordiae, attractio et corroboratio famiiiaritatis atque abundans de ipso consolatio, firmaque adhaesio et unio.’ (‘The forgiveness of sins, the expelling of bitterness, the bestowal of sweetness and security, the inpouring’ of grace and of mercy, the attraction and the strengthening of friendship with Him and abundant comfort in Him, and a firm cleaving to Him and union with Him.’)
But such comparisons as this are illuminating not only upon the question of the historical relation between Lutheranism and mystical religion, which is, after all, not a very important issue, but also upon the question as to the connexion between the two in their essential nature. It has been said that for a Protestant to love Mysticism is mere dilettantism; if he is in earnest, he must become a Catholic. But then ‘Mysticism’ is an ambiguous term. If we mean by it the melting transport of a transcendent quasi-nuptial rapture, then the assertion may be justified. But the really typical ‘moments’ of Mysticism—‘creature-feeling’ and ‘union’—are not less but more possible upon the basis of Luther’s fides (faith as fiducia and adhaesio) than upon the basis of the amor mysticus.
Johann Arndt says at the commencement of his Four Books of True Christianity (ch. 5); ‘By this heart-felt confidence and heartfelt trust man gives his heart to God utterly, reposes only in God, surrenders himself and attaches himself to Him, unites himself with God, becomes a sharer in all that is of God and of Christ, becomes one God with God.’ This is simply Luther’s doctrine (his fides as fiducia and adhaesio) clarified and raised to a higher power. These expressions might well be found in Luther’s Of the Liberty of a Christian—indeed their meaning is |212| to be found there. St. Paul says the same, only more forcibly still, in Galatians 2:20 and 1 Corinthians 6:17.
But this question of the possibility of the transition from fides to the experience of union is not to be definitely decided by a citation of texts from Luther or from the Bible, but by a consideration of what ‘faith’ is in essence. Faith is more than a conviction of the truth of the eternal verities. It is a deeply felt state of tension with regard to them and of absorption in them; and, as ‘trust,’ it is the most intimate feeling of nearness. But in all this it contains in itself the core of that which is meant by mysterious terms like ‘union,’ something that is more than the knowledge or the ‘love’ of the earlier mystic schools. And this becomes plainer to anyone who has clearly recognized by deeper contemplation the profoundly non-rational elements to be found in the very act of faith.
Appendix VII. ‘Signs Following’
(I give here a passage from my Leben und Wirken Jesu relevant to this subject, touched upon on p. 172.)
Jesus begins his work on the shore of the Sea of Galilee, and the Gospels present us with its main features unmistakably. He preaches in the synagogues, in the houses of his friends, on every sort of occasion at table and under the open sky, now sojourning in one spot, now journeying from place to place. His fame is spread abroad especially by means of the mysterious gift of healing which is active in him.
What are we to say of this? The Jesus who works the miracles in the Synoptic narrative is, as we saw above, not the wonder-worker par excellence, of whom we read in St. John’s Gospel or whom the traditional view presents to us. But even in those passages which can be least impugned by criticism there is something incommensurable with our rational standards in the setting in which we see his figure, and this gift of healing is an example of it. The narratives of these acts of healing stand out with such
Now the fewer the preconceptions which we bring to our reading
Still-born Silence, thou that art
Flood-gate of the deeper heart.
I take these lines
1 From Charles Lamb’s essay, ‘A Quakers’ Meeting.’ (Trans.)
2 Silent Worship: The Way of Wonder, by Violet Hodgkin.
Devotional Silence may have a threefold character. There is the numinous silence of Sacrament, the silence of Waiting, and the silence of Union or Fellowship.
1. The first of these is that silence meant in the verse of the Prophet (Habakkuk 2:20), ‘Let all the earth keep silence before him.’
2. Next there is the silence of Waiting. The meaning of this is primarily other than sacramental. When the Quakers assemble for a quiet time together, this is first and foremost a time of waiting, and it has in this sense a double value. It means our submergence, i.e. inward concentration and detachment from the’ manifold outward distractions; but this, again has value as a preparation of the soul to become the pencil of the unearthly writer, the bent bow of the heavenly archer, the tuned lyre of the divine musician. This silence is, then, primarily not so much a dumbness in the presence of Deity, as an awaiting His coming, in expectation of the Spirit, and its message. But it passes, over naturally into the Sacramental Silence of which we have spoken. And in fact ‘Silent Worship’ may remain without words from first to last—it may exclude all utterance of the Spirit’s message in vocal form, and in that case the worshippers part, as they met, without any audible exhortation or thanksgiving. Yet the worship need not have been in any way defective, for the silence may have been a direct ‘numinous’ experience, as well as a waiting upon God. The Eternal was present in the stillness and His presence was palpable without a word spoken. The solemn observance of silence became a Sacrament.
3. The consummation of the Sacrament is the achievement of unity, i.e. fellowship and Communion, This third silence is the completion of the waiting and the sacramental silences. The Silent
‘Silent Worship,’ in the fully formed character in which the Quakers practise it, is not possible in a ‘Church,’ as we understand the word today, but only within the narrower limits of a more intimate ‘Brotherhood of the Spirit.’ May God grant that such a brotherhood may one day arise among us, not as a sect or a Church alongside our other Churches, but as a circle of self-dedicated enthusiasts, who have rediscovered the ancient heritage of the early Church—the Spirit and its sevenfold gifts!
But if the Quaker Silence is excluded, still less is any imitation of the Sacramental Silence in the form of the Catholic Mass possible in our Protestant services. All that tends in this direction is bound to go astray. The Communion Service does, it is true, celebrate Christ’s Passion, that event which in all world history is the numinous event par excellence, the entry of the divine in fullest and loftiest presence upon the human scene. But the Communion Service is emphatically not a Mass, and the Mass has grown to be a distortion of its true form. The Communion Service is, in the original intention of its first celebration or institution, not a piece of public ceremonial at all, far less a drama to be performed by one or at most a few participants in the presence of spectators, but a tender mystery, restricted to a fellowship of brothers, pertaining to a special time and hour, and needing particular preparation—in short, something that should be precious and rare. For Protestants it is to be kept entirely apart from the regular and congregational Divine Service, and should be reserved for particular feasts, for celebration at evening or in the
But though these two means are excluded, it is yet possible to find another way to introduce Silent Worship into our ordinary Sunday services, and so to give these a consecration which is as yet lacking to them. We can make the service culminate and find its climax in a short period of silence, which shall be at once the silence of sacrament and the silence of waiting, and which may become, at least for the more practical, also a realization of union. We may devise an opportunity of silent dedication which will avoid the ceremonial apparatus and mythology of the doctrine of ‘Transubstantiation,’ and yet in its simplicity and pure spirituality may be more deeply sacramental than the Mass, for which many are again beginning to crave. We have only to follow the indications afforded by the example of the ‘Silent Worship’ of the Quakers.
Where lies the essence of the sacramental? It is in fact—in the expression of the English High Churchmen—the ‘real presence,’ the real presence of the transcendent and holy in its very nature in adoration and fellowship, so as to be laid hold of and enjoyed in present possession. No form of devotion which does not offer or achieve this mystery for the worshipper can be perfect or can give lasting contentment to a religious mind. And it is just because our usual Divine Services fall short in this that we see today again—quite comprehensibly—such a ferment and stirring of all sorts of uneasy ‘High Church,’ ‘Ritualistic,’ and ‘Sacramental’ movements.
But—we may well be asked—has it any meaning to ask for ‘the presence of the divine’? Does not that Sacramental idea at once cancel itself, when thought out? Is not God ‘omnipresent’ and ‘really present’ always and everywhere?
Such a view is often put forward, and with a confident air of assurance which is in sharp conflict with the testimony of genuine religious experience; so much so, indeed, that one is tempted to venture a very blunt reply to it. We say, then, that this doctrine of the omnipresence of God—as though by a necessity of His being He must be bound to every time and to every place, like a natural force pervading space—is a frigid invention of metaphysical speculation, entirely without religious import. Scripture knows
Appendix IX. A Numinous Experience of John Ruskin
My attention has been called by Professor Deutschbein to the following passage in Ruskin, in which he recounts experiences of his youth that repeatedly recurred. They are purely numinous in character and well-nigh all the ‘moments’ which we discovered reappear here quite spontaneously. I give the passage without detailed comment:
‘Lastly, although there was no definite religious sentiment mingled with it, there was a continual perception of Sanctity in the whole of nature, from the slightest thing to the vastest; an instinctive awe, mixed with delight; an indefinable thrill, such as we sometimes imagine to indicate the presence of a disembodied spirit. I could only feel this perfectly when I was alone; and then it would often make me shiver from head to foot with the joy and fear of it, when after being some time away from hills I first got to the shore of a mountain river, where the brown water circled among the pebbles, or when I first saw the swell of distant land against the sunset, or the first low broken wall, covered with mountain moss. I cannot in the least describe the feeling; but I do not think this is my fault, nor that of the English language, for I am afraid no feeling is describable. If we had to explain even the sense of bodily hunger to a person who had never felt it, we should be hard put to it for words; and the joy in nature seemed to me to come of a sort of heart-hunger, satisfied with the presence of a Great and Holy Spirit.…These feelings remained in their full intensity till I was eighteen or twenty, and then, as the reflective and practical powder increased, and the “cares of this world” gained upon me, faded gradually away, in the manner described by Wordsworth in his “Intimations of Immortality”.’ (Modern Painters, Popular Edition (George Allen), vol. iii, p. 309.)
Schleiermacher calls such an experience ‘intuition and feeling of the infinite’; we give it the name ‘divination.’ Schleiermacher was right in saying that even greater than all this divination in the sphere of nature is divination in the sphere of history. [See Appendix X, p. 219.] Will not a Ruskin arise to divine and reveal the non-rational and numinous character of our own epoch?
Appendix X. The Expression of the Numinous in English
Although it could hardly be disputed that the German philosophical vocabulary is superior to the English both in fullness and in precision, in regard to the subjects discussed in this book our language does not seem to be altogether at a disadvantage. Indeed, the English wealth of synonyms has presented the translator with an embarrassment at the very outset. In place of the single German adjective heilig, with its derivative noun and verb, we have the words sacred and holy, sacredness, holiness, and sanctity, hallow and sanctify, Gottheit again gives us a triad of synonyms, deity, divinity, Godhead. Each of these alternatives is probably the most appropriate rendering in some special context, and in choosing any one of them we are bound to sacrifice subtle differences in meaning which would be suggested by the others, and which are perhaps implicit in the single German equivalent. The deciding factor in the choice of holy rather than sacred as the regular rendering of heilig was the fact that it is the Biblical word, found especially in those great passages (e.g. Isa. vi) of which this book makes repeated use, and which seem central to its argument. Holy will be felt, I believe, to be a distinctly more numinous word than sacred: it retains about it more markedly the numinous atmosphere. And although, as is urged in the text with perhaps still more reason of its German equivalent, it refers mainly to the higher levels of religious experience at which the numinous has been interpreted in rational and moral terms, and therefore means to us mainly goodness, the word ‘holy’ is found also in contexts where this more exalted meaning is excluded, and where it is simply the numinous at an early and savage stage of development.
1 Added by the translator.
The well-known lines from Coleridge’s Kubla Khan give an example of such a use;
A savage place! as holy and enchanted
As e’er beneath a waning moon was haunted
By woman wailing for her demon-lover!
This is a finely numinous passage, but it is the numinous at the primitive, pre-religious, ‘daemonic’ level; it conveys nothing of
Apart from these words it would appear that the English language is in general rich in numinous terms. Dr. Otto has himself noted (p. 14) that the English ‘awe’ has a numinous suggestion lacking in the German scheu, and (p. 127 n.) that ‘haunt’ has no precise German equivalent in all its range of significance. And besides ‘uncanny’ (a more or less exact rendering of unheimlich) I have made use of words like weird and eerie, which convey the indefinable numinous atmosphere unmistakably. The old word freit (a supernatural intimation or sign) may be another such; and possibly the obsolete verb-form oug, which gives us ugly, may have conveyed originally a suggestion of unnatural, uncanny daunting or repulsion. It should be noticed that these numinous words are all (except ‘awe’) concerned primarily with the cruder and more primitive forms of the experience; they are not in the first instance religious words in the higher sense, though, unlike such words as grue, grisly, and ghastly, they can be used with a loftier and more ennobled, as well as with a lower and more primitive meaning. And it can, finally, be hardly an accident that they all, or nearly all, are northern in origin. A peculiar susceptibility to numinous impressions—what Dr. Otto would call a peculiarly sensitive faculty of ‘divination’—would seem, indeed, to be a characteristic of the North British. Such phenomena as those of clairvoyance and second-sight would seem to make for the same conclusion.
Apart from the expressiveness of single English words, it would be easy to amass from English poetry and prose alike passages (like that from Coleridge already quoted) illustrative of the different elements in numinous apprehension which have been discussed in this book. I venture to give three further citations.
On page 193 the contrast between the piety in which the ‘rational moments’ predominate and that in which a more numinous feeling is to be noted is illustrated from two German hymns of praise.
The same antithesis could hardly be shown more clearly than by the contrast between two poems familiar to every English reader, Addison’s hymn based on Psalm 19, and Blake’s poem ‘The Tyger.’ Both poets arc hymning the Creator as revealed
The spacious firmament on high
With all the blue ethereal sky,
And spangled heavens, a shining frame,
Their great Original proclaim.
The unwearied sun, from day to day,
Does his Creator’s power display
And publishes to every land
The work of an Almighty hand.
Soon as the evening shades prevail
The moon takes up the wondrous tale
And nightly to the listening earth
Repeats the story of her birth;
While all the stars that round her burn,
And all the planets in their turn,
Confirm the tidings as they roll
And spread the truth from pole to pole.
What though in solemn silence all
Move round the dark terrestrial ball;
What though no real voice or sound
Amid their radiant orbs be found?
I
n reason’s ear they all rejoice,
And utter forth a glorious voice;
Forever singing as they shine:
‘The hand that made us is Divine.’
This is, confessedly, rational piety; it is ‘reason’ that listens to nature’s hymn of praise. As such it is characteristic not only of a certain type of mind, but of the particular age in which it was written. And the contrasted numinous note can hardly be missed in Blake’s wonderful verses:
Tyger, Tyger, burning bright
In the forests of the night,
What immortal hand or eye
Could frame thy fearful symmetry?
In what distant deeps or skies
Burnt the fire of thine eyes?
On what wings dare he aspire?
What the hand dare seize the fire?
And what shoulder and what art
Could twist the sinews of thy heart?
And, when thy heart began to beat.
What dread hand and what dread feet?
What the hammer? What the chain?
In what furnace was thy brain?
What the anvil? What dread grasp
Dare its deadly terrors clasp?
When the stars threw down their spears,
And watered heaven with their tears.
Did He smile his work to see?
Did He who made the lamb make thee?
Tyger, Tyger, burning bright
In the forests of the night.
What immortal hand or eye
Dare frame thy fearful symmetry?
The remark of the author on page 221 suggests my last quotation. Wordsworth, in the tenth book of The Prelude, recounts the profound impression made upon him by the terrific events in which the French Revolution culminated. Then, as now, outward convulsion and catastrophe had their inward counterpart in spiritual tumult and overthrow, in widespread disillusionment and despair. And Wordsworth tells us in effect how the very tremendousness of the time, its ‘portentousness,’ became to him a revelation of the sustaining presence of the holy and the divine (see The Prelude, x. 437-69);
…So, with devout humility be it said,
So, did a portion of that spirit fall
On me uplifted from the vantage-ground
Of pity and sorrow to a state of being
That through the time’s exceeding fierceness saw
Glimpses of retribution, terrible,
And in the order of sublime behests:
But, even if that were not, amid the awe
Of unintelligible chastisement.
Not only acquiescences of faith
Survived, but daring sympathies with power,
Motions not treacherous or profane, else why
Within the folds of no ungentle breast
Their dread vibration to this hour prolonged?…
Then was the truth received into my hearty
That, under heaviest sorrow earth can bring,
If from the affliction somewhere do not grow
Honour which could not else have been, a faith.
An elevation, and a sanctity,
If new strength be not given nor old restored.
The blame is ours, not Nature’s.
A profound expression of the ‘Mysterium Tremendum’ may be found in the sermon of F. W. Robertson on ‘Jacob’s Wrestling’; (Ten Sermons), point 2, The revelation of mystery.
‘It was revealed by awe. Very significantly are we told that the divine antagonist seemed, as it were, anxious to depart as the day was about to dawn; and that Jacob held Him more convulsively fast, as if aware that the daylight was likely to rob him of his anticipated blessing: in which there seems concealed a very deep truth. God is approached more nearly in that which is indefinite than in that which is definite and distinct. He is felt in awe, and wonder and worship rather than in clear conception. There is a sense in which darkness has more of God than light has. He dwells in the thick darkness. Moments of tender, vague mystery often bring distinctly the feeling of His presence. When day breaks and distinctness comes the Divine has evaporated from the soul like morning dew. In sorrow, haunted by uncertain presentiments, we feel the infinite around us. The gloom disperses, the world’s joy comes again, and it seems as if God were gone the Being who had touched us with a withering hand and wrestled with us, yet whose presence, even when most terrible, was more blessed than His absence. It is true, even literally, that the darkness reveals God: every morning God draws the curtain of the garish light across His eternity, and we lose the Infinite. We look down on earth instead of up to heaven, on a narrower and more contracted spectacle that which is examined by the microscope when the telescope is laid aside smallness, instead of vastness. “Man goeth forth unto his work and to his labour till the evening”: and in the dust and pettiness of life we seem to cease to behold Him: then at night He undraws the curtain again, and we see how much of God and Eternity the bright distinct day has hidden from us. Yes, in solitary, silent, vague darkness, the Awful One is near.
The following hymn of Watts expresses the numinous feeling more adequately than many that are more familiar.
Eternal Power, whose high abode
Becomes the grandeur of a God,
Infinite length beyond the bounds
Where stars revolve their little rounds:
Thee while the first Archangel sings,
He hides his face beneath his wings:
And ranks of shining ones around
Fall worshipping and spread the ground.
Lord, what shall earth and ashes do?
We would adore our Maker too:
From Sin and dust to Thee we cry,
The Great, the Holy, and the High I
Earth from afar has heard thy fame
And we have learned to lisp Thy name:
But oh the glories of Thy mind
Leave all our soaring thoughts behind.
God is in Heaven, and men below:
Be short our tunes, our words be few:
A sacred reverence checks our songs,
And praise sits silent on our tongues.
Appendix XII. The Resurrection as a Spiritual Experience
‘I know that my Redeemer liveth’: ‘I believe in Jesus Christ, risen from the dead’: such is the Christian’s confession.
‘I know’ and ‘I believe’ or ‘have faith’ these are not here mutually exclusive expressions. This knowing is not that with which scientific theory is concerned, based upon empirical sense-knowledge: it is rather faith-knowledge, and faith-knowledge does not rely on the evidence of the senses, but is, in the scriptural phrase, ‘the evidence of things not seen’, that is, not presented to sense-perception: and it would lose its essential nature and be transformed into a mere sorry empirical knowledge, if it relied on any other evidence than ‘the witness of the Holy Spirit’, which is not that of sense-experience. And so we cannot afford to account Christ s resurrection, and our own, known facts, in this lower ‘scientific’ sense of knowledge. The simplest understanding feels this. To speak of ‘resurrection’ is to utter a mystery, and mystery is a subject for faith, not science. And, for Christianity, how this faith itself comes to be is no less a mystery, indeed the greatest of all mysteries. But if ‘faith’ were knowledge, directly attested by the senses or based upon the tradition of a former occurrence attested by the senses, this mystery would wholly disappear.
And so we hold that in endeavouring to account for our assurance of the Risen Christ two sorts of interpretation must be excluded, the naively supernaturalistic and the rationalistic. The former is that which has recourse to the ‘Empty Tomb’. It holds that Christ s tomb was proved to be empty by the evidence of the senses, that the Risen Christ was perceived by the senses, and that the truth of the facts so certified in sense-experience was then handed down by human testimony. On this view the conviction of the resurrection was from the first not faith, but a piece of empirical knowledge. This is the most serious objection that can be brought against the naive supernaturalist interpretation, a more serious objection than the uncertain and legendary character
But the ordinary rationalistic interpretation is equally inadmissible. A deep ‘impression’ of the person of Jesus had remained, so it is said, with the disciples and especially with Peter, and from this impression grew their conviction after His death, ‘Such an one cannot have remained dead’. And this conviction, thus born in their minds, took imaginative and figurative form in visions, which must therefore be regarded as purely subjective. But this explanation is patently forced and unsatisfactory, and seems to us to miss altogether the uniqueness and coherence of the experience centering in the Resurrection. The two lines of interpretation have this in common, however: they both entirely ignore the fundamental fact about the experience, that it was a mystery: both agree in disregarding altogether its mystery character.
We can only get beyond the opposition between supernaturalism and rationalism by frankly recognizing that the experiences concerned with the Resurrection were mystical experiences and their source ‘the Spirit’. It is only ‘of the Spirit’ that the higher knowledge is born. It is the eye of Spirit, not the eye of sense that beholds the eternal things: but what it sees is not a mere insecure, half-woven fabric of ‘convictions’, but the adamantine certainty of the eternal truth itself!
To understand the matter truly we need to make clear to ourselves by examples drawn from occurrences in the Bible record to what more general class of experience those that are concerned with the Resurrection belong, and then to grasp what the essential character of this wider class is. Isaiah tells (ch. vi) how in that mysterious experience in the Temple his inward eye was opened to behold Yahweh in His holiness and majesty, how he received His command and became thereby the messenger of Yahweh toHis people. This supreme, mysterious vision becomes thus for Isaiah his summons and his ordination, and his whole subsequent activity as prophet in its wider significance is founded upon this
But what really took place in these mystical experiences? Has God a body? Is He really seated upon a throne, or has He any place in a physical sense? Do beings such as the Cherubim and Seraphim are described surround Him in visible form Has He a voice audible to our actual sense of hearing? Even those who, so far as concerns the Resurrection of Christ, think to base their faith upon an actually perceived Empty Tomb and a Body which, however ‘transfigured’, yet remained an object to see and touch even they will answer these questions with a decided negative as regards the vision of Isaiah. Even they will admit that these forms of imagery, in which the experience of Isaiah clothes itself, are nothing more than forms of imagery, born of the ideas of the time and merely a vesture for something seen and apprehended by other means than by stimulation of the senses, with which it indeed has nothing to do.
On the other side, the naturalistic rationalist will set up some sort of plausible psychological ‘explanation’, differing according to the empirical psychology that is at his disposal: or, resorting to a still simpler mode of explanation, he will be inclined to say that such occurrences never occurred at all. But whoever knows anything of the Spirit and its miraculous nature, whoever feels in himself the Spirit active in those mysterious experiences that build up the Christian s life, will reject such explanations. He alone has the key to the truth of the matter. Just as the Scriptures as a whole, as the Christian believes, require the Spirit if they are to be taught or understood, so too is it with these occurrences. Only a first-hand spiritual experience teaches a man to see and enables him to estimate a spiritual experience of a former day. Possession of the Spirit at first hand becomes here a faculty of ‘retrospective prophecy’, which is recognition in the sense of recognition or knowing again for oneself. And so only on the basis of a first-hand religious experience, of and from the Spirit, is there any possibility of obtaining areal and genuine historical knowledge of these things, for only such an experience is acquainted with and can estimate the effect of all the factors of the explanation. What the Spirit gives is not a view that transcends the historical, but the genuine historical view. And the
Let us now turn to the New Testament. Once we have come to understand aright, that is, in the Spirit, the experiences of the great prophets, we can recognize plainly how similar they are to the narratives of the great visions of Jesus at the outset and at the full height of His ministry the vision at His Baptism and the vision at His ‘Transfiguration’. As with the prophets, so with Jesus: these, too, are manifestly spiritual and mystical experiences: but these, too, were objectively real occurrences. And they are also to be counted as belonging to the same class of experiences for the reason that they too are manifestly visions of Call and Ordination. As before, we do not doubt that all that is recounted in perceptual terms stands upon just the same footing as the perceptual imagery that invests the mystical experience of Isaiah, the essential and unshakeable truth of which lies not in that vesture, but in the knowledge and assurance ‘born of the Spirit’.
And if we pass on to the Resurrection-experience of Paul on the road to Damascus, do we not at once recognize the same characteristic features? Have we here sense-perception or spiritual experience? Paul nowhere describes how and in what form he beheld the Risen Christ. That does not in itself make it the less likely that he did see Him in some form, probably as a royal figure of radiant glory rather than merely as a dazzling light. The material of his vision was no doubt supplied him by the current ideas of his time concerning royal splendour and messianic kinghood, and then his faculty of vision gave this material an individual and special form. That is but to say that the vision would have a vesture of outward form just as that of Isaiah did: but this does not, for Paul any more than for Isaiah, touch the inmost import of the experience, which is here: ‘He lives: He lives as the accepted of God, the preserved of God, the exalted of God, the transfigured of God, as the conqueror of Judgement, of the Cross, and of Death.’ And at the same time that further point of resemblance with the occurrences already mentioned is manifest, which, strangely enough, is here not generally noticed.
At the same time this experience of Paul has its place among a second class of experiences, which in turn stand fully illumined in the Pauline writings. For it is but the first link in a whole chain of spiritual happenings which develop in him and in his congregations. These are the ‘charismata’ or ‘gifts of the Spirit’, and among them is included the gift of ‘horasis’ or mystic vision which Paul himself possessed. And what took place on the road to Damascus is not only the first link in the chain, but more fundamental and potent than all that followed. There it was that the ‘pneuma’ first broke through, the Spirit which man makes not nor can bestow upon himself, which blows whither it lists, and kindles what it wills, and whose ‘prick’ was already felt in Paul’s heart.
Paul puts his experience on a parity with those of Peter and others, an indication that these also were of the same class as his own. And we could ourselves recognize as much even without Paul s express testimony. According to Paul’s statement Peter was the first to receive the new revelation of the Risen Christ, and what we know otherwise of Peter is in accord with this. He has the gift of ‘vision’, as the story in Acts 10 shows, and it had been manifested more than once while his Master was still on earth, as at the time of the Transfiguration on Mount Tabor. And the Synoptic record gives other more general indications of his rare spiritual endowment. Further, for Peter and the others to whom the experience came, the vision of the Risen Christ is once again an inaugural experience of Call and Ordination, as is indicated in the words, ‘Go ye therefore and teach all nations’, which we are to take as a spiritual realization of mission just in the same way as the command of Yahweh to Isaiah: ‘Go and tell this people’, and which, no less than the experience of the prophets, attest themselves as having been really ‘heard’ in spiritual perception at a definite place and time. And again in the case of these original witnesses to the Resurrection, the vision of the Risen Christ is no more an isolated experience than in the case of Paul. For Paul and his converts are not the first to receive the Spirit and its sevenfold gifts. These gifts are the possession of the earliest Christian community from the first, and
And so the consciousness of the Risen Christ loses its isolated character and is already manifested as one of a class of spiritual experiences, a mystical and spiritual apprehension of truth, beyond the opposition of supernaturalism and rationalism.
The apostles proclaim their Lord not only as ‘raised from the dead’, but as ‘exalted’ and ‘ascended’ into heaven. That is in harmony with the picture of the universe which they shared with antiquity as a whole. But whoever thinks it necessary to retain the bodily, physical idea in ‘raised from the dead’ ought to realize that he is bound to do the same with the expression ‘exalted’. For that also conveys in its literal sense a spatial idea: it presupposes the old notion that ‘Heaven’, God s eternal realm, is somewhere high above us in space. This notion was natural enough in antiquity: but for us heaven and the eternal world of God is no more in space or time than God Himself is: it is in God’s eternity, which is apart from space and time. This does not at all mean that the expressions ‘resurrection’, ‘raising from the dead’, lose their meaning. In contrast to the idea of ‘immortality’, which properly is the denial of any state of real death, they affirm the restoration from real death to real life, or rather the admittance for the first time into plenary and genuine life. Nor have they in the Biblical view reference solely to the body. It is not the body merely, but the man that dies: and it is as soul as well as body that he sinks into the state of death,
1 To die is to lose not being but life. The fleshly body does not cease at first to be but to exercise the function we call ‘living’.…And so the soul sinks not into not-being, nonentity, but into death, i.e. the cessation of its living function. Thin state is spoken of in Scripture as passing into Hades (wrongly rendered Hell) and is compared to sleep, which is essentially life whose potentiality has been suspended. A closer analogy still to the state of ‘soul-death’ is that of cataleptic lethargy or impotence. We have to think of the condition of the soul sundered from the organ necessary to its essential nature as that of utter impotence, deprivation of life but not of being.
But whatever our thought may be upon this matter, one thing at any rate holds good: the meaning of the Christian knowledge that is by Faith lies in this, that Christ Himself who really died was brought again by God to real life and perfected unto the glory of the eternal life of God: and that we live in expectation of the same with Him. This is a ‘knowing’ which, for us today no less than for the apostles, can be born of the Spirit, but only of the Spirit. Whether the body belongs to the being of this Christ and to our own completed being is a physiological not a religious question, and one which pertains not at all to our confession of faith. But to any one who has to meet this issue we would say, the Risen Christ is to be our ‘comfort’, not a source of trouble in our conscientious fidelity to truth: and for a true understanding of the experiences bearing on the Resurrection we would refer him to the nature of spiritual revelation as recounted in Isaiah 6.
As regards the narratives of the ‘Empty Tomb’, we shall
Rudolf Otto
1869-1937
German theologian, philosopher, and historian of religion, who exerted worldwide influence through his investigation of man’s experience of the holy. As the Professor of Theology, University of Marburg, Das Heilige (1917; The Idea of the Holy, 1923) is his most important work.
Reference
Otto, Rudolf. The Idea of the Holy. An Inquiry into the non-rational factor in the idea of the divine and its relation to the rational, 2nd ed., John W. Harvey, trans. London: Oxford University Press, 1936.